Consultation Paper 

Consultations before 2005

Abolition of Requirement for Main Board Issuers to Publish Paid Announcements in Newspapers and Related Matters

Exposure Paper and Other Draft Listing Rules Amendments (November 2005)

Responses to Exposure Paper (February 2006)

Exposure Conclusion and Listing Rule Amendments (July 2006)

 

New Structure for Listing Decision-making

Consultation Paper (February 2005)

Responses to the Consultation Paper (May 2005)

 

The Reduction of Minimum Spreads

Consultation Paper  (August 2004)

Questionnaire (January 2005)

Responses to the Consultation Paper (February 2005)

Consultation Conclusion (February 2005)

 

Corporate Governance Practices and Corporate Governance Report

Exposure of Draft Code (January 2004)

Responses to Exposure of Draft Code (November 2004)

Conclusions on Exposure (November 2004)

 

Proposed Operational Model for a Scripless Securities Market

Consultation Paper   (October 2003)

Responses to the Consultation Paper (May 2004)

Consultation Conclusions (May 2004)

 

The Regulation of Sponsors and Independent Financial Advisers

Consultation Paper (May 2003)

Questionnaire (May 2003)

Responses to the Consultation Paper (September 2003)

News release on Stock Exchange’s invitation of comments on draft sponsor and independent financial adviser rule amendments (4 May 2004)

Draft Proposed Amendments to the Listing Rules Relating to the Regulation of Sponsors and Independent Financial Advisers (May 2004)

Consultation Conclusions (October 2004)

 

Continuing Listing Criteria and Related Issues

Consultation Paper (November 2002)

Questionnaire (November 2002) 

Feedback Statement (February 2005)

 

Proposed Amendments to the Listing Rules Relating to Initial Listing and Continuing Listing Eligibility And Cancellation of Listing Procedures

Consultation Paper (July 2002)

Questionnaire (July 2002)

Profile of Respondents and Analysis of Responses (January 2004)

Consultation Conclusions (January 2004)

 

Third Party Clearing

Consultation Paper (July 2002)

*

HKEx announced in October 2003 that it had set aside implementation of TPC after the market consultation.

* HKEx revisited introduction of TPC in 2007 and implemented the revised model in December of the year.


Proposed Changes To Practices On Dissemination Of Listed Issuers' Announcements

Consultation Paper (March 2002)

Responses to the Consultation Paper (February 2008)

 

Proposed Amendments to the Listing Rules Relating to Corporate Governance Issues

Consultation Paper (January 2002)

Questionnaire (January 2002)

Consultation Conclusions (January 2003)

Profile of Respondents and Analysis of Responses (January 2003)

 

Extension of Trading Hours of Stock and Futures Markets

Consultation Paper (September 2001)
  

 *

HKEx announced in July 2003 that it had not decided on the timetable for the implementation of extended trading hours.


 

The Listing Rules of The Stock Exchange of Hong Kong Relating to Derivative Warrants

Consultation Paper (May 2001)

 

Acceptance of International Accounting Standards ("IAS") and Generally Accepted Accounting Principles in the United States of America ("US GAAP")

Market Consultation (October 2000)

 

Proposed Changes to Practice Note 15 to the Exchange Listing Rules relating to the requirements with regard to the remaining business of listed issuers after spin-off of assets or businesses

Consultation Paper (June 2000)

 

Chapter 17 (Share Schemes) of the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited

Consultation Paper (May 2000)

 

The Introduction of a new Chapter 3A to the Exchange Listing Rules on Sponsors and Financial Advisers

Consultation Paper (May 2000)

 

The Dissemination Of All Listed Issuers' Announcements Through The Exchange's Website In Place Of Publication As Paid Announcements In Newspapers

Consultation Paper (April 2000)

 

Participants of The Stock Exchange on Removal of the Minimum Brokerage Commission Rule

Consultation Paper (March 2000)

 

Electronic Share Applications

Consultative Paper (September 1999)

 

Listed Issuers to have own Websites

Consultation Paper (September 1999)

 

The 1998/1999 Review of Certain Chapters of The Rules Governing The Listing of  Securities on The Stock Exchange of Hong Kong Limited

Consultation Paper (May 1999)

 

The Proposed Market Infrastructure for Trading of Exchange Fund Notes

Consultation Paper (January 1999)

 

Policy Paper on Financial Disclosure

Consultation Paper (December 1998)