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Responses (July 2019)

Consultation Paper on Backdoor Listing, Continuing Listing Criteria and Other Rule Amendments

INSTITUTIONS
Listed Companies (22 in total)
1.      AIA Group Limited
2.      Cathay Pacific Airways Limited
3.      CK Asset Holdings Limited
4.      Grand Ocean Advanced Resources Company Limited
5. Hong Kong Aircraft Engineering Company Limited
6.  Kingston Financial Group Limited
7.  Ping An Insurance (Group) Company of China, Ltd. (submission provided in Chinese)
8.  SHK Hong Kong Industries Limited
9.  Swire Pacific Limited
10.  Swire Properties Limited
The following listed companies requested anonymity
11.  Listed Company 1 (submission provided in Chinese)
12.  Listed Company 2
13. Listed Company 3
14. Listed Company 4
15. Listed Company 5
16. Listed Company 6
17. Listed Company 7
18. Listed Company 8
19. Listed Company 9
20. Listed Company 10
21. Listed Company 11
22. Listed Company 12
 
Professional Bodies / Industry Associations (7 in total)
23. ACCA Hong Kong
24. Hong Kong Institute of Certified Public Accountants
25. The Chamber of Hong Kong Listed Companies
26. The Hong Kong Institute of Chartered Secretaries
27. The Hong Kong Institute of Directors
28. The Law Society of Hong Kong
29. The Y. Elites Association
   
Accounting Firm (1 in total)
30. Ernst & Young
 
Law Firms (7 in total)
31. Cleary Gottlieb Steen & Hamilton (Hong Kong)
32. Harney Westwood & Riegels
33. Sherman & Sterling
34. Simmons & Simmons
35. Slaughter and May
36. Wellington Legal
The following law firm requested anonymity
37. Law Firm 1
   
Corporate Finance Firms (10 in total)
38. Anglo Chinese Corporate Finance, Limited
39. Asian Capital Limited
40. Baoqiao Partners Capital Limited, Donvex Capital Limited and Optima Capital Limited (joint response)
41. Central China International Capital Limited
42. HeungKong Capital Limited
43. Kingston Corporate Finance Limited
44. Yu Ming Investment Management Limited
The following corporate finance firms requested anonymity
45. Corporate Finance Firm 1
46. Corporate Finance Firm 2
47. Corporate Finance Firm 3
   
Investment Management Firms (3 in total)
48. BlackRock Asset Management North Asia Limited
49. Chartwell Capital Limited
50. Hermes Equity Ownership Services Limited
   
Other Entities (2 in total)
51. China Securities (International) Financial Holding Company Limited
The following other entity requested anonymity
52. Other Entity 1
   
INDIVIDUALS (69 in total)
53. Chen Sze Hon Johnson
54. Christopher Cheung Wah-fung (submission provided in Chinese)
55. Francesco Navarrini
56. Jacky Yeung
57. KC Mok
58. Liu Ka Lim
59. Terence Lau
60. Wong Kong Chi
The following individuals requested anonymity
61. Individual 1
62. Individual 2 (submission provided in Chinese)
63. Individual 3 (submission provided in Chinese)
64. Individual 4 (submission provided in Chinese)
65. Individual 5 (submission provided in Chinese)
66. Individual 6 (submission provided in Chinese)
67. Individual 7 (submission provided in Chinese)
68. Individual 8 (submission provided in Chinese)
69. Individual 9 (submission provided in Chinese)
70. Individual 10 (submission provided in Chinese)
71. Individual 11 (submission provided in Chinese)
72. Individual 12 (submission provided in Chinese)
73. Individual 13 (submission provided in Chinese)
74. Individual 14 (submission provided in Chinese)
75. Individual 15 (submission provided in Chinese)
76. Individual 16 (submission provided in Chinese)
77. Individual 17 (submission provided in Chinese)
78. Individual 18 (submission provided in Chinese)
79. Individual 19 (submission provided in Chinese)
80. Individual 20 (submission provided in Chinese)
81. Individual 21 (submission provided in Chinese)
82. Individual 22 (submission provided in Chinese)
83. Individual 23 (submission provided in Chinese)
84. Individual 24 (submission provided in Chinese)
85. Individual 25 (submission provided in Chinese)
86. Individual 26 (submission provided in Chinese)
87. Individual 27 (submission provided in Chinese)
88. Individual 28 (submission provided in Chinese)
89. Individual 29 (submission provided in Chinese)
90. Individual 30 (submission provided in Chinese)
91. Individual 31 (submission provided in Chinese)
92. Individual 32 (submission provided in Chinese)
93. Individual 33 (submission provided in Chinese)
94. Individual 34 (submission provided in Chinese)
95. Individual 35 (submission provided in Chinese)
96. Individual 36 (submission provided in Chinese)
97. Individual 37 (submission provided in Chinese)
98. Individual 38 (submission provided in Chinese)
99. Individual 39 (submission provided in Chinese)
100. Individual 40 (submission provided in Chinese)
101. Individual 41 (submission provided in Chinese)
102. Individual 42 (submission provided in Chinese)
103. Individual 43 (submission provided in Chinese)
104. Individual 44 (submission provided in Chinese)
105. Individual 45 (submission provided in Chinese)
106. Individual 46 (submission provided in Chinese)
107. Individual 47 (submission provided in Chinese)
108. Individual 48 (submission provided in Chinese)
109. Individual 49 (submission provided in Chinese)
110. Individual 50 (submission provided in Chinese)
111. Individual 51 (submission provided in Chinese)
112. Individual 52 (submission provided in Chinese)
113. Individual 53 (submission provided in Chinese)
114. Individual 54 (submission provided in Chinese)
115. Individual 55 (submission provided in Chinese)
116. Individual 56 (submission provided in Chinese)
117. Individual 57 (submission provided in Chinese)
118. Individual 58 (submission provided in Chinese)
119. Individual 59 (submission provided in Chinese)
120. Individual 60 (submission provided in Chinese)
121. Individual 61 (submission provided in Chinese)

Updated 26 Jul 2019

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