Holiday Notice

While HKEX’s Hong Kong markets will be closed on 3-7 April, all MSCI and currency products in the derivatives market will be available for trading. The Hong Kong markets will re-open as usual on 8 April. Please visit the HKEX Calendar for detailed trading arrangements and visit the Derivatives Holiday Trading page for a list of Holiday Trading Products.

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Participantship

Fees shk_grey Fees ssc_grey
 Fees tabs_LD
 Fees otcd_grey

Updated 02 Jan 2018

Participantship - Admission

Forms Form # Reference
Application for Participantship and Trading Right Form 1 Explanatory Notes
Financial Statement Form 1E
Personal Information Collection Statement Form 4A
Facsimile Indemnity

Updated 22 Oct 2021

Participantship - Others

Forms Form # Reference
Application for Change of Participantship Category
 Form 1G Explanatory Notes 
Application for Registration as Designated Index Arbitrage Participant
 Form 13A
Application for Registration as Stock Futures Hedging Participant
 Form 14A Explanatory Notes
Application for Registration as Options Hedging Participant
 Form 17

Market Making

Forms Form # Reference
Application for Acquisition / Surrender of Options Market Maker Permit(s)
 Form OP004

Explanatory Notes

FAQ
Application for / Surrender of Market Maker Permit(s) at HKFE
 Form 19 Explanatory Notes

Updated 02 Apr 2026

Notification

Forms Form # Reference
Notification of Change of Particulars of Trading Right Holder Form 1F

Updated 22 Oct 2021