Market Turnover
-
-
-
|
|
|
|
|
|
-
-
-
Marketplace
of the Future
繁
简
About HKEX
About HKEX
Investor Relations
Corporate Governance
CSR
Media Centre
Careers
Related Sites: LME
HKEX Group
LME
Bond Connect
QME
HKEXnews
GEM
CESC
Sustainable & Green Exchange (STAGE)
Client Connect
Latest Market Data
Our Products
Securities
Equities
Exchange Traded Products
Structured Products
Real Estate Investment Trusts
Debt Securities
Listed Derivatives
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
OTC Derivatives
Eligible OTC Clear Products
Interest Rate Swaps
Non Deliverable Forwards
Cross Currency Swaps
Deliverable FX
Find a Partner
MSCI Index Futures & Options
HKEX Sustainable & Green Exchange
Our Services
Trading
Securities
Overview
Infrastructure
Derivatives
Overview
Infrastructure
Connectivity
Hosting Services
SDNet/2
Market Data Services
Real Time Data Services
Historical Data Services
Infrastructure
Rules, Forms & Fees
Rules
Forms
Fees
Clearing
Securities
Overview
Infrastructure
Risk Management
CCP Disclosures
Listed Derivatives
Overview
Infrastructure
Risk Management
CCP Disclosures
OTC Clear
Overview
Infrastructure
Risk Management
CCP Disclosures
Settlement and Depository
Settlement - Securities
Depository
Common Nominee Services
Securities Admission into CCASS
PFMI
Unclaimed Entitlements Held by HKSCC Nominees Limited
Platform Services
VaR Platform
Client Connect
FINI: IPO settlement reform
Corporate Action Messaging Standardisation
Circulars & Notices
Become a Participant
HKEX Connect Hall
Join Our Markets
IPO
Listing with HKEX
GEM
Northbound and Southbound
Stock Connect
Bond Connect
Commodities
LME
QME
Sustainable Finance
Sustainable & Green Exchange (STAGE)
Product Repository
Resources Library
News Centre
IPO Express (Issue 5)
HKEX in Biotech (Jul 2021)
HKEX Sustainable & Green Exchange
Listing Regulations
How We Regulate
Overview
Listing Newsletters
Listing Committee
Listing Review Committee
Listing Policy Panel Report
Rules and Guidance
Listing Rules
Interpretation and Guidance
Corporate Governance Practices
Listing of Overseas Companies
Listing of Biotech Companies
Listing e-Forms
IPO
Application Proof, PHIP and Related Materials
New Listing Information
Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
Listing Document Simplification Guide
Other Materials
e-Learning
Listed Issuers
Issuers' Continuing Obligations & Annual Listing Fees
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
e-Learning
Current topics
Exchange's Reports
Structured Products
Products and Issuers' Information
Frequently Asked Questions
Guidance
Liquidity Provision
Debt Securities
Summary of Listing Requirements for Debt Issues to Professional Investors Only
Frequently Asked Questions for Debt Issues to Professional Investors Only
Guidance
Disciplinary & Enforcement
Overview
Disciplinary Procedures
Enforcement Guidance Materials
Disciplinary Sanctions
Enforcement Bulletin
Enforcement Statistics
Request for Assistance
Sustainability
ESG Academy
Board Diversity & Inclusion in Focus
What's New
Listing Newsletters
Contact Us / Make a Complaint
News Centre
Corporate News Releases
Regulatory Announcements
Market Communications
Market Consultations
News Centre
HKEX Calendar
Research Reports
Connect Scheme
Stock Connect
Bond Connect
Invest China A
Daily Statistics
Market Highlights
Eligible Securities
Market Data
Stock Quote Lookup
Securities Prices
Equities
Exchange Traded Products
Derivative Warrants
Inline Warrants
Callable Bull / Bear Contracts
Real Estate Investment Trusts
Debt Securities
Futures & Options Prices
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
Statistics
Consolidated Reports
Securities Market
Derivatives Market
Participant
Clearing, Settlement and Depository
HKEXnews
News Alerts
Market Data Services
Marketplace
of the Future
About HKEX
About HKEX
Investor Relations
Corporate Governance
CSR
Media Centre
Careers
Related Sites: LME
HKEX Group
LME
Bond Connect
QME
HKEXnews
GEM
CESC
Sustainable & Green Exchange (STAGE)
Client Connect
繁
简
Our
Products
Securities
Equities
Exchange Traded Products
Structured Products
Real Estate Investment Trusts
Debt Securities
Listed Derivatives
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
OTC Derivatives
Eligible OTC Clear Products
Interest Rate Swaps
Non Deliverable Forwards
Cross Currency Swaps
Deliverable FX
Find a Partner
Search our directory to find brokers, clearing members, information vendors and more
MSCI Index Futures & Options
HKEX launched 44 MSCI equity index futures and options contracts
HKEX Sustainable & Green Exchange
Collaborating on sustainable finance amongst our stakeholders
Our
Services
Trading
Securities
Overview
Infrastructure
Derivatives
Overview
Infrastructure
Connectivity
Hosting Services
SDNet/2
Market Data Services
Real Time Data Services
Historical Data Services
Infrastructure
Rules, Forms & Fees
Rules
Forms
Fees
Clearing
Securities
Overview
Infrastructure
Risk Management
CCP Disclosures
Listed Derivatives
Overview
Infrastructure
Risk Management
CCP Disclosures
OTC Clear
Overview
Infrastructure
Risk Management
CCP Disclosures
Settlement and Depository
Settlement - Securities
Depository
Common Nominee Services
Securities Admission into CCASS
PFMI
Unclaimed Entitlements Held by HKSCC Nominees Limited
Platform Services
VaR Platform
Client Connect
FINI: IPO settlement reform
Corporate Action Messaging Standardisation
Circulars & Notices
View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
Become a Participant
Connect to Hong Kong’s financial market through HKEX
HKEX Connect Hall
A centrally-located venue at the heart of Hong Kong financial hub, the HKEX Connect Hall is an iconic venue for Hong Kong’s financial community.
Join
Our Markets
IPO
Listing with HKEX
GEM
Northbound and Southbound
Stock Connect
Bond Connect
Commodities
LME
QME
Sustainable Finance
Sustainable & Green Exchange (STAGE)
Product Repository
Resources Library
News Centre
IPO Express (Issue 5)
A deeper and more diverse market
HKEX in Biotech (Jul 2021)
The next chapter: Hong Kong’s growing healthcare financing ecosystem
HKEX Sustainable & Green Exchange
Collaborating on sustainable finance amongst our stakeholders
Listing
Regulations
How We Regulate
Overview
Listing Newsletters
Listing Committee
Listing Review Committee
Listing Policy Panel Report
Rules and Guidance
Listing Rules
Interpretation and Guidance
Corporate Governance Practices
Listing of Overseas Companies
Listing of Biotech Companies
Listing e-Forms
IPO
Application Proof, PHIP and Related Materials
New Listing Information
Listing Matters regarding Sponsor Regulation and Intermediaries Regulation
Listing Document Simplification Guide
Other Materials
e-Learning
Listed Issuers
Issuers' Continuing Obligations & Annual Listing Fees
Guides on the Exchange's Practices and Procedures for Handling Listing-related Matters
e-Learning
Current topics
Exchange's Reports
Structured Products
Products and Issuers' Information
Frequently Asked Questions
Guidance
Liquidity Provision
Debt Securities
Summary of Listing Requirements for Debt Issues to Professional Investors Only
Frequently Asked Questions for Debt Issues to Professional Investors Only
Guidance
Disciplinary & Enforcement
Overview
Disciplinary Procedures
Enforcement Guidance Materials
Disciplinary Sanctions
Enforcement Bulletin
Enforcement Statistics
Request for Assistance
Sustainability
ESG Academy
Board Diversity & Inclusion in Focus
What's New
Latest regulatory information issued by Listing
Listing Newsletters
Bi-annual newsletters updating you on listing topics that we think will be of greatest interest to you
Contact Us / Make a Complaint
Get in touch with our Listing Division
News
centre
Corporate News Releases
Regulatory Announcements
Market Communications
Market Consultations
News Centre
Snapshot about HKEX latest news and information
HKEX Calendar
Download or subscribe to our calendar containing trading and clearing information, public holidays and more
Research Reports
Research and survey conducted by HKEX on its securities and derivatives markets and related topics
Connect
Scheme
Stock Connect
Bond Connect
Invest China A
Daily Statistics
Statistics on Shanghai and Shenzhen Connect updated daily
Market Highlights
View the market capitalization, number of listed companies and more in the Hong Kong, Shanghai and Shenzhen markets
Eligible Securities
A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect
Market
Data
Securities Prices
Equities
Exchange Traded Products
Derivative Warrants
Inline Warrants
Callable Bull / Bear Contracts
Real Estate Investment Trusts
Debt Securities
Futures & Options Prices
Equity Index
Single Stock
Foreign Exchange
Interest Rate
Commodities
Statistics
Consolidated Reports
Securities Market
Derivatives Market
Participant
Clearing, Settlement and Depository
HKEXnews
View listed company announcements and more on the centralised platform for regulatory filings and disclosures
News Alerts
Sign up to receive company announcements or website updates by email
Market Data Services
Vendors can sign up to purchase wholesale market data from HKEX’s Market Data Services department
HKEX - Our Services
Rules, Forms & Fees
Forms
Listed Derivatives
Trading
Operations
Operations
Listed Derivatives
Trading
Trading
Trading
Participantship
Operations
Clearing
Clearing
Participantship/Membership
Operations & Technical
Market Data
Operations
Updated 16 Sep 2017
Trading Device
Submission Channels
Forms
Form # /
eService ID
Reference
Email
Client Connect
Application for HKATS Production / Testing Circuit
SF_DT008
Client Connect User Manual
(
Link
)
Updated 06 Dec 2021
HKATS Connection
Submission Channels
Forms
Form # /
eService ID
Reference
Email
Client Connect
Application for Addition / Termination of HKATS Connection
SF_DT009
Client Connect User Manual
(
Link
)
Application for Trading Access of Flexible Index Options
SF_DT012
Client Connect User Manual
(
Link
)
HKATS Usernames for Access to HKATS (
HKFE
/
SEHK
)
Notification of Applying HKATS Risk Functions Risk Limits
SF_DT013
Client Connect User Manual
(
Link
)
Request for Resetting HKATS Password
SF_DT004
Client Connect User Manual
(
Link
)
Request for Order Size Limits Setting
SF_DT005
Client Connect User Manual
(
Link
)
Request for Self-Trade Prevention on HKATS
Request for Changing Heartbeat Settings for OAPI on HKATS
Updated 25 Feb 2022
Contact Information
Submission Channels
Forms
Form # /
eService ID
Reference
Email
Client Connect
HKATS Exchange Participant Contact List
SF_DT001
Client Connect User Manual
(
Link
)
Authorised Signatories (HKFE)
Updated 06 Dec 2021
Testing
Submission Channels
Forms
Form # /
eService ID
Reference
Email
Client Connect
Application for Access to Testing Environment
SF_DT002
Client Connect User Manual
(
Link
)
OAPI Application Form and Test Script
SF_DT016
(Appendix A only)
Client Connect User Manual
(
Link
)
Request for OAPI Certification Test
SF_DT011
Client Connect User Manual
(
Link
)
Declaration of Readiness for HKATS OMnet API Program
Request for Login Test Outside Office Hours
SF_DT006
Client Connect User Manual
(
Link
)
Updated 11 May 2022
After-Hours Trading
Submission Channels
Forms
Form # /
eService ID
Reference
Email
Client Connect
AHT Participation Registration Form
SF_DT003
Client Connect User Manual
(
Link
)
AHT Authorised Signatories List
HKATS Exchange Participant Contact List
Updated 06 Dec 2021
Derivatives Information for US Investors
Submission Channels
Forms
Form # /
eService ID
Reference
Email
Client Connect
SEHK participants to notify SEHK of their intention to engage US investors
SF_DT017
Client Connect User Manual
(
Link
)
HKFE participants to notify to HKFE of their intention to engage US investors
SF_DT018
Client Connect User Manual
(
Link
)
Form of representations for eligible US investors to sign and submit to SEHK participants before effecting transaction of options
Representations form for eligible US investors to sign and submit to HKFE participants before effecting transaction of options
Updated 06 Dec 2021
