Market Turnover
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Operations

Fees shk_grey Fees tabs_sSC
Fees ld_grey
Fees otcd_grey

Updated 19 Sep 2017

Trading Device

Updated 11 Jan 2022

Throttle Rate

Updated 11 Jan 2022

Testing

Updated 11 Jan 2022

Procedures and Reporting

Forms Reference
[SBL] Undertaking by China Connect Exchange Participant Lending China Connect Securities to Clients
[SBL] Confirmation by China Connect Exchange Participant Borrowing China Connect Securities
[SBL] Template for the Stock Borrowing and Lending Monthly Report for China Connect Securities Instructions and Notes 
[Short Selling] Template for the Large Open Short Position Report for China Connect Securities
[Short Selling] Template for the Short Selling Weekly Report for China Connect Securities Instructions and Notes
Template for the Quarterly Return on Trading Composition (Form TCS) Instructions and Notes
Reporting of Trading Discrepancy / Error (For China Connect Securities Only)

Reporting of Trading Discrepancy / Error (For China Connect Securities in relation to Special Segregated Account only)

Updated 04 Jul 2022

Others

Forms Reference  Submission Channels eService ID
    Email Client Connect  
Short Selling Function Rollout Form
Tick Tick CS026
Request for Broker Activity / Transaction Report for China Stock Connect System (CSC)
Tick     

Updated 11 Jan 2022