Listing Review Committee

The Listing Review Committee acts for the Exchange as an independent body to hear reviews of decisions made by the Listing Committee. It consists entirely of outside market participants with no current Listing Committee members or representatives of the Securities and Futures Commission or HKEX.

CONSULTATION

Consultation Paper on Review Structure in relation to Listing Committee Decisions

Consultation Conclusions on Review Structure in relation to Listing Committee Decisions

PROCEDURES

Disciplinary Procedures – Listing Review Committee

DECISIONS

Listing Review Committee decisions

MEMBERS OF CHAIRMEN POOL (IN ALPHABETICAL ORDER)

CLARK Stephen Edward

Age	70
Date of appointment	5 July 2019
Other major offices	The Anglo Chinese Investment Company, Limited – Managing Director (1988~) China Foods Limited – Independent non-executive director and chairman of the audit committee (2005~)
Past offices	Citicorp International Limited – Director and Head of Corporate Finance Department (1985 – 1988) Wardley Limited – Senior manager and subsequently assistant director (1983 - 1985)
Public service	The Stock Exchange of Hong Kong Limited – Member of the Listing Policy Panel (2017~) The Securities and Futures Commission– Chairman and member of the Nomination Committee of the Takeovers and Mergers Panel (1992~) and member of Takeovers Appeal Committee (1992~)
Qualifications	Masters of Business Administration (University of the Witwatersrand) Bachelor of Arts in History and History of Art (University of Nottingham)

KO Yuk-yin, Teresa BBS JP

Age	59
Date of appointment	5 July 2019
Other major offices	Freshfields Bruckhaus Deringer – Senior Partner, Hong Kong (2010~) and China Chairman (2011~)
Public service	The Securities and Futures Commission – Deputy Chairman of the Takeovers and Mergers Panel (2004~), member of the Takeovers and Mergers Panel (2001~) and member of the Takeovers Appeal Committee (2001~) IFRS Foundation – Trustee (2018~) HKUST Business School Advisory Council – Council Member (2013~) Cyberport Advisory Panel – Panel Member (2018~) Appeal Board under the Betting Duty Ordinance (Cap. 108) – Chairman (2020~)
Qualifications	Bachelor of Laws (University of Westminster) Master of Laws (Cambridge University, Jesus College) Solicitor (Hong Kong and England & Wales)

LEE Ka Sze Carmelo JP

Age	60
Date of appointment	5 July 2019
Other major offices	Woo Kwan Lee & Lo, Solicitors & Notaries – Partner (1989~) KWG Property Holding Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-executive Director (2007~) Safety Godown Company Limited (listed on The Stock Exchange of Hong Kong Limited) – Non-executive Director (2004~) Playmates Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Non-executive Director (2019~)
Public service	InnoHK Steering Committee – Member (2019~) Financial Reporting Council – Convenor and member of Financial Reporting Review Panel (2016~) Appeal Tribunal Panel constituted under the Buildings Ordinance – Chairman (2018~) The Community Chest of Hong Kong – Member of Campaign Committee (2003~) The Community Chest Corporate Challenge Half Marathon – Co-Chairman (2003~)
Qualifications	Solicitor (Hong Kong, England and Wales, Singapore and Australia) LLB (University of Hong Kong)

TAYLOR Stephen

Age	63
Date of appointment	5 July 2019
Past offices	Deloitte Touche Tohmatsu - Senior partner (1988 – 2019) Financial Reporting Council – Member of Operations/Oversight Committee and Honorary Advisor (2013 - 2019)
Qualifications	Fellow (Hong Kong Securities and Investment Institute) Member (Institute of Chartered Accountants in England & Wales) Chartered Accountant (ICAEW) Honours Degree in Accounting and Finance (Lancaster University)

OTHER MEMBERS (IN ALPHABETICAL ORDER)

BROWN Melissa

Age	63
Date of appointment	5 July 2019
Other major offices	Daobridge Capital Ltd – Partner (2012~)
Past offices	IDFC Capital Pte Ltd/Serasi Capital – Partner and Managing Director (2008 – 2012) The Association for Sustainable and Responsible Investment in Asia – Executive director (2003 – 2008) Citigroup/Salomon Smith Barney – Managing Director and Deputy head of Asian Research (2000 – 2003)
Qualifications	Master of Business Administration (Yale School of Management) Bachelor of Arts (Economics) (Williams College)

CHAN Vincent

Age	56
Date of appointment	10 July 2020
Other major offices	Samena Capital – Senior Managing Director and Head of Asia (2016~)
Past offices	Spring Capital – CEO and Co-Founder (2007-2015) JAFCO Asia – Managing Director and Head of North Asia (2000-2007) Suez Asia – Director (1997-2000)
Public service	HK Venture Capital and Private Equity Association – Co-President (2006~) Resolvability Review Tribunal – Panel member (2018~) Securities and Futures Appeals Tribunal – Panel member (2019~) University of Hong Kong – Member of the Investments Sub-Committee (2018~) University of Hong Kong – Senior Advisor, School of Professional and Continuing Education (2019~) Chinese People’s Political Consultative Conference of Chengdu – Member (2013~) University of Manchester – Board member of HK Foundation (2012~) HK Science and Technology Parks – Investment Committee member of Corporate Venture Fund (2019~)
Qualifications	B.A. (Hons) Geography and Economics (University of Hong Kong) Master of Business Administration (Manchester Business School, University of Manchester) CFA Charterholder

CHARLTON Julia Frances

Age	60
Date of appointment	10 July 2020
Other major offices	Charltons – Senior and Managing Partner and Principal (1998~)
Past offices	Ede Charlton – Partner (1996 – 1998) Simmons & Simmons – Partner (1994 – 1996) Stephenson Harwood & Lo – Partner (1993 – 1994)
Public service	Planning and Lands Branch Appeal Tribunal Panel – Chairman (2018~) The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2005~) Hong Kong Institute of Certified Public Accountants – Member of the Disciplinary Panel (Panel A) (2011~) Hong Kong Law Society – Member of the Company Law Committee (2011~) Hong Kong Securities and Investment Institute – Senior fellow (2014~) Working Party on Review of the Law Society’s Memorandum and Articles of Association – Member (2015~)
Qualifications	Bachelor of Laws (Kings College, University of London) Postgraduate Diploma (University of Oxford) Solicitor (Hong Kong, England and Wales, Ireland and BVI)

DICKENS Mark Francis JP

Age	67
Date of appointment	5 July 2019
Other major offices	Financial Services Development Council – Member and subsequently Board Member (2015~)
Past offices	Financial Reporting Council – Chief Executive Officer (2013 – 2016) Hong Kong Exchanges and Clearing Limited – Head of Listing Division and Executive Vice-president (2009 – 2013) Value Partners Limited – Chief Risk Officer (2007 – 2008)
Qualifications	Barrister and Solicitor (Australia) Bachelor of Economics (Australian National University) Bachelor of Laws (Australian National University)

GOODING Nial Dennis Henry

Age	60
Date of appointment	10 July 2020
Other major offices	GCIS Limited – Senior Portfolio Manager (2014~)
Past offices	Eight Investment Partners – Senior Analyst (2013-2014) Northwest IM (HK) Ltd. – Head of Equity Strategy (2010-2012) UBS Asia (HK) – Executive Director (2000-2010)
Qualifications	CFA Charterholder

JIANG Guorong

Age	50
Date of appointment	5 July 2019
Other major offices	Citigroup Global Markets Asia Limited – Managing Director, Chairman and Head of China Corporate and Investment Banking (2017~)
Past offices	UBS – Managing Director (2014 – 2017) China International Capital Corporation – Managing Director (2007 – 2014) and Executive Director (2004 – 2006) Bank for International Settlements – Senior Economist (2003 – 2004) Hong Kong Monetary Authority – Senior Manager (2000-2003) International Monetary Fund – Economist (1995-2000)
Qualifications	Ph.D. (Economics) (Cornell University) M.A. (Economics) (Cornell University) M.A. (Communication) (Miami University) B.A. (Economics) (Nanjing University)

LAM Chor Lai, Celia

Age	54
Date of appointment	10 July 2020
Other major offices	Simpson Thacher & Bartlett – Partner (2011~)
Past offices	Linklaters – Co-Managing Partner of Greater China (2009 - 2011)
Qualifications	Bachelor of Economics and Bachelor of Laws (University of Sydney) Solicitor (Hong Kong, England and Wales and New South Wales, Australia)

LEUNG Heung Ying, Alvin

Age	57
Date of appointment	10 July 2020
Other major offices	Proton Capital Limited – Founder and Managing Director (2007~) Solomon Systech (International) Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-Executive Director (2014~)
Public service	Political Consultative Committee of Wu Hua county of Guangdong Province – Member (2006~) Hong Kong Securities Professionals Association – Committee Member (2003~) Government of HKSAR – Member of Public Affairs Forum (2006~)
Qualifications	MSc in Accounting and Finance (London School of Economics, University of London) LLB in Chinese Law (Peking University) BSc in Business Studies (University of Bradford) Chartered Accountant (Institute of Chartered Accountants In England & Wales) Fellow (Hong Kong Institute of Certified Public Accountants)

LEUNG Pauline

Age	52
Date of appointment	5 July 2019
Other major offices	PricewaterhouseCoopers – Partner, Capital Market Services(1999~)
Qualifications	Certified Public Accountant (Hong Kong) Fellow (The Association of Chartered Certified Accountants, UK) Bachelor of Business Administration (The Chinese University of Hong Kong)

LIU Chee Ming

Age	69
Date of appointment	5 July 2019
Other major offices	Platinum Holdings Company Limited – Founder (1996~) STT GDC Pte. Ltd. – Director (2015~) DBS Bank (Hong Kong) Limited – Independent Non-executive Director (2018~) OUE Commercial REIT Management Pte. Ltd. – Independent Non-executive Director (2019~) OUE Hospitality Trust Management Pte. Ltd. – Independent Director (2013~) Singapore International School (Hong Kong) – Governor (2006~) and Chairman of the Board of Governors (2020~)
Public service	Hong Kong Securities and Investment Institute – Council Member of the Corporate Advisory Council (2016~)
Qualifications	Bachelor's Degree in Business Administration (National University of Singapore)

NORRIS Nicholas

Age	55
Date of appointment	5 July 2019
Other major offices	Kirkland & Ellis – Partner (2011~)
Past offices	Skadden, Arps, Slate, Meagher & Flom – Partner and Co-head of Corporate in Asia (ex - Japan) (2005 – 2011) Simmons & Simmons – Partner and Head of Corporate in Asia (ex - Japan) (1995 – 2005)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2004~)
Qualifications	Solicitor (Hong Kong and England & Wales) LL.B. (Warwick University)

PHADNIS Dhananjay

Age	42
Date of appointment	5 July 2019
Other major offices	Fidelity International – Portfolio Manager (2008~)
Past offices	Fidelity International – Director of Research (2009 – 2011) and Investment Analyst (2004 – 2009) JPMorgan India – Associate Analyst (2001 – 2004)
Public service	The Securities and Futures Commission – Member of the SFC (HKEC) Listing Committee (2017~)
Qualifications	CFA Charerholder Chartered Accountant (India) MBA in Finance (Indian Institute of Management) Bachelor of Commerce (Pune University)

SABINE Martin Nevil

Age	72
Date of appointment	5 July 2019
Other major offices	Somerley Capital Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Chairman and Founder (1984~) Environmental Investment Services Asia Limited – Director (2018~)
Past offices	Wardley Limited – Director (1977 – 1983)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2008~)
Qualifications	Fellow (Hong Kong Securities and Investment Institute) Master of Business Administration (University of Pennsylvania) Bachelor of Arts (University of Oxford)

SCHWILLE Mark

Age	44
Date of appointment	10 July 2020
Other major offices	Bank of America Merrill Lynch – Managing Director, Co-Head of APAC Mergers & Acquisitions (2017~)
Past offices	Morgan Stanley – Managing Director (2012-2017), Executive Director (2008-2011), Vice President (2005-2007), Associate (2000-2002, 2004), Analyst (1997-2000)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2012~)
Qualifications	MA, BA(Hons) in Modern and Medieval Languages (University of Cambridge)

SOUTAR James Alexander

Age	53
Date of appointment	5 July 2019
Other major offices	Formula Growth Asia (formerly PhoenixInvest Group HK Ltd) – Director and Responsible Officer (2009~)
Past offices	FrontPoint Asia Pacific – Partner (Asia ex Japan) and Responsible Officer (2004 – 2009) Sofaer Global Research (HK) Limited – Director, Head of Research and Responsible Officer (2002 – 2004) Phoenix Research Limited – Managing Director and Head of Research (1999 – 2002)
Public service	Pure Art Foundation Ltd – Governor (2007~)
Qualifications	CFA charterholder BA Economics (Tufts University)

WINTER Richard

Age	67
Date of appointment	5 July 2019
Other major offices	China Tonghai International Financial Limited (listed on The Stock Exchange of Hong Kong Limited) – Senior Advisor (2017 ~) Law Debenture Corporation (HK) Limited – Non-executive director (2006 ~) Law Debenture Trust (Asia) Limited – Non-executive director (2006~) Concrete Canvas Limited – Non-executive director (2011~)
Past offices	Quam Limited – Deputy Chairman (2002 - 2017) Quam Capital Limited – Chief Executive Officer (2002 - 2017) Deloitte & Touche Corporate Finance Limited – Managing Director (2000 - 2002) Standard Chartered Asia Limited – Managing Director, Investment Banking (1987 - 1999)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2007 ~) and member of the Takeovers Appeal Committee (2007 ~)
Qualifications	Senior Fellow (Hong Kong Securities and Investment Institute) Fellow (Institute of Chartered Accountants in England and Wales) Fellow (Hong Kong Institute of Directors) Member (Hong Kong Institute of Certified Public Accountants) Bachelor of Commerce (Edinburgh University)

WOO Ka Biu, Jackson

Age	58
Date of appointment	5 July 2019
Other major offices	Challenge Capital Management Limited – Chief Executive Officer (2015~) Fong Fun and Kailey Group of Companies – Director (1992~) Guantao & Chow Solicitors and Notaries – Consultant (2014~) Henderson Land Development Co. Ltd. (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-executive Director (2012~)
Past offices	Sun Hung Kai Properties Limited (listed on The Stock Exchange of Hong Kong Limited) – Alternate Director (2002 - 2019) Guantao & Chow Solicitors and Notaries – Chairman-International (2014-2016) Ashurst Hong Kong – Partner (2012 – 2013) Jackson Woo & Associates – Partner (2005 – 2012) in association with Ashurst Hong Kong (2009 – 2012)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2019~) and Member of the Takeovers Appeal Committee (2019~) Financial Reporting Council of Hong Kong – Member of the Honorary Advisory Panel (2019~) and Member of the Oversight, Policy and Governance Committee (2020~) Solicitors' Disciplinary Tribunal Panel – Practising Solicitor Member (2011~) Tsinghua University – Honorary Director (2012~)
Qualifications	Solicitor (Hong Kong, England and Wales and Australia) China-appointed Attesting Officer Master of Arts in Jurisprudence (University of Oxford)

YEUNG Eirene

Age	59
Date of appointment	10 July 2020
Other major offices	CK Asset Holdings Limited – Executive Committee Member and Company Secretary (2015~) CK Infrastructure Holdings Limited – Company Secretary (1996~) and Alternate Director to the Group Managing Director (2008~) CK Life Sciences Int’l., (Holdings) Inc. – Company Secretary (2002~) ARA Asset Management (Fortune) Limited – Non-executive Director (2010~)
Past offices	Cheung Kong (Holdings) Limited – Company Secretary (1994 – 2015)
	ARA Asset Management (Fortune) Limited –Director (2003 – 2010)
Public service	Financial Reporting Council – Non-Executive Director (2014~) Independent Commission Against Corruption – Member of the Advisory Committee on Corruption (2016~) The Chamber of Hong Kong Listed Companies – Deputy Chairman (2009~)
Qualifications	Bachelor of Laws (The University of Hong Kong) Master in Business Administration (The Chinese University of Hong Kong) MSc in Finance (The Chinese University of Hong Kong) Solicitor (Hong Kong) Non-Practising Solicitor (England and Wales) Fellow Member (The Hong Kong Institute of Chartered Secretaries and The Chartered Governance Institute)

Listing Review Committee

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