New Year Holiday

HKEX’s markets will be closed on 1 January and will re-open as usual on 2 January.

Market Turnover
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Participantship

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Updated 02 Jan 2018

Participantship - Admission

Forms Form # Reference
Application for Participantship and Trading Right Form 1 Explanatory Notes        
Financial Statement Form 1E
Personal Information Collection Statement Form 4A
Application for Commencement / Re-commencement of Trading Form 6 Explanatory Notes

Updated 19 Nov 2025

Participantship - Others

Forms Form # Reference
Application for Registration as Designated Index Arbitrage Short Selling Participant Form 13
Application for Registration as Designated Stock Futures Hedging Short Selling Participant Form 14 Explanatory Notes
Application for Registration / Resignation as SPAC Exchange Participant Form 21  Explanatory Notes 

Updated 05 Jul 2022

Market Making

Forms Form # Reference
Application for Acquisition / Surrender of Securities Market Maker Permit(s) Form 10 Explanatory Notes
Application for Registration / Removal of Designated Specialist Form 10A   Explanatory Notes
Application for Acquisition / Surrender of Dual Counter Market Maker Permit(s) Form 22 Explanatory Notes

Updated 28 Feb 2025

Notification

Forms Form # Reference
Notification of Suspension / Cessation of Trading of Exchange Participant
Notification of Change of Particulars of Trading Right Holder
 		Form 1F

Updated 03 Nov 2023