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Responses (June 2016) Consultation Paper on Proposal for Revision of the Stock Option Position Limit Model

Consultation Paper on Proposal for Revision of the Stock Option Position Limit Model 

Exchange Participants (23 in total)
1.      ABN AMRO Clearing Hong Kong Limited
2.      BNP Paribas Securities (Asia) Limited
3.      Credit Suisse Securities (Hong Kong) Limited
4.      Eclipse Options (HK) Limited
5.      HSBC Securities Brokers (Asia) Limited
6.      Huajin Futures (International) Limited
7.      I-Access Investors Limited
8.      Vantage Capital Markets HK Limited
The following exchange participants requested anonymity
9.      Exchange Participant 1
10.  Exchange Participant 2
11.  Exchange Participant 3
12.  Exchange Participant 4
13.  Exchange Participant 5  (submission provided in Chinese)
14.  Exchange Participant 6
15.  Exchange Participant 7
16.  Exchange Participant 8
17.  Exchange Participant 9
18.  Exchange Participant 10
19.  Exchange Participant 11
20.  Exchange Participant 12
21.  Exchange Participant 13
22.  Exchange Participant 14
23.  Exchange Participant 15
 
Asset Management Companies (5 in total)
24. Keywise Capital Management (HK) Limited
25.  Oasis Management Company Ltd.
The following asset management companies requested anonymity
26.  Asset Management Company 1
27.  Asset Management Company 2
28.  Asset Management Company 3
  
Listed Company (1 in total)
29. Korea Investment & Securities Co., Ltd.
  
Professional Bodies / Industry Associations (5 in total)
30.  Hong Kong Investment Funds Association
31.  FIA
32.  The Hong Kong Society of Financial Analysts
33.  The Alternative Investment Management Association Limited
34.  Asia Securities Industry & Financial Markets Association
  
Individuals (2 in total)
35.  Alejandro Chuy
36.  Jin, Hyun-Tae

 


Updated 20 Jun 2016

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