The Reduction of Minimum Spreads The Reduction of Minimum Spreads
Note: The respondents to the Consultation Paper are grouped as far as possible into 4 categories, (i) Investors (most of which are individuals), (ii) Exchange Participants (SEHK and / or HKFE participants), (iii) Staff of Exchange Participants identified by Participant name or broker number disclosed in their submissions and (iv) Other respondents which are not classified under the above categories.
Investors
1. Alain Vincent Fontaine
2. Alain Wan
3. Alan Kwong
4. Albert Tong
5. Alex Chung
6. Alex Wong
7. Alexander Woo
8. Allen H. Liu
9. Amanda Lin
10. Andrew Lau Ho Man
11. Andrew Lupton
12. Andrew T M Clements
13. Ann Tse
14. Anthony Wong Kin Sun
15. Anthony Yam
16. Antony Tam-Morris
17. Arron Lai
18. Arthur Hon
19. Au Ka Kau
20. Au Yeung Siu Ki
21. Barclays Global Investors North Asia Limited
22. Brendon Yu
23. Brook McConnell
24. C K How
25. Catherine Holcombe
26. Cecil Cheung Wai Keung
27. Chan Bing Kwan
28. Chan Choi Hop
29. Chan Chok Yiu, Philip
30. Chan Chow Chuen
31. Chan Chow Ming
32. Chan Hoi Shu
33. Chan Kam Wah
34. Chan Kin Lun
35. Chan Kit Yung
36. Chan Oi Li
37. Chan Ping Tong
38. Chan Siu Wah
39. Chan Wah Fai
40. Chan Wai Ming
41. Chan Yiu Cheung
42. Charles Crofton-Atkins
43. Charles Grieve
44. Charles Wong
45. Cheng Chui Hung
46. Cheng, Yan Hang Albert
47. Cheung Chi Lung
48. Cheung Leung
49. Cheung Ming Ho
50. Cheung Sau Wai
51. Cheung Wing Yiu
52. Cheung, Ching Fong
53. Chika Onishi
54. Chiu Sheen Charm
55. Chiu Sze Ngong Stephen
56. Choi Hing Kai
57. Chou Sui Lin
58. Chow Hung Yan
59. Chow Mau Fai
60. Chow Yun Kiu
61. Choy Pui Yin Irwin
62. Choy Yin Hing
63. Chris Kwan
64. Chris Lo
65. Christian Orms
66. Christopher Betts
67. Christopher Malpass
68. Chun Sui Sing
69. CK Cheng
70. CK Lee
71. Clement Law
72. Connie Tong
73. Constance Chu
74. Dale Willetts
75. Dan Boyd
76. Daniel James Rodgers
77. David Chau
78. David Egryn Jones
79. David Lam Tai Wai
80. David Pang
81. David Ruan
82. David Webb
83. Denis Williamson
84. Dennis Chow
85. Derek Ng
86. Dominic Quinnell
87. Duncan Lee
88. Eddie Ho
89. Edison Chok
90. Edmond Yeung
91. Edward Lui
92. Eliot Cohen
93. Elsie Chan
94. Emily Wong
95. Fatchi Cheng
96. Fong Tai Loon
97. Foster Wong
98. Fred Ng
99. Frederic Grisez
100. Fundamental Consultants Limited
101. Fung Ho-Ping
102. Fung Mei Chun
103. Fung Sau Mei
104. Fung Yuen Mei
105. FYWong
106. Gary Cheng
107. Gary Wong
108. George J. Mumenthaler
109. George Ku
110. George Leung
111. Go Ngar Chi
112. Grant Keats
113. H K Man
114. Hamish Blyth
115. Hatim N. Hoosenally
116. Helsen, Kristiaan
117. The response has been withdrawn as of 3 February 2009
118. Ho Kwai Ping
119. Ho Mui Fong
120. Ho Yee Ling
121. Hohl Thomas
122. Holenweger Rene
123. Holly Lam
124. Ho-Shun Pun
125. Howard Dixon
126. Huang Shu Yiu
127. Hung Tang Kau
128. Hung Yuen Kui
129. Hwong Ching Lung
130. Ian Carroll
131. Investor 1
132. Investor 2
133. Investor 3
134. Investor 4
135. Investor 5
136. Investor 6
137. Investor 7
138. Investor 8
139. Investor 9
140. Investor 10
141. Investor 11
142. Investor 12
143. Investor 13
144. Investor 14
145. Investor 15
146. Investor 16
147. Investor 17
148. Investor 18
149. Investor 19
150. Investor 20
151. Investor 21
152. Investor 22
153. Investor 23
154. Investor 24
155. Ip Hok Pang
156. Ivan Cheng
157. Ivan Pang
158. James Smith
159. James Strang
160. Jan Willem Mijnlieff
161. Jason Reeve
162. Jason Wong
163. Jasper
164. Jean Kong
165. Jennifer Lee
166. Jenny So
167. Jimmy Lim
168. John E Strickland
169. John Ford
170. John Mak
171. John Rhodes
172. Joseph Chan
173. Juntung Wu
174. K C Mok
175. K W Leung
176. K.M. Wong
177. Kam Sau Han
178. Karen Webb
179. Kelvin Leung
180. Kelvin Yip
181. Ken Pang
182. Kenneth Cheng
183. Kenneth M K Wong
184. Kenneth Or
185. Kenneth Wong
186. Kenny Lei
187. KH Ege
188. Kishore K. Sakhrani
189. Kitty Fong
190. Kong Chi Ming
191. Kuo Chih Yung
192. Kut Fai Chan
193. Kwan Ying-Chuk
194. Kwok Siu Kai
195. Kwok Wah Yu
196. Kwok Yuk-Lan
197. Lai Fuk Yan
198. Lai Kai Huen
199. Lai Po Chun
200. Lai Yiu Chung
201. Lam Tai Hang
202. Lang George
203. Larry Baum
204. Lau C L
205. Law Chick Sing
206. Law Kai Hay
207. Law Mei Ha, Joyce
208. Lee Chi Hei
209. Lee Chung
210. Lee Shu Fan
211. Lee Wai Yin
212. Lee Yuk Ying
213. Leung Cheuk Hang
214. Leung Kam Chuen
215. Leung Pun Lap
216. Leung Tung Yu
217. Leung, T. H. Kenny
218. Ling Kam Shing
219. Ling Yuk-Ying
220. Lok Hau Cheong
221. Louisa Chow
222. Luk Mei Yuet
223. M.L. Wong
224. Ma Chung Yan
225. Man Wai Kwok
226. Mark Adams
227. Mark Haworth
228. Mark Tier
229. Martin Robinson
230. Mau Hung Shun
231. Maze Wan
232. Member One Limited
233. Member Two Limited
234. Michael Cheung
235. Michael Tracey
236. Michael Wong Hing Tang
237. Mike Allardice
238. Mike Leah
239. Montana Tang
240. Neil Thomason
241. Nelson Liu
242. Ng Chee Meng
243. Ng Chui Yuk
244. Nicola Daniel
245. Norman Tam
246. Ong Chong Moon
247. Or Juen Yan
248. Pak Yin Yin
249. Pang Kin Wai
250. Patricia Fang
251. Patricia Hutton
252. Patrick Chong
253. Patrick Lui
254. Patrick Yu
255. Paul Breen
256. Paul Cheung
257. Paul Hechmer
258. Paul Jackson
259. Paul Marcus Hallov
260. Peng Adam
261. Peter Lau
262. Peter Randall
263. Philip Luk
264. Po Yee Wan
265. Pokit Lok
266. Raymund Corpuz
267. Razack, Abdullah
268. Ren Ee Ching
269. Rex Yeung
270. Richard Chenevix-Trench
271. Richard Di Bona
272. Ringo Li
273. Rob Brewis
274. The response has been withdrawn as of 31 October 2008
275. Robert Bunker
276. Robert Ho
277. Robert Lloyd
278. Robert Nunley
279. Robert Woo
280. Robin Fox
281. Rodney Lam
282. Roger K. Hill
283. Rojak Wong
284. Roy Taylor
285. Ruediger Prenzlin
286. S L Luk
287. S P Chan
288. Salenda
289. Sam Ha
290. Sam Lee
291. Sammy Lam
292. Samuel Chan
293. Samuel E. Chiang
294. Samuel Lee
295. SH Hong
296. Shiu Ka Lock
297. Shum Kin Wai, Frankie
298. Shun Hong Liu
299. Simon Lam
300. Simon Soo
301. Sin-Ming Shaw
302. Skiven Yuen
303. So Kin Wah Pierre
304. So Oi Wah
305. Stanley Ku
306. Stephanie Chan
307. Stephanine Wong
308. Stephen Wong
309. Steve Sit
310. Steven Cheng
311. Suzanne Gourlay
312. Sze Jarvis
313. Tai Kwok Hung
314. Talia Scotchbrook
315. Tam Chung-Cheong
316. Tam Ka Yee
317. Tam Kam Ming
318. Tang Hing Bun James
319. Tangcheng
320. Tate Jensen
321. Te Goh
322. Ted Kwan
323. Thomas Young
324. Tiffany Lai
325. Tim Lok
326. Timothy Ng
327. To Chick Yee
328. Tom Szeto
329. Tong Ka Nam
330. Tony Chan
331. Tony Tang
332. Trevor Sunderland
333. Tsang Hin Fun Anthony
334. Tse Siu Fai
335. Tse Yuk Pui
336. Una Vicki Lukins
337. Victor Ma
338. Victor Ng
339. Vidhan Goyal
340. Vincent Lau
341. VM
342. Wan Chiu Fong
343. Warner Chin
344. Werner Merk
345. William H. Dickens
346. William S. Bowman
347. William Wright
348. William Yip
349. William Yung
350. Wilson Chan
351. Wing Wong
352. Winnie Kwok
353. Wong Che Cheung
354. Wong Chi Keung
355. Wong Kam On
356. Wong Kan King
357. Wong Kwok Ying
358. Wong Lok Wah
359. Wong Shun Lai
360. Wu Wai Kit Christopher
361. Y K Pang
362. Yang Xiao Ming
363. Yau Cheung
364. Yau Loi Lee
365. Yeung King Pui
366. Yeung Wai Kei
367. Yim Ting Chung
368. Ying Hiu Kwan
369. Yip Kei Ming
370. Yu Chuen Man
371. Yu Sik Ching
372. Yuen Sai Chung
373. Yuen Wai Chiu
374. 李利珠 (submission provided in Chinese)
375. 李瑞蘭 (submission provided in Chinese)
376. 李樹權 (submission provided in Chinese)
377. 周素芬 (submission provided in Chinese)
378. 范靖 (submission provided in Chinese)
379. 崔佩仙 (submission provided in Chinese)
380. 崔榮基 (submission provided in Chinese)
381. 張祥新 (submission provided in Chinese)
382. 梁啟泰 (submission provided in Chinese)
383. 許庚新 (submission provided in Chinese)
384. 陳淑英 (submission provided in Chinese)
385. 景贊有限公司 (submission provided in Chinese)
386. 植樹銘 (submission provided in Chinese)
387. 黃秀屏 (submission provided in Chinese)
388. 黃智勇 (submission provided in Chinese)
389. 黃錦愛 (submission provided in Chinese)
390. 楊銀城 (submission provided in Chinese)
391. 葉國基 (submission provided in Chinese)
392. 鄧維伩 (submission provided in Chinese)
393. 鄧樹新 (submission provided in Chinese)
394. 賴金從 (submission provided in Chinese)
Exchange Participants
395. Asia-Pac Securities Limited
396. Baron Capital Limited
397. BNP Paribas Peregrine Securities Limited
398. Carrier Stock Investment Company Limited
399. Chelsea Securities Limited
400. Dao Heng Securities Limited
401. Delta Asia Securities Limited
402. DL Brokerage Limited
403. Emperor Securities Limited
404. Friedmann Pacific Securities Limited
405. Get Nice Investment Limited
406. Goldbond Capital Holdings Limited
407. Goldenway Securities Company Limited
408. Hang Tai Securities Limited
409. Hani Securities (H.K.) Limited
410. Henyep Securities Limited
411. Hing Wai Allied Securities Limited
412. HSBC Broking Securities (Hong Kong) Limited
413. Karford Securities Limited
414. KBC Financial Products Trading Hong Kong Limited
415. Kingsway Financial Services Group Ltd
416. Kwai Hung Securities Company Limited
417. Macquarie Equities (Asia) Limited
418. Magnum International Securities Limited
419. National Resources Securities Limited
420. Paul Securities Limited
421. Phoenix Capital Securities Limited
422. Ping An Securities Limited
423. Prudential Brokerage Limited
424. Sanfull Securities Limited
425. SG Securities (HK) Limited
426. Timber Hill Securities Hong Kong Limited
427. Tsun Chi Yuen Securities Company Limited
428. Winfield Securities Limited
429. Winfull Securities Limited
430. Wing Fat Securities Limited
431. Wintakly Securities Company Limited
432. Wo Fung Securities Company Limited
433. YF Futures Company Limited
434. YF Securities Company Limited
Staff of Exchange Participants
435. Goldenway Securities Company Limited Staff 1
436. Goldenway Securities Company Limited Staff 2
437. Goldenway Securities Company Limited Staff 3
438. Goldenway Securities Company Limited Staff 4
439. Goldenway Securities Company Limited Staff 5
440. Goldenway Securities Company Limited Staff 6
441. Goldenway Securities Company Limited Staff 7
442. Goldenway Securities Company Limited Staff 8
443. Goldenway Securities Company Limited Staff 9
444. Goldenway Securities Company Limited Staff 10
445. Goldenway Securities Company Limited Staff 11
446. Wintakly Securities Company Limited Staff 1
447. Wintakly Securities Company Limited Staff 2
448. Wintakly Securities Company Limited Staff 3
449. Wintakly Securities Company Limited Staff 4
Other Respondents
450. Chim Pui Chung (Member of Legislative Council)
451. Henry K. C. Wu (Former Member of Legislative Council)
452. Hong Kong Institute of Certified Public Accountants
453. Hong Kong Monetary Authority
454. Hong Kong Securities & Futures Industry Staff Union
455. Hong Kong Securities Professionals Association
456. Hong Kong Stockbrokers Association Limited
457. Linklaters (on behalf of seven financial institutions)
458. Rico, Lam Chi Kong
459. The Hong Kong Association of Banks
460. The Hong Kong Association of Online Brokers
461. The Hong Kong Society of Financial Analysts Limited
462. The Institute of Securities Dealers Limited
*Personal information including Hong Kong Identity Card numbers, phone numbers, contact or e-mail addresses and SFC Central Entity numbers of individual respondents was withheld from the consultation responses.