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Risk Management and Internal Controls: From Awareness to Action

Date: Friday, 17 April 2026

We hosted the HKEX ESG Academy seminar – Risk Management and Internal Controls: From Awareness to Action on Friday, 17 April 2026.

The session brought together representatives from regulatory and enforcement authorities, listed issuers and market practitioners to share their insights on implementing robust internal control systems and discuss how to unlock the strategic value of risk governance. 


Welcome Remarks
Welcome Remarks

Speaker

Paul Malam
Head of Policy and Secretariat Services, Listing, HKEX 

Video Duration: 04:52

Presentation: Overview of Latest Risk Management and Internal Control Requirements in the Exchange’s Corporate Governance Code
Presentation: Overview of Latest Risk Management and Internal Control Requirements in the Exchange’s Corporate Governance Code

Speaker

Kelly Lee
Senior Vice President, Policy and Secretariat Services, Listing, HKEX

Presentation Material

Video Duration: 18:18

Presentation: Elevating Governance Excellence with Integrity Compliance Management System
Presentation: Elevating Governance Excellence with Integrity Compliance Management System

Speaker

Vivian Ip
Principal Corruption Prevention Officer, Independent Commission Against Corruption

Presentation Material

Video Duration: 15:39

Presentation: Observations and Lessons from Enforcement Action
Presentation: Observations and Lessons from Enforcement Action

Speakers

  • Fabian Roday
    Vice President, Listing Regulation and Enforcement, Listing, HKEX
  • Flora Ma
    Director, Corporate Finance, Securities and Futures Commission 

Presentation Material

Video Duration: 19:57

Panel Discussion: Effective Risk Management and Internal Controls in Practice
Panel Discussion: Effective Risk Management and Internal Controls in Practice

Panellists

  • Stephen Law
    President, Hong Kong Institute of Certified Public Accountants
  • Alva Lee
    Partner, Head of Governance, Risk and Compliance Services / ESG Governance Services Lead Hong Kong, KPMG China
  • David Simmonds
    Chief Strategy, Sustainability and Governance Officer, CLP Holdings Limited
  • Fiona Yip
    Director, Policy, Registration and Oversight, Accounting and Financial Reporting Council

Moderator

  • Kelly Lee
    Senior Vice President, Policy and Secretariat Services, Listing, HKEX

Video Duration: 47:20

Closing Remarks
Closing Remarks

Speaker

Catherine Yien
Managing Director, Head of Listing Regulation and Enforcement, Listing, HKEX 

Video Duration: 03:46

Next webinar >

Developing Climate Strategies Amid Uncertainty: Scenario Planning and Analysis