2010

Participant Information Changes (HKSCC)

Only changes (status, contact details, etc.) of the respective participants' information are shown. Please refer to the information of the current Clearing House Participants for more details.

Effective Date	Name of Participant	Participant Category	Change of Participant Information
31/12/2010	Mitsubishi UFJ Securities (HK) Capital, Ltd	DCP	New Participant
28/12/2010	Harvest Securities Ltd	DCP	New Participant
24/12/2010	China Merchants Securities (HK) Co Ltd	DCP	Change of Address
23/12/2010	ETRADE Securities (Hong Kong) Ltd	DCP	Resignation of DCP
22/12/2010	Yue Xiu Securities Co Ltd	DCP	Change of Telephone No. and Fax No.
15/12/2010	Haitong International Finance Co Ltd	Stock Pledgee Participant	Change of Company Name (Previous Name: Taifook Finance Co Ltd)
13/12/2010	Lamtex Securities Ltd	DCP	Change of Address
08/12/2010	SMBC Nikko Securities (Hong Kong) Ltd	DCP	Change of Company Name (Previous Name: Primasia Securities (Asia) Ltd)
08/12/2010	CNI Securities Group Ltd	DCP	Change of Address
07/12/2010	CNI Securities Group Ltd	DCP	Change of Company Name (Previous Name: Global Broker Services Ltd)
02/12/2010	Yue Xiu Securities Co Ltd	DCP	Change of Address
30/11/2010	JS Cresvale Securities International Ltd	DCP	Change of Address
29/11/2010	Kai Yuan Securities Ltd	DCP	New Participant
26/11/2010	Wing Lung Securities Ltd	DCP	Change of Telephone No.
25/11/2010	China Construction Bank Corporation	Custodian Participant	New Participant
23/11/2010	Daiwa Capital Markets Trading Hong Kong Ltd	DCP	Change of Company Name (Previous Name: KBC Financial Products Trading Hong Kong Ltd)
22/11/2010	KBC Financial Products Trading Hong Kong Ltd	DCP	Change of Address
22/11/2010	EFG Bank AG	Custodian Participant	New Participant
17/11/2010	CMB International Securities Ltd	DCP	Change of Fax No.
16/11/2010	Dragon Hill Financial Services Ltd	DCP	Change of Address, Telephone No. and Fax No.
15/11/2010	Wing Lung Securities Ltd	DCP	Change of Address
10/11/2010	Deutsche Securities Asia Ltd	DCP	Change of Address
10/11/2010	ING Bank N.V.	Custodian Participant	New Participant
08/11/2010	Wintone Securities Ltd	DCP	Change of Fax No.
08/11/2010	Siu On Securities Ltd	DCP	Change of Company Name (Previous Name: Siu On Stock Investment Co Ltd)
08/11/2010	ASA Securities Ltd	DCP	New Participant
05/11/2010	Trinity Finance Investment Ltd	DCP	New Participant
04/11/2010	China Investment Securities Ltd	DCP	New Participant
03/11/2010	Beijing Securities Ltd	DCP	Change of Telephone No. and Fax No.
01/11/2010	Beijing Securities Ltd	DCP	Change of Address
01/11/2010	Essence International Securities (Hong Kong) Ltd	DCP	New Participant
28/10/2010	Ricofull Securities Ltd	DCP	Change of Address
28/10/2010	Haitong International Securities Co Ltd	DCP	Change of Company Name (Previous Name: Taifook Securities Co Ltd)
26/10/2010	United World Online Ltd	DCP	Change of Address
20/10/2010	Valuable Capital Ltd	DCP	Change of Telephone No.
19/10/2010	Beijing Securities Ltd	DCP	Change of Company Name (Previous Name: Pelican Securities Ltd)
18/10/2010	CMB International Capital Corporation Ltd	DCP	Resignation of DCP
11/10/2010	KGI Wealth Management Ltd	DCP	Change of Address, Telephone No. and Fax No.
08/10/2010	Valuable Capital Ltd	DCP	New Participant
07/10/2010	Grand Investment (Securities) Ltd	DCP	Change of Address
06/10/2010	Pico Zeman Securities (HK) Ltd	DCP	New Participant
04/10/2010	CMB International Securities Ltd	DCP	New Participant
28/09/2010	Piper Jaffray Asia Securities Ltd	DCP	Change of Address, Telephone No. and Fax No.
21/09/2010	Full Win Securities Ltd	DCP	Change of Address
21/09/2010	Hung Sing Securities Ltd	DCP	Change of Address
09/09/2010	Hui's Brothers Financial Group Ltd	DCP	Change of Company Name (Previous Name: Grand Ming Financial Group Ltd)
06/09/2010	Goldyard Securities Ltd	DCP	Change of Company Name (Previous Name: K C Securities Ltd)
01/09/2010	Orient Securities (Hong Kong) Ltd	DCP	New Participant
31/08/2010	Everhot Securities Ltd	DCP	Change of Address
30/08/2010	Asia Pacific Securities Ltd	DCP	Change of Address
24/08/2010	CES Capital International Co, Ltd	DCP	Change of Address
24/08/2010	Phoenix Capital Securities Ltd	DCP	Change of Address
18/08/2010	Friedmann Pacific Securities Ltd	DCP	Change of Fax No.
18/08/2010	Sanston Financial Group Ltd	DCP	New Participant
17/08/2010	Truth Securities Ltd	DCP	Change of Address
10/08/2010	Sun Hung Kai Investment Services Ltd	DCP	Change of Address
10/08/2010	Central Wealth Securities Investment Ltd	DCP	New Participant
09/08/2010	Malahon Securities Ltd	DCP	Change of Address
03/08/2010	Finet Securities Ltd	DCP	Change of Address
03/08/2010	UOB Kay Hian (Hong Kong) Ltd	DCP	Change of Address
03/08/2010	Morgan Stanley Hong Kong Securities Ltd	DCP	Change of Address
29/07/2010	RBS Asia Ltd	DCP	Change of Fax No.
26/07/2010	Rabo Brokerage HK Ltd	DCP	Change of Chinese Company Name
22/07/2010	Winco Securities Co Ltd	DCP	Change of Address, Telephone No. and Fax No.
21/07/2010	Marigold International Securities Ltd	DCP	New Participant
19/07/2010	Golden Fountain Securities Ltd	DCP	Change of Address
15/07/2010	Astrum Capital Management Ltd	DCP	Change of Telephone No. and Fax No.
13/07/2010	ABN AMRO Clearing Hong Kong Ltd	GCP	Change of Company Name (Previous Name: Fortis Clearing Hong Kong Ltd)
12/07/2010	Sincere Securities Ltd	DCP	Change of Address
12/07/2010	Barclays Capital Asia Ltd	DCP	Change of Address
05/07/2010	Astrum Capital Management Ltd	DCP	Change of Address
05/07/2010	Essence International Financial Holdings Ltd	DCP	Change of Address
05/07/2010	Mayfair Pacific Financial Group Ltd	DCP	New Participant
02/07/2010	Kwai Hung Securities Co Ltd	DCP	Change of Address
24/06/2010	Magusta Securities Ltd	DCP	Change of Address
24/06/2010	MainFirst Securities Hong Kong Ltd	DCP	Resignation of DCP
23/06/2010	Hui Kai Securities Ltd	DCP	Change of Address
18/06/2010	Treasure Securities Ltd	DCP	Change of Address
11/06/2010	Kwong Fat Hong (Securities) Ltd	DCP	Change of Fax No.
11/06/2010	LaBranche Structured Products Hong Kong Ltd	DCP	Resignation of DCP
09/06/2010	Finet Securities Ltd	DCP	Change of Company Name (Previous Name: Fukoku Investment (Asia) Ltd)
07/06/2010	Head & Shoulders Securities Ltd	DCP	New Participant
03/06/2010	Capitec Securities Ltd	DCP	Change of Company Name (Previous Name: Hiu Fung Securities Ltd)
01/06/2010	Nittan Securities Asia Ltd	DCP	Change of Company Name and Address (Previous Name: Agincourt Securities Ltd)
01/06/2010	Winco Securities Co Ltd	DCP	New Participant
27/05/2010	Cantor Fitzgerald (Hong Kong) Capital Markets Ltd	DCP	Change of Chinese Company Name
18/05/2010	Goldenway Investments (HK) Ltd	DCP	Change of Address, Telephone No. and Fax No.
13/05/2010	Total Securities (HK) Ltd	DCP	Resignation of DCP
10/05/2010	CITIC Bank International Ltd	Custodian Participant	Change of Company Name (Previous Name: CITIC Ka Wah Bank Ltd)
05/05/2010	Hai Tong Securities (HK) Brokerage Ltd	DCP	Change of Address and Fax No.
28/04/2010	Tung Shing Securities (Brokers) Ltd	DCP	Change of Company Name (Previous Name: ICEA Securities Ltd)
27/04/2010	ABCI Securities Co Ltd	DCP	Change of Company Name (Previous Name: CAF Securities Co Ltd)
23/04/2010	Global Broker Services Ltd	DCP	Change of Chinese Company Name
22/04/2010	Goldenway Investments (HK) Ltd	DCP	New Participant
20/04/2010	One China Securities Limited	DCP	Change of Address
20/04/2010	President Securities (Hong Kong) Ltd	DCP	Change of Address
15/04/2010	Credit Agricole Corporate and Investment Bank	Custodian Participant	Change of Company Name (Previous Name: CALYON)
13/04/2010	Goldtech Securities Ltd	DCP	Change of Address
08/04/2010	CES Capital International Co, Ltd	DCP	Change of Address
07/04/2010	Hai Tong Securities (HK) Brokerage Ltd	DCP	Change of Address and Fax No.
31/03/2010	The Royal Bank of Scotland N.V.	Custodian Participant	Change of Company Name (Previous Name: ABN AMRO Bank NV)
29/03/2010	Polaris Capital (Asia) Ltd	DCP	Change of Address
24/03/2010	ABN AMRO Bank NV	Custodian Participant	Change of Address, Telephone No. and Fax No.
22/03/2010	Goldin Equities Ltd	DCP	Change of Address
19/03/2010	RBS Asia Ltd	DCP	Change of Address and Fax No.
15/03/2010	Fukoku Investment (Asia) Ltd	DCP	Change of Address
15/03/2010	Guosen Securities (HK) Brokerage Co, Ltd	DCP	New Participant
10/03/2010	Sinomax Securities Ltd	DCP	Change of Telephone No. and Fax No.
09/03/2010	Bank of Singapore Ltd	Custodian Participant	Change of Company Name (Previous Name: ING Asia Private Bank Ltd)
01/03/2010	First Worldsec Securities Ltd	DCP	Change of Address
22/02/2010	Execution Noble (Hong Kong) Ltd	DCP	Change of Company Name (Previous Name: Execution (Hong Kong) Ltd)
08/02/2010	King's HT Securities Ltd	DCP	Change of Company Name (Previous Name: King's Securities Ltd)
27/01/2010	Mirae Asset Securities (Hong Kong) Ltd	DCP	Change of Address
18/01/2010	DBS Bank (Hong Kong) Ltd	Custodian Participant	Change of Telephone No.
18/01/2010	DBS Bank Ltd	Custodian Participant	Change of Fax No.
08/01/2010	Win Fung Securities Ltd	DCP	New Participant
06/01/2010	Goldman Sachs Securities (Asia) Ltd	GCP	Change of Fax No.
05/01/2010	Daiwa Capital Markets Hong Kong Ltd	DCP	Change of Company Name (Previous Name: Daiwa Securities SMBC Hong Kong Ltd)
04/01/2010	Global Broker Services Ltd	DCP	New Participant

Updated 29 Dec 2022