| 1. |
Bank Mandates respectively for House and Client Accounts |
3 - 4 weeks |
|
| 1.1 |
Bank of China (Hong Kong) Ltd. - House
Bank of China (Hong Kong) Ltd. - Client |
|
|
| 1.2 |
Chong Hing Bank Ltd. - House
Chong Hing Bank Ltd. - Client |
|
|
| 1.3 |
Citibank N.A. - House
Citibank N.A. - Client |
|
|
| 1.4 |
Hang Seng Bank Ltd. - House
Hang Seng Bank Ltd. - Client |
|
|
| 1.5 |
Standard Chartered Bank (Hong Kong) Ltd. - House
Standard Chartered Bank (Hong Kong) Ltd. - Client |
|
|
| 1.6 |
The Bank of East Asia, Ltd. - House
The Bank of East Asia, Ltd. - Client |
|
|
| 1.7 |
The Hongkong and Shanghai Banking Corporation Ltd. - House
The Hongkong and Shanghai Banking Corporation Ltd. - Client |
|
|
| 1.8 |
OCBC Bank (Hong Kong) Ltd. - House
OCBC Bank (Hong Kong) Ltd. - Client |
|
|
| 1.9 |
CMB Wing Lung Bank Ltd. - House
CMB Wing Lung Bank Ltd. - Client |
|
|
| 2. |
Facsimile Indemnity |
1 - 2 weeks |
|
| 3. |
Mandate Authorising SEOCH to transfer collateral and settlement amount to Hong Kong Securities Clearing Company Limited |
1 - 2 weeks |
|
| 3.1 |
- for CCASS Participant |
|
|
| 3.2 |
- for CCASS NCP |
|
|
| 4 |
Deed of Charge |
1 - 2 weeks |
|
| 4.1 |
- for CCASS Participant |
|
|
| 4.2 |
- for CCASS NCP |
|
|
| 5. |
DCASS Subscription and Licence Agreement |
1 - 2 weeks |
|
| 6. |
CCASS / CCMS SDNet Line Service Notification Form |
6 weeks |
G-Form 7 |
| 7. |
DCASS User Account Maintenance Form |
6 weeks |
AC 2 |
| 7.1 |
DCASS Online/DCASS OAPI Connectivity Test Confirmation Form |
Not Applicable |
TechS 1 |
| 8. |
DCASS Production/Testing Line Application and/or Change of SDNet Bandwidth Notification Form |
6 weeks |
TechS 5 |
| 9. |
Change of CCMS / DCASS Contact Persons Form |
1 - 2 weeks |
DCASS-Form 3 |
| 10. |
List of Authorised Signatures with Specimen Signatures and Board Resolution (Sample) |
2 - 6 weeks |
SEOCH-Form 12 |
| 11. |
Sharing of CCASS3 / CCMS Terminal to Access CCASS / CCMS |
1 - 2 weeks |
G-Form 10 |
| 12. |
Documents for setting up Authorised Users |
|
|
| 12.1 |
User Profile for Delegated Administrator for New Participant |
1 - 2 weeks |
G-Form 13 |
| 12.2 |
Guidance Notes on Setting Up CCASS / CCMS User Profile (for New Participant) |
For reference |
|
| 12.3 |
Administration Right Listing |
For reference |
|
| 12.4 |
User Access Level Assignment |
For reference |
|
| 13. |
Application Form for SFTP User IDs for Report Retrieval Solution For Listed Derivatives Market |
1 - 2 weeks |
DCASS-Form 15 |
| 13.1 |
HKCC and SEOCH Report Access Platform (RAP) Technical Guide (The implementation of CCMS Reports via RAP, together with the renaming of the Report Retrieval Solution to RAP, takes effect on 28 Jul 2025.)
Sample Zip File
|
For reference |
|
| 14. |
Client Connect Delegated Administrator Rights Application / Maintenance Form |
1 - 2 weeks |
G-Form 11 |
| 14.1 |
Explanatory Notes on Client Connect Delegated Administrator (CCDA) Functions
|
For reference |
|
| 15 |
FATCA Documentation
|
|
|
| 15.1 |
Form W-8BEN-E - Certificate of Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) or any relevant form as applicable |
1 - 2 weeks |
|
| 15.2 |
Instructions for Form W-8BEN-E |
For reference |
|