Listing Review Committee

The Listing Review Committee acts for the Exchange as an independent body to hear reviews of decisions made by the Listing Committee. It consists entirely of outside market participants with no current Listing Committee members or representatives of the Securities and Futures Commission or HKEX.

CONSULTATION

Consultation Paper on Review Structure in relation to Listing Committee Decisions

Consultation Conclusions on Review Structure in relation to Listing Committee Decisions

PROCEDURES

Disciplinary Procedures – Listing Review Committee

DECISIONS

Listing Review Committee decisions

MEMBERS OF CHAIRMEN POOL (IN ALPHABETICAL ORDER)

KO Yuk-yin, Teresa BBS JP

Age	63
Date of appointment	5 July 2019
Other major offices	Freshfields Bruckhaus Deringer – Senior Partner, Hong Kong (2010~) and China Chairman (2011~)
Public service	Appeal Board under the Betting Duty Ordinance (Cap. 108) – Chairman (2020~) Cyberport Advisory Panel – Panel Member (2018~) IFRS Foundation – Vice Chair (2021~), Trustee (2018~) HKUST Business School Advisory Council – Council Member (2013~) Securities and Futures Commission – Deputy Chairman of the Takeovers and Mergers Panel (2004~), Member of the Takeovers and Mergers Panel (2001~) and Member of the Takeovers Appeal Committee (2001~)
Qualifications	Bachelor of Laws (University of Westminster) Master of Laws (Cambridge University, Jesus College) Solicitor (Hong Kong and England & Wales)

LAM Chor Lai, Celia

Age	57
Date of appointment	10 July 2020
Other major offices	Simpson Thacher & Bartlett – Of Counsel (2022~)
Past offices	Simpson Thacher & Bartlett – Partner (2011-2021) Linklaters – Co-Managing Partner of Greater China (2009 - 2011)
Qualifications	Bachelor of Economics and Bachelor of Laws (University of Sydney) Solicitor (Hong Kong, England and Wales and New South Wales, Australia)

SCHWILLE Mark

Age	49
Date of appointment	10 July 2020
Other major offices	East West Bank – Managing Director, Head of Advisory (2025~)
Past offices	Bank of America Merrill Lynch – Managing Director, Co-Head of APAC Mergers & Acquisitions (2017 – 2024) Morgan Stanley – Managing Director (2012 – 2017), Executive Director (2008 – 2011), Vice President (2005 – 2007), Associate (2000 – 2002, 2004), Analyst (1997 – 2000)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2012~)
Qualifications	MA, BA(Hons) in Modern and Medieval Languages (University of Cambridge)

WEIR Andrew Walter Bougourd Ross MBE JP

Age	59
Date of appointment	8 July 2022
Past offices	KPMG – Global Chairman of Real Estate and Construction (2012 – 2024), Global Chairman of Asset Management (2019 – 2024), Global Financial Services Steering Group (2019 –2024), Regional Senior Partner, Hong Kong, Vice Chairman, China (2012 – 2023), Head of China/ Hong Kong Capital Markets (2014 – 2017)
Public service	Financial Services Development Council – Vice Chairman (2023~); Council Member (2016~) and Convenor of the Corporate Governance Committee (2016~) Steward of Hong Kong Jockey Club (2021~) ICAEW Council – Deputy Chairman (2020~), Global Council Member (2022~) Institute of Directors – Council Member (2019~) Pacific Basin Economic Council – Chairman (2016~) Hong Kong Trade Development Council – Council Member (2016~ 2022); Member of the Belt and Road & Greater Bay Area Committee (2016~), Chair of Global Belt and Road Forum (2016~)
Qualifications	Fellow (Hong Kong Institute of Certified Public Accountants) Fellow (Institute of Chartered Accountants in England and Wales) Fellow (Institute of Directors) Chartered Accountant (London) BA (Hons) in Economics (University of Leicester, UK) MA in Development Economics (University of Leicester, UK)

OTHER MEMBERS (IN ALPHABETICAL ORDER)

CHAN Chiu Kong, Edmond

Age	58
Date of appointment	5 July 2024
Other major offices	PricewaterhouseCoopers – Partner and Hong Kong Capital Market Leader (2002~)
Qualifications	Bachelor’s degree in Commerce (University of New South Wales, Australia) Certified Public Accountant (Hong Kong) Member (CPA Australia)

CHAN Wing Tak, Kevin

Age	57
Date of appointment	5 July 2024
Other major offices	Chinese Banking Association of Hong Kong – Executive Vice President (2016~) Concentric Education Foundation – Founder and CEO (2014~) China Communications Construction Company Limited – Independent Non-executive Director (2022~) Travelsky Limited – Independent Non-executive Director (2022~) Royale Home Holdings – Independent Non-executive Director (2019~)
Past offices	Bank of East Asia – Chief Strategy Officer (2019) KPMG China – Senior Advisor (Banking) (2013 – 2014) CLSA Limited – Head of Hong Kong and China Financial Research (2008 – 2013) Nomura International (HK) Limited – Head of Hong Kong and China Research (1998 – 2008) ING Barings – Assistant Director, Equity Research (1997 – 1998) Citigroup Capital Markets – Vice President and Regional Economist (1994 – 1997) HSBC Asset Management – Economist (1990 – 1994)
Public service	Independent Police Complaints Council – Member (2024~) Our Hong Kong Foundation – Advisor and Member of Development Committee (2024~) HKSAR Government Chief Executive’s Policy Unit – Member (2023~) HKSAR Government Kowloon District Fight Crime Committee – Member (2023~) The Chinese People’s Political Consultative Conference – Member of Guangdong Provincial Committee (2023~) HKSAR Government Election Committee – Member (2021~) Federation of HK Guangxi Community Organization – Member (2013~) Beijing Overseas Friendship Association – Member (2013~)
Qualifications	BSc (Econ) and MSc in Economics (London School of Economics and Political Science, University of London) FCPA (CPA Australia)

CHAN Yuen Shan, Clara

Age	53
Date of appointment	5 July 2024
Other major offices	Lee Kee Holdings Limited – Vice Chairman (2012~), Chief Executive Officer and Executive Director (2006~) Computer and Technologies Holdings Limited – Independent Non–executive Director (2022~)
Public service	Financial Services and the Treasury Bureau – Member of the Green Technology and Finance Development Committee (2023~) Nano and Advanced Materials Institute Limited – Director (2023~) Independent Commission Against Corruption – Member of the Operations Review Committee (2022~) Office of the Financial Secretary – Member of the Business Facilitation Advisory Committee (2022~) Federation of Hong Kong Industries – Executive Deputy Chairman (2022~) Labour and Welfare Bureau – Member of the Steering Committee on the Child Development Fund (2021~) The Outward Bound Trust of Hong Kong Limited – Deputy Chair (2020~) Hong Kong Housing Authority – Member (2019~) Hong Kong Housing Authority – Member of Subsidised Housing Committee (2019~) Hong Kong Productivity Council – Council Member (2019~) Hong Kong Young Industrialists Council – President Honoris Causa (2019~) The Better Hong Kong Foundation – Council Member (2018~) The Hong Kong Management Association Institute of Advanced Management Development – Member of the Advisory Board (2018~)
Qualifications	Master of Social Science degree in Global Political Economy (The Chinese University of Hong Kong) Industrial Fellow (WMG, University of Warwick, UK)

CHARLTON Julia Frances

Age	64
Date of appointment	10 July 2020
Other major offices	Charltons – Senior and Managing Partner and Principal (1998~)
Past offices	Ede Charlton – Partner (1996 – 1998) Simmons & Simmons – Partner (1994 – 1996) Stephenson Harwood & Lo – Partner (1993 – 1994)
Public service	Planning and Lands Branch Appeal Tribunal Panel – Chairman (2018~) Working Party on Review of the Law Society’s Memorandum and Articles of Association – Member (2015~) Hong Kong Securities and Investment Institute – Senior fellow (2014~) Hong Kong Law Society – Member of the Company Law Committee (2011~) Securities and Futures Commission – Member of the Takeovers and Mergers Panel and Takeovers Appeal Committee (2005~)
Qualifications	Bachelor of Laws (Kings College, University of London) Postgraduate Diploma (University of Oxford) Solicitor (Hong Kong, England and Wales, Ireland, BVI and Pitcairn)

CHOW Ronny

Age	55
Date of appointment	9 July 2021
Other major offices	Deacons – Partner and Head of Corporate Finance (2008~)
Past offices	Deacons – Partner (2000 – 2008)
Qualifications	Solicitor (Hong Kong and England and Wales (non-practising)) LL.B. Hons (The University of Hong Kong) P.C.LL. (The University of Hong Kong) LL.M. (The University of Hong Kong)

CHU Tat Chee, Allan

Age	49
Date of appointment	8 July 2022
Other major offices	UBS AG - Managing Director, Co-Head of Technology, Media and Telecom, Asia Pacific, Global Banking (2023~)
Past offices	Credit Suisse (Hong Kong) Limited – Managing Director, Head of Technology, Media and Telecom, Asia Pacific, Investment Banking and Capital Markets (2005 – 2009, 2010~2023) Alibaba Group – Director, Corporate Finance (2009 – 2010) Telstra Corporation Limited – Manager, Mergers and Acquisitions (2002 – 2003) Wasserstein Perella – Associate, Mergers and Acquisitions (1998 – 2001) Accenture – Analyst, Business Process (1996 – 1998)
Qualifications	Bachelor of Science (Rensselaer Polytechnic Institute, USA) Master of Business Administration (Kellogg School of Management, Northwestern University, USA)

DICKENS Mark Francis JP

Age	71
Date of appointment	5 July 2019
Past offices	Financial Services Development Council – Member and subsequently Board Member (2015 – 2020) Financial Reporting Council – Chief Executive Officer (2013 – 2016) Hong Kong Exchanges and Clearing Limited – Head of Listing Division and Executive Vice-president (2009 – 2013) Value Partners Limited – Chief Risk Officer (2007 – 2008)
Qualifications	Barrister and Solicitor (Australia) Bachelor of Economics (Australian National University) Bachelor of Laws (Australian National University)

GOODING Nial Dennis Henry

Age	65
Date of appointment	10 July 2020
Past offices	GCIS Limited – Senior Portfolio Manager (2014 – 2025) Eight Investment Partners – Senior Analyst (2013 – 2014) Northwest IM (HK) Ltd. – Head of Equity Strategy (2010 – 2012) UBS Asia (HK) – Executive Director (2000 – 2010)
Qualifications	CFA Charterholder

LEE John

Age	51
Date of appointment	8 July 2022
Other major offices	UBS AG – Vice Chairman, Co-Head of Asia Country Coverage, Global Banking (2018~)
Past offices	Merrill Lynch (Asia Pacific) Limited – Managing Director, Head of Hong Kong, Macau and Taiwan Coverage, and Vice Chairman, Asia Coverage (1996 – 2017) Bear Stearns Asia Limited – Financial Analyst, Corporate Finance Group, International Investment Banking (1994 – 1996)
Public service	The Hong Kong University of Science and Technology – Council Member of the Advisory Council on Career Development (2022~) The Hong Kong-Mainland International Investment Society – Vice Chairman (2015~) Better Hong Kong Foundation – Council Member (2012~)
Qualifications	Bachelor of Business Administration (Southern Methodist University)

LEE Yuen Man, Virginia

Age	45
Date of appointment	7 July 2023
Other major offices	Clifford Chance – Partner (2011~)
Past offices	Clifford Chance – Associate (2006 – 2011) Deacons – Associate (2004 – 2006)
Public service	Securities and Futures Commission – Member of SFC (HKEC Listing) Committee (2022~) and Member of Share Registrars' Disciplinary Committee (2019~)
Qualifications	Practising Solicitor (Hong Kong) Postgraduate Certificate in Laws (University of Hong Kong) Bachelors of Laws and Commerce (University of New South Wales, Australia)

LEUNG Heung Ying, Alvin

Age	60
Date of appointment	10 July 2020
Other major offices	Proton Capital Limited – Founder and Managing Director (2007~)
Past offices	Solomon Systech (International) Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-Executive Director (2014 – 2023)
Public service	Political Consultative Committee of Wu Hua County of Guangdong Province – Member (2006~) Hong Kong Securities Professionals Association – Committee Member (2003~)
Qualifications	MSc in Accounting and Finance (London School of Economics, University of London) LLB in Chinese Law (Peking University) BSc in Business Studies (University of Bradford) Chartered Accountant and Fellow (Institute of Chartered Accountants In England & Wales) Fellow (Hong Kong Institute of Certified Public Accountants)

LIU Che Ning

Age	57
Date of appointment	8 July 2022
Other major offices	The Hongkong and Shanghai Banking Corporation Limited (listed on The Stock Exchange of Hong Kong Limited) – Vice Chair, Global Banking (2019~)
Past offices	The Hongkong and Shanghai Banking Corporation Limited (listed on The Stock Exchange of Hong Kong Limited) – Co-Head of Global Banking, Asia-Pacific (2014 – 2019), Head of Global Banking, Hong Kong and Greater China (2009 – 2014) Morgan Stanley – Managing Director and Head of Hong Kong Investment Banking (2001 – 2009); Executive Director, Corporate Finance Division (1998 – 2001); Associate/Vice President, Merger, Acquisition and Restructuring Division (1993 – 1998) Davis Polk & Wardwell – Associate, Corporate & Securities Department, New York and Tokyo (1989 – 1993)
Public service	Chinese People’s Political Consultative Conference – Delegate of Jiang Su Province (2018~)
Qualifications	Bachelor of Arts in Jurisprudence (Oxford University, UK) Master of Laws (Harvard Law School, US)

NORRIS Nicholas

Age	59
Date of appointment	5 July 2019
Other major offices	GLP Capital Partners – Managing Director and Senior Legal Adviser (2024~)
Past offices	Kirkland & Ellis – Partner (2011 – 2024) Skadden, Arps, Slate, Meagher & Flom – Partner and Co-head of Corporate in Asia (ex-Japan) (2005 – 2011) Simmons & Simmons – Partner and Head of Corporate in Asia (ex - Japan) (1995 – 2005)
Public service	Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2004~)
Qualifications	Solicitor (Hong Kong and England & Wales) LL.B. (Warwick University)

PAI, Nelly Szu Chia

Age	49
Date of appointment	5 July 2024
Other major offices	J.P. Morgan – Managing Director, Head of Hong Kong IPO and Corporate Finance Group, Investment Banking Division (2010~)
Past offices	UBS – Director, China Team, Investment Banking Division (2007 – 2010) Deutsche Bank – Associate, Investment Banking Division (2006 – 2007) BNP Paribas Peregrine – Senior Manager, Corporate Finance Division (2004 – 2006)
Public service	Hong Kong Corporate Governance & ESG Excellence Awards – The Judging Panel Member (2022~) HKUST Accounting Student Mentorship Program – Mentor (2022~)
Qualifications	Member (American Institute of Certified Public Accountants) Member (Hong Kong Institute of Certified Public Accountants) Bachelor of Business Administration in Accounting (Hong Kong University of Science and Technology)

SABINE Martin Nevil

Age	76
Date of appointment	5 July 2019
Other major offices	Somerley Capital Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Chairman and Founder (1984~) Association of Hong Kong Capital Market Practitioners Limited – Director (2023~) Environmental Investment Services Asia Limited – Director (2018~)
Past offices	Wardley Limited – Director (1977 – 1983)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2008~)
Qualifications	Fellow (Hong Kong Securities and Investment Institute) Master of Business Administration (University of Pennsylvania) Bachelor of Arts (University of Oxford)

SOUTAR James Alexander

Age	57
Date of appointment	5 July 2019
Other major offices	Pacat Capital Management Ltd (formerly Formula Growth Asia Ltd) – Director and Responsible Officer (2009~)
Past offices	FrontPoint Asia Pacific – Partner (Asia ex Japan) and Responsible Officer (2004 – 2009) Sofaer Global Research (HK) Limited – Director, Head of Research and Responsible Officer (2002 – 2004) Phoenix Research Limited – Managing Director and Head of Research (1999 – 2002)
Public service	Pure Art Foundation Ltd – Governor (2007~)
Qualifications	CFA charterholder BA Economics (Tufts University)

TRACY Alexandra Jane

Age	57
Date of appointment	5 July 2024
Other major offices	Hoi Ping Ventures – Founder and President (2010~) Carbonless Asia – Head of Research (2023~) BlueOnion Group – Director (2022~) Financial Services Research Group – Chairman (2021~) RIMM Sustainability Pte Ltd – Director (2021~) Climate Markets and Investment Association – Director (2016~)
Past offices	Tom Hugh Limited – Chairman (2014 – 2021) First Eastern Investment Group – Vice President (2008 – 2010) Campden Publishing Limited – Director (2002 – 2006) Alexandra Tracy Enterprises – Chief Executive Officer (2001 – 2002)
Public Services	Royal Commonwealth Society, Hong Kong – Chairman (2024~) Friends of the Earth, Hong Kong – Green Finance Advisor (2019~) NDCI.org climate commitment community – Advisor (2016~) Asia Pacific Investors Cooperation, Hong Kong – Advisory Board Member (2015~) Asian Family Business Research Centre, Hong Kong University of Science and Technology – Advisor (2008~) Harvard Business School Association of Hong Kong – Director (2006~)
Qualifications	Master’s Degree in Business Administration (Harvard Business School) Master’s Degree in Medieval Studies (Yale University) Bachelor of Arts in Anglo–Saxon, Norse and Celtic (Cambridge University)

TYE Philip Andrew

Age	62
Date of appointment	5 July 2024
Other major offices	HFL Advisors Limited – Director (2014~) HSBC Institutional Trust Services (Asia) Limited – Independent Non-Executive Director (2017~) TAMU Pte Ltd – Chairman and Independent Non–Executive Director (2020~)
Past offices	Simble Solutions Limited (listed on the Australian Securities Exchange) – Chairman and Independent Non-Executive Director (2017 – 2020) DragonBack Capital Limited – Managing Director (2007 – 2012) PMA Investment Advisors Limited – Chief Financial Officer (2003 – 2007) Credit Suisse First Boston Hong Kong Limited – Director (1997 – 2003) KPMG Hong Kong – Manager (1995 – 1997)
Public service	Securities and Futures Commission – Member of Takeovers and Mergers Panel and Takeovers Appeal (2020~)
Qualifications	Fellow (Institute of Chartered Accountants in England and Wales) Senior Fellow (Hong Kong Securities and Investment Institute) Fellow (Hong Kong Institute of Directors) Associate Chartered Accountant (Institute of Chartered Accountants in England and Wales) BSc (Hons.) in Biological Sciences (University of Essex, UK)

WINTER Richard

Age	71
Date of appointment	5 July 2019
Other major offices	Quam Plus International Financial Limited (listed on The Stock Exchange of Hong Kong Limited) – Senior Advisor (2017~) Law Debenture Corporation (HK) Limited – Non-executive director (2006~) Law Debenture Trust (Asia) Limited – Non-executive director (2006~) Concrete Canvas Limited – Non-executive Chairman (2020~)
Past offices	Quam Limited – Deputy Chairman (2002 – 2017) Quam Capital Limited – Chief Executive Officer (2002 – 2017) Deloitte & Touche Corporate Finance Limited – Managing Director (2000 – 2002) Standard Chartered Asia Limited – Managing Director, Investment Banking (1987 – 1999)
Public service	Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2007~) and member of the Takeovers Appeal Committee (2007~)
Qualifications	Senior Fellow (Hong Kong Securities and Investment Institute) Fellow (Institute of Chartered Accountants in England and Wales) Fellow (Hong Kong Institute of Directors) Member (Hong Kong Institute of Certified Public Accountants) Bachelor of Commerce (Edinburgh University)

WOO Ka Biu, Jackson

Age	61
Date of appointment	5 July 2019
Other major offices	Fong Fun and Kailey Group of Companies – Director (1992~) Guantao & Chow Solicitors and Notaries – Consultant (2014~) Henderson Land Development Co. Ltd. (listed on The Stock Exchange of Hong Kong Limited) – Independent Non-executive Director (2012~)
Past offices	Challenge Capital Management Limited – Chief Executive Officer (2015 – 2023) China Pacific Insurance (Group) Co., Ltd. (listed on The Stock Exchange of Hong Kong Limited, the Shanghai Stock Exchange and the London Stock Exchange) – Independent Non-executive Director (2021 – 2023) Sun Hung Kai Properties Limited (listed on The Stock Exchange of Hong Kong Limited) – Alternate Director (2002 – 2019) Guantao & Chow Solicitors and Notaries – Chairman–International (2014 – 2016) Ashurst Hong Kong – Partner (2012 – 2013) Jackson Woo & Associates – Partner (2005 – 2012) in association with Ashurst Hong Kong (2009 – 2012)
Public service	Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2019~) and Member of the Takeovers Appeal Committee (2019~) Accounting and Financial Reporting Council – Member of the Honorary Advisory Panel (2019~) and Member of the Policy, Registration and Oversight Committee (2020~) Solicitors' Disciplinary Tribunal Panel – Deputy Tribunal Convenor (2023~) and Practising Solicitor Member (2011~) Tsinghua University – Honorary Director (2012~)
Qualifications	Solicitor (Hong Kong, England and Wales and Australia) China-appointed Attesting Officer Master of Arts in Jurisprudence (University of Oxford)

YEUNG Eirene

Age	63
Date of appointment	10 July 2020
Other major offices	CK Asset Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Executive Committee Member and Company Secretary (2015~) CK Infrastructure Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Company Secretary (1996~) and Alternate Director to the Group Managing Director (2008~) CK Life Sciences Int’l., (Holdings) Inc. (listed on The Stock Exchange of Hong Kong Limited) – Company Secretary (2002~) ARA Asset Management (Fortune) Limited – Non-executive Director (2010~)
Past offices	Cheung Kong (Holdings) Limited – Company Secretary (1994 – 2015) ARA Asset Management (Fortune) Limited – Director (2003 – 2010)
Qualifications	Bachelor of Laws (The University of Hong Kong) Master in Business Administration (The Chinese University of Hong Kong) MSc in Finance (The Chinese University of Hong Kong) Solicitor (Hong Kong) Non-Practising Solicitor (England and Wales) Fellow Member (The Hong Kong Chartered Governance Institute and The Chartered Governance Institute)

YIP Florence JP

Age	64
Date of appointment	9 July 2021
Other major offices	HKR International Limited – Independent Non-executive Director (2025~)
Past offices	PricewaterhouseCoopers – Senior Advisor (2021 – 2024)
Public Service	Hong Kong Monetary Authority – Member of the Financial Infrastructure and Market Development Sub-Committee (2023~) Hong Kong Green Finance Association – Co-Lead of the Greater Bay Area Green Finance Alliance Working Group (2023~)
Qualifications	Bachelor’s degree in Computer Science (Imperial College, UK) Chartered Accountant (Institute of Chartered Accountants in England and Wales) Chartered Tax Advisor (Chartered Institute of Taxation, UK) Member (Hong Kong Institute of Certified Public Accountants) Member (Taxation Institute of Hong Kong) Registered Accountant (Macau)

YU Benita

Age	60
Date of appointment	9 July 2021
Other major offices	Slaughter and May – Senior Partner (2022~), Partner (1996~)
Public Service	Securities and Futures Commission – Deputy Chairman (2021~) and Member of the Takeovers and Mergers Panel (2005~), Member of Takeovers Appeal Committee (2005~) and Alternate Member of Nominations Committee (2021~) The Hong Kong Chartered Governance Institute – Fellow and Member of the Technical Consultation Panel and Chairman of the Company Law Interest Group (2016~)
Qualifications	Solicitor (Hong Kong and England and Wales) Bachelor of Arts (Jurisprudence), Master of Arts (Oxford University, UK)