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Participant Information Changes (HKSCC)

Only changes (status, contact details, etc.) of the respective participants' information are shown.  Please refer to the information of the current Clearing House Participants for more details.

Effective Date Name of Participant Participant
Category
Change of Participant Information
31/12/2010 Mitsubishi UFJ Securities (HK) Capital, Ltd DCP New Participant
28/12/2010 Harvest Securities Ltd DCP New Participant
24/12/2010 China Merchants Securities (HK) Co Ltd DCP Change of Address
23/12/2010 ETRADE Securities (Hong Kong) Ltd DCP Resignation of DCP
22/12/2010 Yue Xiu Securities Co Ltd DCP Change of Telephone No. and Fax No.
15/12/2010 Haitong International Finance Co Ltd Stock Pledgee Participant Change of Company Name
(Previous Name: Taifook Finance Co Ltd)
13/12/2010 Lamtex Securities Ltd DCP Change of Address
08/12/2010 SMBC Nikko Securities (Hong Kong) Ltd DCP Change of Company Name
(Previous Name: Primasia Securities (Asia) Ltd)
08/12/2010 CNI Securities Group Ltd DCP Change of Address
07/12/2010 CNI Securities Group Ltd DCP Change of Company Name
(Previous Name: Global Broker Services Ltd)
02/12/2010 Yue Xiu Securities Co Ltd DCP Change of Address
30/11/2010 JS Cresvale Securities International Ltd DCP Change of Address
29/11/2010 Kai Yuan Securities Ltd DCP New Participant
26/11/2010 Wing Lung Securities Ltd DCP Change of Telephone No.
25/11/2010 China Construction Bank Corporation Custodian Participant New Participant
23/11/2010 Daiwa Capital Markets Trading Hong Kong Ltd DCP Change of Company Name
(Previous Name: KBC Financial Products Trading Hong Kong Ltd)
22/11/2010 KBC Financial Products Trading Hong Kong Ltd DCP Change of Address
22/11/2010 EFG Bank AG Custodian Participant New Participant
17/11/2010 CMB International Securities Ltd DCP Change of Fax No.
16/11/2010 Dragon Hill Financial Services Ltd DCP Change of Address, Telephone No. and Fax No.
15/11/2010 Wing Lung Securities Ltd DCP Change of Address
10/11/2010 Deutsche Securities Asia Ltd DCP Change of Address
10/11/2010 ING Bank N.V. Custodian Participant New Participant
08/11/2010 Wintone Securities Ltd DCP Change of Fax No.
08/11/2010 Siu On Securities Ltd DCP Change of Company Name
(Previous Name: Siu On Stock Investment Co Ltd)
08/11/2010 ASA Securities Ltd DCP New Participant
05/11/2010 Trinity Finance Investment Ltd DCP New Participant
04/11/2010 China Investment Securities Ltd DCP New Participant
03/11/2010 Beijing Securities Ltd DCP Change of Telephone No. and Fax No.
01/11/2010 Beijing Securities Ltd DCP Change of Address
01/11/2010 Essence International Securities (Hong Kong) Ltd DCP New Participant
28/10/2010 Ricofull Securities Ltd DCP Change of Address
28/10/2010 Haitong International Securities Co Ltd DCP Change of Company Name
(Previous Name: Taifook Securities Co Ltd)
26/10/2010 United World Online Ltd DCP Change of Address
20/10/2010 Valuable Capital Ltd DCP Change of Telephone No.
19/10/2010 Beijing Securities Ltd DCP Change of Company Name
(Previous Name: Pelican Securities Ltd)
18/10/2010 CMB International Capital Corporation Ltd DCP Resignation of DCP
11/10/2010 KGI Wealth Management Ltd DCP Change of Address, Telephone No. and Fax No.
08/10/2010 Valuable Capital Ltd DCP New Participant
07/10/2010 Grand Investment (Securities) Ltd DCP Change of Address
06/10/2010 Pico Zeman Securities (HK) Ltd DCP New Participant
04/10/2010 CMB International Securities Ltd DCP New Participant
28/09/2010 Piper Jaffray Asia Securities Ltd DCP Change of Address, Telephone No. and Fax No.
21/09/2010 Full Win Securities Ltd DCP Change of Address
21/09/2010 Hung Sing Securities Ltd DCP Change of Address
09/09/2010 Hui's Brothers Financial Group Ltd DCP Change of Company Name
(Previous Name: Grand Ming Financial Group Ltd)
06/09/2010 Goldyard Securities Ltd DCP Change of Company Name
(Previous Name: K C Securities Ltd)
01/09/2010 Orient Securities (Hong Kong) Ltd DCP New Participant
31/08/2010 Everhot Securities Ltd DCP Change of Address
30/08/2010 Asia Pacific Securities Ltd DCP Change of Address
24/08/2010 CES Capital International Co, Ltd DCP Change of Address
24/08/2010 Phoenix Capital Securities Ltd DCP Change of Address
18/08/2010 Friedmann Pacific Securities Ltd DCP Change of Fax No.
18/08/2010 Sanston Financial Group Ltd DCP New Participant
17/08/2010 Truth Securities Ltd DCP Change of Address
10/08/2010 Sun Hung Kai Investment Services Ltd DCP Change of Address
10/08/2010 Central Wealth Securities Investment Ltd DCP New Participant
09/08/2010 Malahon Securities Ltd DCP Change of Address
03/08/2010 Finet Securities Ltd DCP Change of Address
03/08/2010 UOB Kay Hian (Hong Kong) Ltd DCP Change of Address
03/08/2010 Morgan Stanley Hong Kong Securities Ltd DCP Change of Address
29/07/2010 RBS Asia Ltd DCP Change of Fax No.
26/07/2010 Rabo Brokerage HK Ltd DCP Change of Chinese Company Name
22/07/2010 Winco Securities Co Ltd DCP Change of Address, Telephone No. and Fax No.
21/07/2010 Marigold International Securities Ltd DCP New Participant
19/07/2010 Golden Fountain Securities Ltd DCP Change of Address
15/07/2010 Astrum Capital Management Ltd DCP Change of Telephone No. and Fax No.
13/07/2010 ABN AMRO Clearing Hong Kong Ltd GCP Change of Company Name
(Previous Name: Fortis Clearing Hong Kong Ltd)
12/07/2010 Sincere Securities Ltd DCP Change of Address
12/07/2010 Barclays Capital Asia Ltd DCP Change of Address
05/07/2010 Astrum Capital Management Ltd DCP Change of Address
05/07/2010 Essence International Financial Holdings Ltd DCP Change of Address
05/07/2010 Mayfair Pacific Financial Group Ltd DCP New Participant
02/07/2010 Kwai Hung Securities Co Ltd DCP Change of Address
24/06/2010 Magusta Securities Ltd DCP Change of Address
24/06/2010 MainFirst Securities Hong Kong Ltd DCP Resignation of DCP
23/06/2010 Hui Kai Securities Ltd DCP Change of Address
18/06/2010 Treasure Securities Ltd DCP Change of Address
11/06/2010 Kwong Fat Hong (Securities) Ltd DCP Change of Fax No.
11/06/2010 LaBranche Structured Products Hong Kong Ltd DCP Resignation of DCP
09/06/2010 Finet Securities Ltd DCP Change of Company Name
(Previous Name: Fukoku Investment (Asia) Ltd)
07/06/2010 Head & Shoulders Securities Ltd DCP New Participant
03/06/2010 Capitec Securities Ltd DCP Change of Company Name
(Previous Name: Hiu Fung Securities Ltd)
01/06/2010 Nittan Securities Asia Ltd DCP Change of Company Name and Address
(Previous Name: Agincourt Securities Ltd)
01/06/2010 Winco Securities Co Ltd DCP New Participant
27/05/2010 Cantor Fitzgerald (Hong Kong) Capital Markets Ltd DCP Change of Chinese Company Name
18/05/2010 Goldenway Investments (HK) Ltd DCP Change of Address, Telephone No. and Fax No.
13/05/2010 Total Securities (HK) Ltd DCP Resignation of DCP
10/05/2010 CITIC Bank International Ltd Custodian Participant Change of Company Name
(Previous Name: CITIC Ka Wah Bank Ltd)
05/05/2010 Hai Tong Securities (HK) Brokerage Ltd DCP Change of Address and Fax No.
28/04/2010 Tung Shing Securities (Brokers) Ltd DCP Change of Company Name
(Previous Name: ICEA Securities Ltd)
27/04/2010 ABCI Securities Co Ltd DCP Change of Company Name
(Previous Name: CAF Securities Co Ltd)
23/04/2010 Global Broker Services Ltd DCP Change of Chinese Company Name
22/04/2010 Goldenway Investments (HK) Ltd DCP New Participant
20/04/2010 One China Securities Limited DCP Change of Address
20/04/2010 President Securities (Hong Kong) Ltd DCP Change of Address
15/04/2010 Credit Agricole Corporate and Investment Bank Custodian
Participant
Change of Company Name
(Previous Name: CALYON)
13/04/2010 Goldtech Securities Ltd DCP Change of Address
08/04/2010 CES Capital International Co, Ltd DCP Change of Address
07/04/2010 Hai Tong Securities (HK) Brokerage Ltd DCP Change of Address and Fax No.
31/03/2010 The Royal Bank of Scotland N.V. Custodian
Participant
Change of Company Name
(Previous Name: ABN AMRO Bank NV)
29/03/2010 Polaris Capital (Asia) Ltd DCP Change of Address
24/03/2010 ABN AMRO Bank NV Custodian
Participant
Change of Address, Telephone No. and Fax No.
22/03/2010 Goldin Equities Ltd DCP Change of Address
19/03/2010 RBS Asia Ltd DCP Change of Address and Fax No.
15/03/2010 Fukoku Investment (Asia) Ltd DCP Change of Address
15/03/2010 Guosen Securities (HK) Brokerage Co, Ltd DCP New Participant
10/03/2010 Sinomax Securities Ltd DCP Change of Telephone No. and Fax No.
09/03/2010 Bank of Singapore Ltd Custodian
Participant
Change of Company Name
(Previous Name: ING Asia Private Bank Ltd)
01/03/2010 First Worldsec Securities Ltd DCP Change of Address
22/02/2010 Execution Noble (Hong Kong) Ltd DCP Change of Company Name
(Previous Name: Execution (Hong Kong) Ltd)
08/02/2010 King's HT Securities Ltd DCP Change of Company Name
(Previous Name: King's Securities Ltd)
27/01/2010 Mirae Asset Securities (Hong Kong) Ltd DCP Change of Address
18/01/2010 DBS Bank (Hong Kong) Ltd Custodian
Participant
Change of Telephone No.
18/01/2010 DBS Bank Ltd Custodian
Participant
Change of Fax No.
08/01/2010 Win Fung Securities Ltd DCP New Participant
06/01/2010 Goldman Sachs Securities (Asia) Ltd GCP Change of Fax No.
05/01/2010 Daiwa Capital Markets Hong Kong Ltd DCP Change of Company Name
(Previous Name:
Daiwa Securities SMBC Hong Kong Ltd)
04/01/2010 Global Broker Services Ltd DCP New Participant

Updated 25 Sep 2017

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