|
30/12/2009 |
Bear Stearns Asia Ltd |
Resignation of Exchange Participant |
|
30/12/2009 |
Hong Kong Kowloon First Securities Co Ltd |
Resignation of Exchange Participant |
|
23/12/2009 |
Lee's Securities Co Ltd |
Change of Fax No. |
|
18/12/2009 |
BWC Securities Ltd |
New Trading Exchange Participant
(Broker number : 1979) |
|
17/12/2009 |
Standard Chartered Securities (HK) Ltd |
Change of Company Name
(Previous Name: Cazenove Asia Ltd ) |
|
01/12/2009 |
Tanrich Securities Co Ltd |
New Options Trading Exchange Participant |
|
30/11/2009 |
Woo Fung Ming (Deceased) |
Resignation of Trading Right Holder |
|
30/11/2009 |
GOA Securities Ltd |
Cessation of Trading |
|
30/11/2009 |
Bear Stearns Asia Ltd |
Cessation of Trading |
|
27/11/2009 |
Bear Stearns Asia Ltd |
Change of Telephone no. and Fax no. |
|
27/11/2009 |
Knight Capital Asia Ltd |
Change of Company Name
(Previous Name: Knight Equity Markets Hong Kong Ltd) |
|
12/11/2009 |
GF Securities ( Hong Kong) Brokerage Ltd |
Change of Address |
|
10/11/2009 |
Hung Sing Securities Ltd |
Change of Address, Telephone no. and Fax no. |
|
10/11/2009 |
Fortis Clearing Hong Kong Ltd |
Change of Company Name
(Previous Name: Fortis Clearing (Options) Hong Kong Ltd) |
|
04/11/2009 |
M Y Securities Ltd |
Change of Address |
|
30/10/2009 |
Man Wo Investment Co Ltd |
Resignation of Exchange Participant |
|
29/10/2009 |
Williams Securities Ltd |
Change of Address |
|
29/10/2009 |
Mizuho Securities Asia Ltd |
Change of Address |
|
29/10/2009 |
KGI Securities (Hong Kong) Ltd |
Change of Address |
|
27/10/2009 |
Nomura Securities (Hong Kong) Ltd |
New Options Trading Exchange Participant |
|
23/10/2009 |
Fortis Clearing (Options) Hong Kong Ltd |
Change of Telephone No. |
|
13/10/2009 |
Telecom Digital Securities Ltd |
Change of Address |
|
13/10/2009 |
Liquidnet Asia Ltd |
Change of Telephone No. |
|
12/10/2009 |
Sinomax Securities Ltd |
Change of Fax No. |
|
12/10/2009 |
Millennium Securities Pty Ltd |
New Trading Exchange Participant
(Broker number : 4990,4999) |
|
08/10/2009 |
Polaris Capital (Asia) Ltd |
Change of Fax No. |
|
07/10/2009 |
Kongson Securities Ltd |
Resignation of Exchange Participant |
|
02/10/2009 |
CCB International Securities Ltd |
Change of Fax No. |
|
30/09/2009 |
Cazenove Asia Ltd |
Change of Address, Telephone No. and Fax No. |
|
30/09/2009 |
Enlighten Securities Ltd |
Change of Address and Telephone No. |
|
30/09/2009 |
SinoPac Securities ( Asia) Ltd |
Change of Address |
|
29/09/2009 |
Cheng Chung Ho |
Resignation of Trading Right Holder |
|
28/09/2009 |
Citadel Securities (Hong Kong) Ltd |
Change of Company Name
(previous name : Citadel Derivatives Group (Hong Kong)Ltd) |
|
23/09/2009 |
Seaga International Ltd |
Change of Address |
|
23/09/2009 |
Chief Securities Ltd |
Change of Address and Fax No. |
|
22/09/2009 |
China Everbright Securities (HK) Ltd |
Change of Fax No. |
|
18/09/2009 |
Core Pacific-Yamaichi Securities (H.K.) Ltd |
New Options Trading Exchange Participant |
|
16/09/2009 |
Kam Luen Securities Ltd |
Change of Address |
|
09/09/2009 |
RBS Asia Ltd |
Change of Company Name
(previous name : ABN AMRO Asia Ltd) |
|
08/09/2009 |
Celestial Securities Ltd |
Change of Telephone no. and Fax no. |
|
07/09/2009 |
China Rise Securities Co Ltd |
New Trading Exchange Participant
(Broker number : 1468/9) |
|
04/09/2009 |
Grand Ming Financial Group Ltd |
Change of Company Name
(previous name : Grand Ming Securities Ltd) |
|
01/09/2009 |
Ping An of China Securities ( Hong Kong) Co Ltd |
Commencement of Trading
(Broker number : 5810, 5819) |
|
25/08/2009 |
Ping An of China Securities (Hong Kong) Co Ltd |
Change of Telephone no. and Fax no. |
|
24/08/2009 |
Ping An of China Securities (Hong Kong) Co Ltd |
New Exchange Participant |
|
19/08/2009 |
Taiwan Concord Capital Securities (Hong Kong ) Ltd |
Change of Address |
|
18/08/2009 |
Samsung Securities ( Asia) Ltd |
Commencement of Trading
(Broker number : 6180, 6189) |
|
17/08/2009 |
ICBC International Securities Ltd |
New Options Trading Exchange Participant |
|
17/08/2009 |
Taiping Securities (HK) Co Ltd |
Change of Company Name
(previous name : China Insurance Group Securities Ltd) |
|
11/08/2009 |
Redford Securities Ltd |
Change of Address |
|
10/08/2009 |
All Options Asia Ltd |
Resignation of Exchange Participant |
|
10/08/2009 |
All Options Asia Ltd |
Resignation of Options Trading Exchange Participant |
|
10/08/2009 |
Susquehanna Hong Kong Ltd |
Commencement of Trading
(Broker number : 1439) |
|
07/08/2009 |
Astrum Capital Management Ltd |
Commencement of Trading
(Broker number : 5120, 5129) |
|
04/08/2009 |
Kuentai Securities (Kam Ngan) Co Ltd |
Change of Address |
|
04/08/2009 |
Fortis Wealth Management Hong Kong Ltd |
Change of Address, Telephone and Fax Number |
|
03/08/2009 |
Susquehanna Hong Kong Ltd |
New Options Trading Exchange Participant |
|
03/08/2009 |
Susquehanna Hong Kong Ltd |
New Exchange Participant |
|
31/07/2009 |
Uni-Alpha Securities Ltd |
Resignation of Exchange Participant |
|
28/07/2009 |
Confederation Investment Ltd |
New Trading Exchange Participant
(Broker number : 3757/9) |
|
22/07/2009 |
Kaiser Securities Ltd |
Change of Address |
|
13/07/2009 |
CIMB Securtiies (HK) Ltd |
Change of English Company Name
(previous name : CIMB-GK Securities (HK) Ltd) |
|
13/07/2009 |
Samsung Securities ( Asia) Ltd |
New Exchange Participant |
|
07/07/2009 |
FE Securities Ltd |
Change of Address |
|
06/07/2009 |
Yee On Securities Ltd |
Change of Telephone no. and Fax no. |
|
06/07/2009 |
Natixis Asia Ltd |
Change of Telephone no. |
|
03/07/2009 |
Bali Securities Co, Ltd |
Change of Fax no. |
|
02/07/2009 |
Infast Brokerage Ltd |
Change of Telephone no. |
|
30/06/2009 |
Bali Securities Co Ltd |
Change of address and Telephone Number |
|
30/06/2009 |
Mitsubishi UFJ Securities (HK), Ltd |
Change of address |
|
26/06/2009 |
BTIG Hong Kong Ltd |
Commencement of Trading
(Broker number : 6898/9) |
|
23/06/2009 |
Bali Securities Co Ltd |
New Trading Exchange Participant
(Broker number : 4159) |
|
23/06/2009 |
Bali Securities Co Ltd |
New Options Trading Exchange Participant |
|
19/06/2009 |
Wing Tak Securities Ltd |
Resignation of Exchange Participant |
|
17/06/2009 |
Vantage Capital Markets HK Ltd |
Commencement of Trading
(Broker number : 3729) |
|
17/06/2009 |
Vantage Capital Markets HK Ltd |
New Options Trading Exchange Participant |
|
11/06/2009 |
Bear Stearn Asia Ltd |
Change of Address |
|
08/06/2009 |
Citadel Derivatives Group (Hong Kong) Ltd |
New Exchange Participant |
|
08/06/2009 |
Essence International Financial Holdings Ltd |
Change of Company Name
(previous name : China Southern Securities (Hong Kong) Ltd) |
|
08/06/2009 |
Dynasty Securities Ltd |
Change of Company Name
(previous name : Po Luen Securities Ltd) |
|
03/06/2009 |
Lehman Brothers Securities Asia Ltd |
Resignation of Options Trading Exchange Participant |
|
03/06/2009 |
Waterland Securities (HK) Co Ltd |
Change of Fax Number |
|
01/06/2009 |
Waterland Securities (HK) Co Ltd |
New Trading Exchange Participant
(Broker number : 4199) |
|
20/05/2009 |
Guodu Securities (Hong Kong) Ltd |
New Trading Exchange Participant
(Broker number : 5059) |
|
18/05/2009 |
BTIG Hong Kong Ltd |
New Exchange Participant |
|
18/05/2009 |
Shinko Securities (H.K.) Ltd |
Resignation of Exchange Participant |
|
08/05/2009 |
All Options Asia Ltd |
Change of Company Name
(previous name : Saen Options Hong Kong Ltd) |
|
08/05/2009 |
MF Global Hong Kong Ltd |
Change of Company Name
(previous name : MF Global Futures HK Ltd) |
|
08/05/2009 |
Convoy Investment Services Ltd |
Change of Telephone Number |
|
08/05/2009 |
Fulbright Securities Ltd |
Change of Address |
|
07/05/2009 |
All Options Hong Kong Ltd |
Change of Address and Telephone Number |
|
04/05/2009 |
Vantage Capital Markets HK Ltd |
New Exchange Participant |
|
04/05/2009 |
Shinko Securities (H.K.) Ltd |
Cessation of Trading |
|
04/05/2009 |
OSK Securities Hong Kong Ltd |
New Option Trading Exchange Participant |
|
04/05/2009 |
Optiver Trading Hong Kong Ltd |
Change of Telephone and Fax number |
|
24/04/2009 |
Total Securities (HK) Ltd |
New Options Trading Exchange Participant |
|
24/04/2009 |
Total Securities (HK) Ltd |
Commencement of Trading
(Broker number : 1449) |
|
20/04/2009 |
Ping An Securities Ltd |
Change of address |
|
20/04/2009 |
Convoy Investments Services Ltd |
Change of address |
|
17/04/2009 |
All Options Hong Kong Ltd |
New Options Trading Exchange Participant |
|
17/04/2009 |
All Options Hong Kong Ltd |
New Trading Exchange Participant
(Broker number : 2959) |
|
16/04/2009 |
ICBC International Securities Ltd |
Commencement of Trading and Change of address
and Telephone number
(Broker number: 3526/9, 3555/9, 3560, 3565/9) |
|
14/04/2009 |
Delta Asia Securities Ltd |
Change of Address |
|
01/04/2009 |
Newedge Financial Hong Kong Ltd |
New Trading Exchange Participant
(Broker number : 0380, 0387, 0388, 0389) |
|
01/04/2009 |
Newedge Broker Ltd |
Resignation of Exchange Participant |
|
01/04/2009 |
Hang Tung Securities Ltd |
Cessation of Trading |
|
01/04/2009 |
CCB International Securities Ltd |
Change of address |
|
01/04/2009 |
MCL Brokerage Ltd |
Change of address and telephone number |
|
24/03/2009 |
LA (Global) Sinomix Securities Ltd |
Cessation of Trading |
|
17/03/2009 |
Koh, Hurk Cheung Rupert (Deceased) |
Resignation of Trading Right Holder |
|
16/03/2009 |
3V Capital Ltd |
Change of address |
|
16/03/2009 |
Total Securities (HK) Ltd |
New Exchange Participant |
|
16/03/2009 |
Knight Equity Markets Hong Kong Ltd |
Commencement of Trading
(Broker number: 1579) |
|
09/03/2009 |
Knight Equity Markets Hong Kong Ltd |
Change of Company Name
(previous name : Knight Asia Ltd) |
|
09/03/2009 |
Fortune (HK) Securities Ltd |
Change of Address |
|
04/03/2009 |
Celestial Securities Ltd |
Change of Address |
|
04/03/2009 |
SynerWealth Financial Ltd |
Commencement of Trading
(Broker number: 3578, 3579) |
|
27/02/2009 |
Macquarie Equities (Asia) Ltd |
Resignation of Exchange Participant |
|
24/02/2009 |
SynerWealth Financial Ltd |
New Exchange Participant |
|
23/02/2009 |
Fok, Ying Tung Henry |
Resignation of Trading Right Holder |
|
20/02/2009 |
Convoy Investment Services Ltd |
Change of Company Name
(previous name : Coview Investments Ltd) |
|
16/02/2009 |
Chi Capital Securities Ltd |
Commencement of Trading
(Broker number : 3639) |
|
13/02/2009 |
Mirae Asset Securities (HK) Ltd |
Change of Company Name
(previous name : Mirae Asset Hong Kong Ltd) |
|
04/02/2009 |
Optiver Trading Hong Kong Ltd |
Change of address |
|
02/02/2009 |
United Simsen Securities Ltd |
Change of Company Name
(previous name : Cheung's Securities Brokers Ltd) |
|
02/02/2009 |
First Worldsec Securities Ltd |
Change of Chinese Company Name |
|
02/02/2009 |
Head & Shoulders Securities Ltd |
Cessation of Trading |
|
29/01/2009 |
Starling Group Securities Ltd |
Commencement of Trading
(Broker number : 4390, 4399) |
|
19/01/2009 |
Cinda International Securities Ltd |
Change of Company Name
(previous name: Hantec International Finance Group Ltd) |
|
15/01/2009 |
Jimei Securities Ltd |
New Trading Exchange Participant
(Broker number : 3910, 3917, 3918, 3919) |
|
15/01/2009 |
Star Securities Ltd |
Resignation of Exchange Participant |
|
12/01/2009 |
Lui Ting Sheung, Timothy |
Resignation of Trading Right Holder |
|
12/01/2009 |
Starling Group Securities Ltd |
New Exchange Participant |
|
12/01/2009 |
Macquarie Capital Securities Ltd |
Change of Address & Telephone Number |
|
12/01/2009 |
SBI E2-Capital Financial Services Ltd |
Change of Address |
|
12/01/2009 |
Tokai Tokyo Securities (Asia) Ltd |
Change of Address |