2011

Participant Information Changes (SEHK)

Only changes (status, contact details, etc.) of the respective participants' information are shown. Please refer to the information of the current Participants and Trading Rights Holders for more details.

Effective Date	Name of Exchange Participant	Change of Participant Information
30/12/2011	Ambition Securities Co. Ltd	Change of Address, Telephone No. and Fax No.
29/12/2011	JTI Securities Ltd	Commencement of Trading (Broker number : 4430, 4439)
28/12/2011	Grand Cathay Securities (Hong Kong) Ltd	Change of Address
28/12/2011	Mighty Brokerage (Asia) Ltd	New Trading Exchange Participant (Broker number : 4299)
28/12/2011	Select Investment Services Ltd	Commencement of Trading (Broker number : 7640, 7649)
23/12/2011	Hong Kong Securities (International) Co Ltd	Change of Telephone No. and Fax No.
23/12/2011	Well & Well JP Capital Group Ltd	Change of Address and Telephone No.
20/12/2011	Good Harvest Securities Co Ltd	Change of Address
20/12/2011	Select Investment Services Ltd	Change of Fax No.
20/12/2011	Vermont Securities Co Ltd	Change of Address
13/12/2011	RaffAello Securities (HK) Ltd	Change of Address
13/12/2011	Ambition Securities Co. Ltd	Suspension of Trading
13/12/2011	JTI Securities Ltd	New Exchange Participant
12/12/2011	Lyncean Securities Ltd	New Trading Exchange Participant (Broker number : 7720, 7729)
12/12/2011	Select Investment Services Ltd	New Exchange Participant
08/12/2011	Daewoo Securities (Hong Kong) Ltd	New Exchange Participant
07/12/2011	Colors Securities Ltd	Change of Company Name (Previous Name: Paul Fan Securities Ltd)
07/12/2011	Prime Courage Securities Co Ltd	Change of Address
07/12/2011	Sun On Tat Securities Co Ltd	Change of Telephone No.
07/12/2011	Standard Chartered Securities (Hong Kong) Ltd	New Options Trading Exchange Participant
30/11/2011	Cowen Structured Products Hong Kong Ltd	Resignation of Exchange Participant
29/11/2011	Rabo Brokerage HK Ltd	Change of Address
29/11/2011	Vision Finance (Securities) Ltd	Change of Address
24/11/2011	Morgan Stanley Hong Kong Securities Ltd	Change of Fax No.
22/11/2011	Hong Kong Securities (International) Co Ltd	Change of Address
22/11/2011	Luk Fook Securities (HK) Ltd	Change of Address
21/11/2011	Harvest Securities Ltd	Change of Address, Telephone No. and Fax No.
18/11/2011	Luk Fook Securities (HK) Ltd	Change of Fax No.
16/11/2011	Well & Well JP Capital Group Ltd	Change of Fax No.
15/11/2011	GT Capital Ltd	Change of Address, Telephone No. and Fax No.
14/11/2011	Shenyin Wanguo Securities (H.K.) Ltd	New Options Trading Exchange Participant
14/11/2011	CES Capital International (Hong Kong) Co, Ltd	Change of Company Name (Previous Name: CES Capital International Co, Ltd)
09/11/2011	Sun Securities Ltd	Change of Telephone No. and Fax No.
03/11/2011	Luk Fook Securities (HK) Ltd	Change of Company Name (Previous Name: Transpacific Securities Ltd)
02/11/2011	Cowen Structured Products Hong Kong Ltd	Change of Company Name (Previous Name: LaBranche Structured Products Hong Kong Ltd)
02/11/2011	Transpacific Securities Ltd	Change of Address, Telephone No. and Fax No.
01/11/2011	MF Global Hong Kong Ltd	Suspension of Trading
01/11/2011	ABN AMRO Clearing Hong Kong Ltd	Change of Address
01/11/2011	ICBC International Securities Ltd	Change of Address
24/10/2011	I-Access Investors Ltd	Change of Address
24/10/2011	Tokai Tokyo Securities (Asia) Ltd	Change of Address
24/10/2011	Prime Courage Securities Co Ltd	New Trading Exchange Participant (Broker number : 2489)
24/10/2011	Sanford C. Bernstein (Hong Kong) Ltd	New Trading Exchange Participant (Broker number : 2959)
17/10/2011	Central Wealth Securities Investment Ltd	Cessation of Trading
14/10/2011	Well & Well JP Capital Group Ltd	Change of Company Name (Previous Name: Well & Well Securities Ltd)
12/10/2011	RaffAello Securities (HK) Ltd	Change of Company Name (Previous Name: Welform Investors Ltd)
10/10/2011	Glory Sky Global Markets Ltd	Change of Address and Telephone No.
10/10/2011	Hong Kong Securities (International) Co Ltd	Change of Company Name (Previous Name: Millennium Securities Pty Ltd)
04/10/2011	Beijing Securities Ltd	Change of Address
04/10/2011	BMI Securities Ltd	Change of Address, Telephone No. and Fax No.
04/10/2011	Thing On Securities Ltd	Change of Address
28/09/2011	Reorient Financial Markets Ltd	Change of Company Name (Previous Name: Mansion House Securities (F.E.) Ltd)
28/09/2011	China Galaxy International Securities (Hong Kong) Co., Ltd	New Trading Exchange Participant (Broker number : 7810, 7818, 7819)
27/09/2011	1. Aglobal International Ltd	Change of Company Name and Address (Previous Name: LA (Global) Sinomix Securities Ltd)
27/09/2011	Liquid Capital Markets Hong Kong Ltd	Change of Address
26/09/2011	REXCAPITAL Securities Ltd	Change of Address, Telephone No. and Fax No.
26/09/2011	Fulbright Securities Ltd	New Options Trading Exchange Participant
26/09/2011	TIS Securities (HK) Ltd	Resignation of Exchange Participant
14/09/2011	Tibra Trading Hong Kong Ltd	Change of Address
09/09/2011	Freeman Securities Ltd	Change of Address
01/09/2011	Prominence Financials Ltd	Re-commencement of Trading (Broker number : 7870, 7878, 7879)
30/08/2011	AXT Ltd	Suspension of access to AMS
29/08/2011	TIS Securities (HK) Ltd	Change of Address
22/08/2011	Horizon Securities (Hong Kong) Ltd	Change of Address
22/08/2011	Knight Capital Asia Ltd	Cessation of Trading
16/08/2011	Hong Kong International Securities Ltd	Change of Company Name (Previous Name: Mayfair Securities Ltd)
12/08/2011	Enhanced Securities Ltd	New Trading Exchange Participant (Broker number : 7480, 7489)
11/08/2011	Great Roc Capital Securities Ltd	New Trading Exchange Participant (Broker number : 0038, 0039)
10/08/2011	VMS Securities Ltd	Change of Telephone No. and Fax No.
09/08/2011	Goldenway Investments (HK) Ltd	Change of Address
09/08/2011	Roctec Securities Co Ltd	Change of Address
04/08/2011	Credit Suisse Securities (Hong Kong) Ltd	Change of Address
03/08/2011	Midway International Securities Ltd	Change of Company Name (Previous Name: Dragon Hill Financial Services Ltd)
02/08/2011	First Securities (HK) Ltd	Change of Address
02/08/2011	VMS Securities Ltd	Change of Address
01/08/2011	First China Securities Ltd	Change of Address
01/08/2011	UOB Kay Hian (Hong Kong) Ltd	Change of Fax No.
29/07/2011	Public Securities Ltd	Change of Telephone No.
28/07/2011	Grand Silver Securities Ltd	New Trading Exchange Participant (Broker number : 6340, 6349)
28/07/2011	Hsia Ching Pau	Resignation of Trading Right Holder
26/07/2011	Fortune (HK) Securities Ltd	Change of Address
18/07/2011	Cheer Pearl Investment Ltd	Change of Address
12/07/2011	FT Securities Ltd	Change of Company Name (Previous Name: Fortis Wealth Management Hong Kong Ltd)
12/07/2011	SPS Securities Ltd	Change of Address
12/07/2011	Taiwan Concord Capital Securities (Hong Kong) Ltd	Change of Address
08/07/2011	Huatai Financial Holdings (Hong Kong) Ltd	Change of Address
04/07/2011	Mayfair Pacific Financial Group Ltd	Change of Address
04/07/2011	Mega Securities (Hong Kong) Co Ltd	Change of Address
27/06/2011	Hui's Brothers Financial Group Ltd	Change of Address
24/06/2011	Convoy Investment Services Ltd	New Options Trading Exchange Participant
23/06/2011	Hai Tong Securities (HK) Brokerage Ltd	Resignation of Exchange Participant
22/06/2011	Fortis Wealth Management Hong Kong Ltd	Change of Address, Telephone No. and Fax No.
20/06/2011	Paribas Asia Equity Ltd	Resignation of Exchange Participant
20/06/2011	Paribas Asia Equity Ltd	Resignation of Options Trading Exchange Participant
16/06/2011	BMI Securities Ltd	Change of Fax No.
16/06/2011	SMBC Nikko Securities (Hong Kong) Ltd	Change of Telephone No. and Fax No.
15/06/2011	BMI Securities Ltd	New Trading Exchange Participant (Broker number : 4779)
14/06/2011	Vantage Capital Markets HK Ltd	Change of Address
13/06/2011	Infast Brokerage Ltd	Change of Address
09/06/2011	COL Securities (HK) Ltd	Change of Company Name (Previous Name: CitisecOnLine.com Hong Kong Ltd)
09/06/2011	Success Securities Ltd	Change of Address
08/06/2011	Metro Capital Securities Ltd	Change of Address
07/06/2011	Guosen Securities (HK) Brokerage Co, Ltd	Change of Address
01/06/2011	Realink Financial Trade Ltd	Change of Company Name (Previous Name: Realink Securities Ltd)
31/05/2011	LT Securities Ltd	Commencement of Trading (Broker number : 1440, 1448, 1449)
25/05/2011	T & F Equities Ltd	Cessation of Trading
24/05/2011	Solid King Securities Ltd	Change of Address
18/05/2011	Sun Securities Ltd	Change of Address
16/05/2011	LT Securities Ltd	New Exchange Participant
12/05/2011	Freeman Securities Ltd	Change of Company Name (Previous Name: Dynasty Securities Ltd)
11/05/2011	Finet Securities Ltd	Change of Address
11/05/2011	Thomas Securities Co Ltd	Change of Address
09/05/2011	TIS Securities (HK) Ltd	Cessation of Trading
04/05/2011	Chow Sang Sang Securities Ltd	Change of Address
04/05/2011	KCG Securities Asia Ltd	Change of Address and Telephone No.
04/05/2011	Kwong Fat Hong (Securities) Ltd	Change of Address
04/05/2011	Mansion House Securities (F.E.) Ltd	Change of Address and Telephone No.
04/05/2011	Legend Crown International Development Ltd	New Trading Exchange Participant (Broker number : 7590, 7599)
03/05/2011	Sheng Yuan Securities Ltd	Change of Company Name (Previous Name: Kai Yuan Securities Ltd)
27/04/2011	CIMB Securities (HK) Ltd	Change of Address
27/04/2011	Sun Securities Ltd	New Trading Exchange Participant (Broker number : 4849)
19/04/2011	Millennium Securities Pty Ltd	Change of Address
18/04/2011	Fulljet Securities Ltd	Change of Address
18/04/2011	Tianda Securities Ltd	Change of Telephone No. and Fax No.
12/04/2011	Wing Yee Securities Co Ltd	Change of Telephone No.
11/04/2011	Million Rich Securities Ltd	New Trading Exchange Participant (Broker number : 6579)
01/04/2011	Heng Shan Securities Ltd	Commencement of Trading (Broker number : 5849)
01/04/2011	Polaris Capital (Asia) Ltd	Resignation of Exchange Participant
01/04/2011	Tianda Securities Ltd	New Trading Exchange Participant (Broker number : 7529)
31/03/2011	Daiwa Capital Markets Trading Hong Kong Ltd	Change of Telephone No. and Fax No.
30/03/2011	Prominence Financials Ltd	Change of Company Name (Previous Name: GOA Securities Ltd)
29/03/2011	Ambition Securities Co Ltd	Change of Address, Telephone No. and Fax No.
29/03/2011	VMS Securities Ltd	Change of Company Name (Previous Name: Morning Star Securities Ltd)
28/03/2011	Well & Well Securities Ltd	Commencement of Trading (Broker number : 3169)
25/03/2011	SMBC Nikko Securities (Hong Kong) Ltd	Change of Address
23/03/2011	Primasia Securities Asia Ltd	Commencement of Trading (Broker number : 1519)
21/03/2011	Polaris Capital (Asia) Ltd	Cessation of Trading
18/03/2011	Well & Well Securities Ltd	New Exchange Participant
17/03/2011	United Simsen Securities Ltd	New Options Trading Exchange Participant
17/03/2011	Legarleon Securities Ltd	New Trading Exchange Participant (Broker number : 6519)
11/03/2011	Heng Shan Securities Ltd	New Exchange Participant
08/03/2011	Ying Wah Securities Co Ltd	Change of Address
08/03/2011	Newpont Securities Ltd	Change of Address
08/03/2011	Japan Asia Securities Ltd	Change of Address
08/03/2011	Ambition Securities Co Ltd	New Trading Exchange Participant (Broker number : 7620, 7626, 7627, 7628, 7629)
03/03/2011	Primasia Securities Asia Ltd	New Exchange Participant
22/02/2011	China Rise Securities Co Ltd	Change of Address, Telephone No. and Fax No.
16/02/2011	Delta Wealth Securities Ltd	Change of Company Name (Previous Name: Excalibur Securities Ltd)
15/02/2011	Yuanta Securities (Hong Kong) Co Ltd	Change of Fax No.
09/02/2011	Chinawide Securities Ltd	Change of Telephone No. and Fax No.
07/02/2011	Convoy Investment Services Ltd	Change of Address
01/02/2011	Enlighten Securities Ltd	New Options Trading Exchange Participant
01/02/2011	Kay Yue Securities Co Ltd	Resignation of Exchange Participant
31/01/2011	Capitec Securities Ltd	Change of Address
31/01/2011	Jefferies Hong Kong Ltd	New Trading Exchange Participant (Broker number : 0759)
25/01/2011	Boom.com Ltd	Change of Address and Fax No.
25/01/2011	Karl-Thomson Securities Co Ltd	Change of Address
25/01/2011	Wing Fat Securities Ltd	Change of Address
25/01/2011	Chinawide Securities Ltd	New Trading Exchange Participant (Broker number : 3159)
17/01/2011	President Securities (Hong Kong) Ltd	Change of Fax No.
13/01/2011	BOCOM International Securities Ltd	Change of Address, Telephone No. and Fax No.
10/01/2011	Citadel Securities (Hong Kong) Ltd	Change of Address
06/01/2011	KVB Kunlun Securities (HK) Ltd	Change of Address
04/01/2011	Mitsubishi UFJ Securities (HK), Ltd	Change of Company Name (Previous Name: Mitsubishi UFJ Securities (HK) Capital, Ltd)
04/01/2011	Dowin Securities Co Ltd	New Trading Exchange Participant (Broker number : 6679)
03/01/2011	Excalibur Securities Ltd	Change of Address, Telephone No. and Fax No.
03/01/2011	All Options Hong Kong Ltd	Resignation of Exchange Participant
03/01/2011	All Options Hong Kong Ltd	Resignation of Options Trading Exchange Participant

Updated 25 Sep 2017