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Updated 12 Jun 2019

Removal of company chop requirement – With effect from 6 April 2017, a company chop will not need to be affixed to any forms or documents submitted to HKCC / SEOCH unless a Participant notifies HKCC / SEOCH that a company chop is required. For more details, please refer to the Circular dated 6 March 2017.

*Form submission channel – All forms or documents can be submitted to HKCC / SEOCH in original. Moreover, certain forms duly signed by the authorised signatory(ies) can also be submitted by email or fax as set out in the table below. Please contact DCASS Hotline at 2979-7222 if you have any query of the submission channel.

Updated 22 Sep 2017

Clearing Operations

Forms Form # Reference Additional submission Channels*
Email Fax Client Connect 
On-behalf Trade Adjustment Request Form HKCC-Form 1
yes yes  
On-behalf Trade Give-up/Take-up Request Form HKCC-Form 2
yes yes  
On-behalf Average Price Trade (APT) Request Form HKCC-Form 3
yes yes  
On-behalf Internal Position Adjustment Request Form HKCC-Form 4
yes yes  
External Position Transfer Request Form HKCC-Form 5
yes yes  
Annulment of Position Netting Request Form HKCC-Form 6
yes yes  
On-behalf Trade Adjustment Request Form SEOCH-Form A1


yes  
On-behalf Trade Give-up/Take-up Request Form SEOCH-Form A2


yes  
On-behalf Average Price Trade (APT) Request Form SEOCH-Form A3


yes  
On-behalf Internal Position Adjustment Request Form SEOCH-Form A4


yes  
External Position Transfer Request Form SEOCH-Form A5


yes  
Annulment of Position Netting Request Form SEOCH-Form A6


yes  
On-behalf Cover/Decover Request Form SEOCH-Form A7


yes  
On-behalf Exercise/ Exercise Adjustment Request Form SEOCH-Form A8


yes  
On-behalf Exercise Criteria Input Request Form SEOCH-Form A11      yes  yes
CCMS Collateral Account Designation Form for Marks, Margin and Concentration Collateral Collection by SEOCH SEOCH-Form B10
  yes  yes
Selected Currency Designation Form DCASS-Form 1
yes yes  yes
Request on Change of Advance Margin Deposit HKCC-Form 11
yes yes  
Application/Change Request for Liquid Capital Apportionment G-Form 8
yes yes  
Delivery Notice for Physically Settled Metal Futures Contract - HKCC HKCC-Form MF04 yes yes  
Acceptance Notice for Physically Settled Metal Futures Contract - HKCC HKCC-Form MF05 yes yes  
Delivery Notice After Allocation for Physically Settled Metal Futures Contract - HKCC HKCC-Form MF06 yes yes  
Settlement Failure Notice for Physically Settled Metal Futures Contract - HKCC HKCC-Form MF07 yes yes  

Updated 15 May 2019

Technical

Updated 24 Jun 2019

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