Holiday Notice

While HKEX’s Hong Kong markets will be closed on 25 May, all MSCI and currency products in the derivatives market will be available for trading. The Hong Kong markets will re-open as usual on 26 May. Please visit the HKEX Calendar for detailed trading arrangements and visit the Derivatives Holiday Trading page for a list of Holiday Trading Products.

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Participantship

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Updated 02 Jan 2018

Participantship - Admission

Forms Form # Reference
Application for Participantship and Trading Right Form 1 Explanatory Notes        
Financial Statement Form 1E
Personal Information Collection Statement Form 4A
Application for Commencement / Re-commencement of Trading Form 6 Explanatory Notes

Updated 19 Nov 2025

Participantship - Others

Forms Form # Reference
Application for Registration as Designated Index Arbitrage Short Selling Participant Form 13
Application for Registration as Designated Stock Futures Hedging Short Selling Participant Form 14 Explanatory Notes
Application for Registration / Resignation as SPAC Exchange Participant Form 21  Explanatory Notes 

Updated 05 Jul 2022

Market Making

Forms Form # Reference
Application for Acquisition / Surrender of Securities Market Maker Permit(s) Form 10

Explanatory Notes

FAQ
Application for Registration / Removal of Designated Specialist Form 10A   Explanatory Notes
Application for Acquisition / Surrender of Dual Counter Market Maker Permit(s) Form 22

Explanatory Notes

FAQ
Application for Registration / Removal of Designated Specialist under the Dual Counter Market Maker Regulations Form 22A

Explanatory Notes

Updated 07 May 2026

Notification

Forms Form # Reference
Notification of Suspension / Cessation of Trading of Exchange Participant
Notification of Change of Particulars of Trading Right Holder
 		Form 1F

Updated 03 Nov 2023