The Listing Committee acts both as an independent administrative decision maker and an advisory body for the Exchange. It has four principal functions:
- to oversee the Division (to the extent practicable given the Committee’s mode of operation);
- to provide policy advice to the Division on listing matters and to approve amendments to the Main Board Rules and GEM Rules;
- to take decisions of material significance for listing applicants, listed issuers and the individuals concerned. These include approvals of listing applications and cancellations of listing and disciplinary matters; and
- to act as a review body for decisions made by the Division.
Role and Mode of Operation of the Committee
CHAIRMAN
WONG Ka Shun, Christopher
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Age
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53
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Date of appointment
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8 July 2022
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Other major offices
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- Simpson Thacher & Bartlett – Partner and Head of China Practice (2011~)
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Past offices
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- Freshfields Bruckhaus Deringer – Partner (2005 – 2011); Associate (1996 – 2005); Trainee Solicitor (1994 – 1996)
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Qualifications
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- Solicitor (Hong Kong and England and Wales)
- Diploma in Legal Practice (School of Law, UK)
- Bachelor of Laws (King’s College School of Law, University of London, UK)
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DEPUTY CHAIRMEN (IN ALPHABETICAL ORDER)
KEYES Terence Francois
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Age
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65
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Date of appointment
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10 July 2020
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Other major offices
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- Morgan Stanley Asia Ltd. – Managing Director (2009~)
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Past offices
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- Merrill Lynch Far East Ltd. – Managing Director (2008 – 2009)
- Morgan Stanley Asia Ltd. – Managing Director (1997 – 2008)
- S.G. Warburg / SBC Warburg – Executive Director (1986 – 1997)
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Qualifications
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- Chartered Accountant (Institute of Chartered Accountants in England and Wales)
- Bachelor of Arts, Mathematics (University of Oxford)
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Age
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60
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Date of appointment
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10 July 2020
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Other major offices
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- KPMG China – Head of Professional Practice (2019~) and Head of Capital Markets (2013~)
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Past offices
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- KPMG China – Partner, Capital Markets (2009 – 2013)
- KPMG U.S. – Partner, Capital Markets and Audit Practice (2002 – 2009)
- Arthur Andersen U.S. – Senior Manager, Audit Practice (1993 – 2002)
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Public service
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- Hong Kong Institute of Chartered Secretaries – Member of the Technical Consultation Panel (2018~)
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Qualifications
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- Practising Member (Hong Kong Institute of Certified Public Accountants)
- Certified Public Accountant (Massachusetts, U.S.)
- Chartered Global Management Accountant (American Institute of Certified Public Accountants)
- Master of Business Administration (University of Southern Maine)
- Bachelor of Social Science (Chinese University of Hong Kong)
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Age
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49
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Date of appointment
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8 July 2022
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Other major offices
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- Airport Authority Hong Kong – Executive Director, Finance (2020~)
- Hangzhou Xiaoshan International Airport – Director (2020~)
- Hong Kong Zhuhai Airport Management Company Limited – Director (2024~)
- IEC Holdings Limited – Director (2021~)
- HKIA Precious Metals Depository Limited – Director (2020~)
- Hong Kong International Aviation Academy Limited – Director (2023~)
- Marine Ecology and Fisheries Enhancement Funds Trustee Limited – Chairman of Steering Committee (2025~)
- HKIA Accommodation Limited – Director (2025~)
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Past offices
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- Everbright Sun Hung Kai – Managing Director, Head of Client Solutions (2018 – 2020); and Managing Director and Head of Corporate Finance and Co-Head of Capital Markets (2016 – 2017)
- Standard Chartered Bank – Managing Director, Infrastructure and Transportation, Corporate and Institutional Clients (2015); and Managing Director, Corporate Finance (2012 – 2015)
- Merrill Lynch – Managing Director, Corporate Finance, Asia (2011 – 2012); Director (2008 – 2010); Vice President (2005 – 2007), Associate (2000 – 2004); and Analyst (1999 – 2000)
- Arthur D. Little – Business Analyst (1997 – 1999)
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Public Service
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- Hong Kong International School – Member of Finance Committee (2021~)
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Qualifications
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- Bachelor of Science in Chemical Engineering (Massachusetts Institute of Technology, US)
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OTHER MEMBERS (IN ALPHABETICAL ORDER)
CHAN Chi Chuen, Dickson
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Age
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49
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Date of appointment
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7 July 2023
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Other major offices
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- CITIC Securities (Hong Kong) Limited / CLSA Limited – Managing Director and Head of Corporate Finance (Hong Kong) (2023~)
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Past offices
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- CITIC Securities (Hong Kong) Limited / CLSA Limited – Managing Director and Head of Corporate Finance Execution (2021 – 2023), Managing Director and Chief Operating Officer (2017 – 2021), Managing Director (2011 – 2017)
- Piper Jaffray Asia Limited – Principal (2003 – 2011)
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Public service
|
- Hong Kong Securities & Investments Institute – Board member (2023~)
- CPA Australia – Deputy Chair of Financial Services Committee (2025~)
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Qualifications
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- Fellow (Certified Public Accountant Australia)
- Bachelor in Economics (University of California, Irvine)
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Age
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55
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Date of appointment
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5 July 2024
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Other major offices
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- Kwok Yih & Chan – Partner (2014~)
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Past offices
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- King & Wood Mallesons – Partner (2012 – 2014)
- Mallesons Stephen Jaques – Partner (2004 – 2012)
- Kwok & Yih – Partner (2003 – 2004)
- Deacons – Partner (2002 – 2003)
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Public service
|
- Appeal Panel (Housing) under the Housing Ordinance – Member (2023~)
- Hong Kong Science and Technology Parks Corporation – Member of the Board of Directors (2022~)
- HKSTP Foundation Limited – Member of the Board of Directors (2024~)
- Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2014~), Member of the Takeovers Appeal Committee (2014~)
- Solicitors Disciplinary Tribunal – Tribunal Convenor (2023~)
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Qualifications
|
- Bachelor of Laws (University of Hong Kong)
- Bachelor of Laws (Peking University)
- Practising Solicitor (Hong Kong)
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Age
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61
|
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Date of appointment
|
7 July 2023
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Other major offices
|
- Oriental Patron Financial Group – Founding Partner (1993~)
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Public service
|
- Quality Education Fund (QEF) – Member of the QEF Investment Committee (2024~)
- Unsolicited Electronic Messages (Enforcement Notices) Appeal Board – Member (2019~)
- Hong Kong Securities Association – Permanent Honorary President & Director (2015~)
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Qualifications
|
- Certified Public Accountant (Hong Kong Institute of Certified Public Accountants)
- Certified Public Accountant (CPA Australia)
- Postgraduate Diploma and Fellow (Financial Services Institute of Australasia)
- Bachelor of Commerce (The University of Queensland, Australia)
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Age
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44
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Date of appointment
|
4 July 2025
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Other major offices
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- Primavera Capital Group – Partner and Founding Member (2010~)
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Past offices
|
- Goldman, Sachs & Co. – Investment Banking Division, New York (2005 – 2006), Investment Banking Division, Hong Kong (2003 – 2005)
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Qualifications
|
- Juris Doctor (Harvard Law School)
- Master in Business Administration (Harvard Business School)
- Bachelor of Arts in Applied Mathematics (Harvard College)
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CHIU Michael
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Age
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43
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Date of appointment
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9 July 2021
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Other major offices
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- Goldman Sachs – Managing Director, Co-Head of Healthcare Group, Asia Ex-Japan, Investment Banking Division (2018~)
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Past offices
|
- Bank of America Merrill Lynch – Managing Director, Head of Asia Healthcare Investment Banking Group (2014 – 2018)
- UBS AG – Director, Investment Banking Division (2010 – 2013)
- OrbiMed Healthcare Fund Management – Senior Private Equity Associate (2009 – 2010)
- Credit Suisse – Associate, Investment Banking Division (2005 – 2009)
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Qualifications
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- Master of Biotechnology (Johns Hopkins University)
- B.S. in Actuarial Science (University of Michigan)
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Age
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53
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Date of appointment
|
5 July 2024
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Other major offices
|
- Carret Private Wealth Management – Member of Advisory Board (2023~)
- Jiangsu Hengrui Pharmaceuticals Co., Ltd – Independent Non-Executive Director (2024~)
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Past offices
|
- Hillhouse Capital Management Limited – Partner (2018 – 2021)
- Credit Suisse (Hong Kong) Limited – Managing Director (1998 – 2018)
- BZW Asia Limited – Equity Capital Markets (1995 – 1997)
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Public offices
|
- Sports For Life – Board Member (2022~)
- Young Life Hong Kong – Board Chair (2016~)
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Qualifications
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- Master of Arts in International Policy Studies (Stanford University)
- Bachelor of Arts in Economics (University of California at Berkeley)
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Age
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56
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Date of appointment
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4 July 2025
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Other major offices
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- Deacons – Partner and Head of Corporate Finance (2008~)
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Past offices
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- Deacons – Partner (2000 – 2008)
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Qualifications
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- Solicitor (Hong Kong and England and Wales (non-practising))
- LL.B. Hons (The University of Hong Kong)
- P.C.LL. (The University of Hong Kong)
- LL.M. (The University of Hong Kong)
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Age
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49
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Date of appointment
|
9 July 2021
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Other major offices
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- Premia Partners Company Limited – Founder and Managing Partner (2016~)
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Past offices
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- ICBC Credit Suisse Asset Management (International) – Assistant Chief Executive Officer (2015 – 2016)
- Oliver Wyman Group – Consultant to the Senior Partner and Head of Lippincott Asia (2013 – 2015)
- BlackRock – Director, Fundamental Equity Asia Pacific (2011 – 2013)
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Qualifications
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- Fellow member (Association of Chartered Certified Accountants)
- Chartered Financial Analyst (CFA Institute)
- Financial Risk Manager (Global Association of Risk Professionals)
- Master of Business Administration(Yale School of Management)
- Bachelor of Business Administration(Hong Kong University of Science and Technology)
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Age
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61
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Date of appointment
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10 July 2020
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Other major offices
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- The Hongkong and Shanghai Banking Corporation Limited (listed on The Stock Exchange of Hong Kong Limited) – Managing Director, Co-Head of Corporate Finance Execution, Global Banking Asia Pacific (2001~)
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Past offices
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- The Hongkong and Shanghai Banking Corporation Limited (listed on The Stock Exchange of Hong Kong Limited) – Corporate Finance Director (1998 – 2001), Associate Director (1996 – 1998)
- Norton Rose – Solicitor, Hong Kong (1994 – 1996) and London (1989 – 1994)
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Public service
|
- The British Chamber of Commerce in Hong Kong, Financial & Professional Services Committee – Vice Chair (2020~) and Member (2012~)
- Securities and Futures Commission – Member of the Takeovers and Mergers Panel and Takeovers Appeal Committee (2021~)
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Qualifications
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- Fellow (Hong Kong Securities and Investment Institute)
- Bachelor of Laws (University of Southampton, UK)
- Solicitor (Hong Kong and England and Wales (non-practising))
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Age
|
48
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Date of appointment
|
4 July 2025
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Other major offices
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- Starquest Capital – Co-founder and Managing Partner (2017~)
- Zhengzhou Coal Mining Machinery Group Co., Ltd – Independent Non-Executive Director (2021~)
- VCREDIT Holdings Limited – Independent Non-Executive Director (2020~)
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Past office
|
- LGT Capital Partners – Managing Director and Head of China (2006 – 2017)
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Public service
|
- China Europe International Business School (CEIBS) Entrepreneur Camp – Industry Advisor (2022~)
- Future Forum Youth Council – Council Member (2022~)
- Shanghai Jiao Tong University Zheng Yang Scholarship – Founder and Donor (2022~)
- INSEAD Frankie Fang Scholarship – Founder and Donor (2022~)
- Asset Management Association of China – FoF Committee Member (2020~)
- Forbes China 2020 "30 Under 30" – Judge in Venture Capital Field (2019~)
- Tsinghua University School of Economics and Management – Career Mentor for Master of Finance Program (2018~)
- Teach in China – Donor (2016~)
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Qualifications
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- Bachelor of Arts in Finance and Accounting (Shanghai Jiao Tong University)
- Master of Business Administration (INSEAD Business School)
- Executive Master of Business Administration (Tsinghua University People’s Bank of China School of Finance)
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Age
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55
|
|
Date of appointment
|
5 July 2024
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Other major offices
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- Helport AI – President and board member (2025~)
- FountainVest Partners (Asia) Ltd – Senior Advisor (2024~)
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Past offices
|
- FountainVest Partners (Asia) Ltd – Managing Director, Head of Strategic Initiatives and ESG (2023 – 2024); Managing Director, Chief Operating Officer (2019 – 2023)
- Save The Children Hong Kong – Chief Executive (2015 – 2019)
- J.P. Morgan Chase & Co. – Managing Director, Chief of Staff, Hong Kong & Head, Asia Strategic Change Management (2014 – 2015), Managing Director, Head of Product & Platform, Asia Private Bank (2012 – 2014)
- HSBC – Managing Director, Chief Operating Officer, Global Banking, Asia Pacific (2010 – 2011)
- Credit Suisse – Head of Corporate Development and Investment Banking Strategy, Asia Pacific and Chief Operating Officer, Greater China (2005 – 2009)
- Moody’s Investor Services – Vice President, Senior Product Strategist – Global Corporate Finance Group (2004 – 2005)
- Freeman & Co. LLC – Management Consultant – Partner (2002 – 2004)
- Merrill Lynch & Co. – Vice President, Investment Banking (1996 – 2001)
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Public service
|
- Women’s Circle, Columbia Business School – Board Member (2024~)
- UNPRI Global Private Equity Advisory Committee – Member (2023~)
- ESG Committee, Hong Kong Venture Capital and Private Equity Association – Member (2020~)
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Qualifications
|
- MBA in Finance and International Business (Columbia Business School)
- Bachelor of Science (Honours) in Accounting and International Management (Georgetown University)
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|
Age
|
56
|
|
Date of appointment
|
7 July 2023
|
|
Major offices
|
- Deloitte China – Partner (2017~)
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Public service
|
- Securities and Futures Appeals Tribunal – Member (2025~)
- Education Bureau – Member of Non-local Higher and Professional Education Appeal Board (2024~)
- Standing Committee on Company Law Reform – Member (2024~)
- The Hong Kong Chartered Governance Institute – Immediate Past President (2024~)
- The Accounting and Financial Reporting Council – Convenor of Financial Reporting Review Panel (2023~)
- University of Cambridge – Professional Advisor for the Executive Master of Accounting programme of Cambridge Judge Business School (2020~)
- The Official Receiver’s Office – Member of Services Advisory Committee (2018~)
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Qualifications
|
- Fellow (The Hong Kong Institute of Certified Public Accountants)
- Fellow (The Association of Chartered Certified Accountants)
- Fellow (The Institute of Chartered Accountants of England and Wales)
- Fellow (The Chartered Governance Institute)
- Fellow (The Hong Kong Chartered Governance Institute)
- Bachelor of Arts (Honours) in Accountancy (Hong Kong Polytechnic University)
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Age
|
56
|
|
Date of appointment
|
5 July 2024
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Other major offices
|
- Kohlberg Kravis Roberts & Co. – Asia–Pacific General Counsel and Managing Director (2010~)
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Past offices
|
- Morgan Stanley – Managing Director, Legal (2006 – 2010)
- J.P. Morgan Chase & Co. – Vice President & Assistant General Counsel (Seoul: 1999 – 2004) (Hong Kong: 2004 – 2006)
- Kim & Chang, Seoul, Korea – Foreign Legal Consultant (1997 – 1999)
- Arthur Andersen LLP, Los Angeles, California – Consultant (1994 – 1996)
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Qualifications
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- Attorney-at-law (California State Bar, U.S.)
- Juris Doctor (University of California, Los Angeles)
- Bachelor of Arts (University of California, Los Angeles)
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|
Age
|
40
|
|
Date of appointment
|
8 July 2022
|
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Other major offices
|
- Caidya (formerly dMed-Clinipace) – Head of Corporate Development and Investor Relations (formerly Vice President, Head of Capital Market and Investor Relations) (2021~)
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Past offices
|
- Citigroup Global Markets Asia Limited – Senior Director, Co-Head of Asia Healthcare Investment Banking (2018 – 2021); Vice President (2015 – 2017); Associate (2011 – 2014); Analyst (2011)
- Citigroup Global Markets Limited – Analyst (2008 – 2010)
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Qualifications
|
- Bachelor of Science in Government and Economics (London School of Economics, UK)
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|
Age
|
62
|
|
Date of appointment
|
7 July 2023
|
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Other major offices
|
- Robeco Asia Pacific – Senior Engagement Specialist (2016~)
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Past offices
|
- Robeco Asia Pacific – Senior Investment Specialist (2014 – 2016)
- Royal Bank of Scotland/CIMB Hong Kong – Co-Head of Asia Equity Sales (2010 – 2014)
- Climate Change Capital Limited – Portfolio Manager (2007 – 2010)
- Aviva Global Investors – Head of SRI Research (2003 – 2007)
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Public service
|
- Asian Corporate Governance Association – Council Member (Non-Executive) (2019~)
- Royal Geographical Society – Fellow (2003~)
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|
Qualifications
|
- Master of Science in Environmental Science (University of East Anglia)
- Bachelor of Science (Hons.) in Economics (University of Salford)
- Certificate in ESG Investing (CFA UK)
- Investment Management Certificate (CFA UK)
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Age
|
52
|
|
Date of appointment
|
8 July 2022
|
|
Other major offices
|
- MTR Corporation Limited – Legal & Governance Director (2021~)
|
|
Past offices
|
- MTR Corporation Limited – Legal & European Business Director (2016 – 2021); Legal Director & Secretary (2011 – 2016); Other roles in the Legal & Secretarial Division (2004 – 2011)
- Metronet Rail SSL Limited – Director of Legal Services (2003 – 2004)
- CMS Cameron McKenna – Trainee and Assistant Solicitor (1997 – 2003)
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Public service
|
- Hong Kong, China Rugby – Independent Director (2023~)
- Council of the International Chartered Governance Institute – Vice President (2024~) and representative of the China/Hong Kong Division (2022~)
- The Hong Kong Chartered Governance Institute – Chair of the Governance Professionals Panel (2024~)
- Transportation Department of the HKSAR Government – Member of the Personalized Vehicle Registration Marks Vetting Committee (2020~)
- The Law Society of Hong Kong – Member of the Transportation and Logistics Committee (2018~)
- The Hong Kong General Chamber of Commerce – Vice Chairman of the Legal Committee (2017~)
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Qualifications
|
- Fellow (The Hong Kong Chartered Governance Institute)
- Common Professional Examination and Legal Practice Course (College of Law, UK)
- Solicitor (Hong Kong and England and Wales)
- Master of Arts in Geography (University of Oxford, UK)
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Age
|
40
|
|
Date of appointment
|
4 July 2025
|
|
Other major offices
|
- LEO Wealth, LLC – Managing Director, Global Head of Investment Solutions (2020~)
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Past offices
|
- Premia Partners Company Limited – Partner & Chief Distribution Officer (2017 – 2020)
- BlackRock Inc. – Director, Head of iShares AxJ Institutions & Head of iShares APAC Fixed Income (2013 – 2017)
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Qualifications
|
- Bachelor of Science, Finance, Accounting (NYU Stern School of Business)
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|
Age
|
52
|
|
Date of appointment
|
5 July 2024
|
|
Other major offices
|
- PricewaterhouseCoopers – Entrepreneurial Group Leader and Assurance Partner (2016~)
|
|
Past offices
|
- PricewaterhouseCoopers – Assurance Partner (2006 – 2016)
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|
Qualifications
|
- Certified Public Accountant (Hong Kong Institute of Certified Public Accountants)
- Member (Chartered Professional Accountants Canada)
- Bachelor of Commerce (University of Manitoba, Canada)
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|
Age
|
43
|
|
Date of appointment
|
5 July 2024
|
|
Other major offices
|
- Kerry Holdings Limited – Deputy General Counsel (2023~)
|
|
Past offices
|
- Linklaters Hong Kong – Corporate Partner (2018 – 2023), Counsel (2016 – 2018), Managing Associate (2011 – 2016)
- Linklaters London – Associate, Corporate (2008 – 2011)
- Clayton Utz Sydney – Associate, Corporate (2005 – 2008)
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Qualifications
|
- Solicitor (Hong Kong, England and Wales and New South Wales)
- Bachelor of Laws, Bachelor of Commerce (Major in Finance) (University of New South Wales)
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|
Age
|
57
|
|
Date of appointment
|
5 July 2024
|
|
Other major offices
|
- CK Hutchison Holdings Limited – Group General Counsel and Head of Compliance (2020~)
|
|
Past offices
|
- Clifford Chance – Partner (2017 – 2020)
- Woo Kwan Lee & Lo – Partner (1997 – 2016), Assistant solicitor (1992 – 1997)
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|
Public offices
|
- Committee of Real Estate Investment Trusts, Securities and Futures Commission – Member (2021~)
- Takeovers and Mergers Panel, and Takeovers Appeal Committee, Securities and Futures Commission – Member (2017~)
- Company Law Committee, The Law Society of Hong Kong – Member (2011~)
|
|
Qualifications
|
- Solicitor (Hong Kong)
- Solicitor (England & Wales (non-practising))
- Fellow (The Hong Kong Chartered Governance Institute)
- Fellow (The Chartered Governance Institute)
- Bachelor of Laws (University of Hong Kong)
|
|
Age
|
51
|
|
Date of appointment
|
5 July 2024
|
|
Other major offices
|
- Ascendent Capital Partners (Asia) Limited – Partner (2019~)
|
|
Past offices
|
- China Alpha Fund Management (HK) Limited – Chief Executive Officer (2015 – 2018)
- J.P. Morgan Securities (Asia Pacific) Limited – Managing Director, Investment banking (2009 – 2015)
- Macquarie (Hong Kong) Limited – Managing Director (2007 – 2009)
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|
Public service
|
- Hong Kong Science & Technology Parks Corporation – Member of Board of Directors (2023~)
- Committee on Innovation, Technology and Industry Development – Non-official member (2023~)
- Shaanxi Committee of The Chinese People’s Political Consultative Conference – Member (2023~)
- HK & Macau Taiwanese Charity Fund Limited – Director (2020~)
- Dalton Foundation Limited – Director (2014~)
- Chinese Financial Association of Hong Kong – Executive Vice Chairman (2012~)
- Tsinghua Alumni Association of Hong Kong – Vice President (2007~)
|
|
Qualifications
|
- Ph.D (Cambridge University)
- Bachelor of Science in Material Science and Engineering (Tsinghua University)
|
|
Age
|
51
|
|
Date of appointment
|
4 July 2025
|
|
Other major offices
|
- AlpInvest Partners Limited – Managing Director and Partner; Global Head of Primary Fund Investments, Head of Asia Secondary and Portfolio Finance and member of the Management Committee (2007~)
|
|
Past office
|
- Macquarie Funds Management – Senior Vice President, Asia-Pacific Regional Private Equity Fund Investments and Co-Investments (2005 – 2007)
- Deutsche Bank Asset Management – Director (2004 – 2005)
- MetLife – Associate Director (1996 – 2004)
|
|
Qualifications
|
- BS in Business Administration (University of Southern California)
- MS in Accounting (University of Southern California)
|