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Operations

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Updated 19 Sep 2017

Trading Device

Updated 31 May 2019

Throttle Rate

Updated 16 Oct 2018

Testing

Updated 03 Jun 2019

Procedures and Reporting

Forms Reference
[SBL] Undertaking by China Connect Exchange Participant Lending China Connect Securities to Clients
[SBL] Confirmation by China Connect Exchange Participant Borrowing China Connect Securities
[SBL] Template for the Stock Borrowing and Lending Monthly Report for China Connect Securities Instructions and Notes 
[Short Selling] Template for the Large Open Short Position Report for China Connect Securities
[Short Selling] Template for the Short Selling Weekly Report for China Connect Securities Instructions and Notes
Template for the Quarterly Return on Trading Composition (Form TCS) Instructions and Notes
Reporting of Trading Discrepancy / Error (For China Connect Securities Only)

Reporting of Trading Discrepancy / Error (For China Connect Securities in relation to Special Segregated Account only)

Updated 24 Nov 2017

Others

Updated 23 Oct 2018

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