Listing Review Committee

The Listing Review Committee acts for the Exchange as an independent body to hear reviews of decisions made by the Listing Committee. It consists entirely of outside market participants with no current Listing Committee members or representatives of the Securities and Futures Commission or HKEX.

Consultation Paper on Review Structure in relation to Listing Committee Decisions

Consultation Conclusions on Review Structure in relation to Listing Committee Decisions

MEMBERS OF CHAIRMEN POOL (IN ALPHABETICAL ORDER)

CLARK Stephen Edward

Age	68
Date of appointment	5 July 2019
Other major offices	The Anglo Chinese Investment Company, Limited – Managing Director (1988~) China Foods Limited – Independent non-executive director and chairman of the audit committee (2005~)
Past offices	Citicorp International Limited – Director and Head of Corporate Finance Department (1985 – 1988) Wardley Limited – Senior manager and subsequently assistant director (1983 - 1985)
Public service	The Stock Exchange of Hong Kong Limited – Member of the Listing Policy Panel (2017~) The Securities and Futures Commission– Chairman and member of the Nomination Committee of the Takeovers and Mergers Panel (1992~) and member of Takeovers Appeal Committee (1992~)
Qualifications	Masters of Business Administration (University of the Witwatersrand) Bachelor of Arts in History and History of Art (University of Nottingham)

KO Yuk-yin, Teresa BBS JP

Age	58
Date of appointment	5 July 2019
Other major offices	Freshfields Bruckhaus Deringer – Senior Partner, Hong Kong (2010~) and China Chairman (2011~)
Public service	The Securities and Futures Commission – Deputy Chairman of the Takeovers and Mergers Panel (2004~), member of the Takeovers and Mergers Panel (2001~) and member of the Takeovers Appeal Committee (2001~) IFRS Foundation – Trustee (2018~) HKUST Business School Advisory Council – Council Member (2013~) Cyberport Advisory Panel – Panel Member (2018~)
Qualifications	Bachelor of Laws (University of Westminster) Master of Laws (Cambridge University, Jesus College) Solicitor (Hong Kong and England & Wales)

LEE Ka Sze Carmelo JP

Age	59
Date of appointment	5 July 2019
Other major offices	Woo Kwan Lee & Lo, Solicitors & Notaries – Partner (1989~) China Pacific Insurance (Group) Co., Ltd. (listed on The Stock Exchange of Hong Kong Limited) – Independent non-executive director (2015~) KWG Property Holding Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent non-executive director (2007~) Esprit Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Independent non-executive director (2013~) CSPC Pharmaceutical Group Limited (listed on The Stock Exchange of Hong Kong Limited) – Non-executive director (2004~) Safety Godown Company Limited (listed on The Stock Exchange of Hong Kong Limited) – Non-executive director (2004~) Playmates Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Non-executive director (2019~)
Public service	InnoHK Steering Committee – Member (2019~) Financial Reporting Council – Convenor and member of Financial Reporting Review Panel (2016~) Appeal Tribunal Panel constituted under the Buildings Ordinance – Chairman (2018~) The Community Chest of Hong Kong – Member of Campaign Committee (2003~) The Community Chest Corporate Challenge Half Marathon – Co-Chairman (2003~)
Qualifications	Solicitor (Hong Kong, England and Wales, Singapore and Australia) LLB (University of Hong Kong)

TAYLOR Stephen

Age	62
Date of appointment	5 July 2019
Other major offices	Financial Reporting Council – Member of Operations/Oversight Committee and Honorary Advisor (2013~)
Past offices	Deloitte Touche Tohmatsu - Senior partner (1988 – 2019)
Qualifications	Fellow (Hong Kong Securities and Investment Institute) Fellow (Australian Society of Certified Practicing Accountants) Member (Institute of Chartered Accountants in England & Wales) Chartered Accountant( ICAEW) Honours Degree in Accounting and Finance (Lancaster University)

OTHER MEMBERS (IN ALPHABETICAL ORDER)

BROWN Melissa

Age	62
Date of appointment	5 July 2019
Other major offices	Daobridge Capital Ltd – Partner (2012~)
Past offices	IDFC Capital Pte Ltd/Serasi Capital – Partner and Managing Director (2008 – 2012) The Association for Sustainable and Responsible Investment in Asia – Executive director (2003 – 2008) Citigroup/Salomon Smith Barney – Managing Director and Deputy head of Asian Research (2000 – 2003)
Qualifications	Master of Business Administration (Yale School of Management) Bachelor of Arts (Economics) (Williams College)

CHAN Freeman

Age	56
Date of appointment	5 July 2019
Other major offices	Cleary Gottlieb Steen & Hamilton (Hong Kong) – Partner (2011~)
Public service	The Securities and Futures Commission – Deputy Chairman of the Takeovers and Mergers Panel (2013~), member of the Takeovers Appeal Committee(2007~), member of the SFC (HKEC) Listing Committee (2018~) and member of the Advisory Committee (2019~)
Qualifications	Solicitor (Hong Kong and England and Wales)

DICKENS Mark Francis JP

Age	67
Date of appointment	5 July 2019
Other major offices	Financial Services Development Council – Member and subsequently Board Member (2015~)
Past offices	Financial Reporting Council – Chief Executive Officer (2013 – 2016) Hong Kong Exchanges and Clearing Limited – Head of Listing Division and Executive Vice-president (2009 – 2013) Value Partners Limited – Chief Risk Officer (2007 – 2008)
Qualifications	Barrister and Solicitor (Australia) Bachelor of Economics (Australian National University) Bachelor of Laws (Australian National University)

DING Chen

Age	49
Date of appointment	5 July 2019
Other major offices	CSOP Asset Management Limited – Chief Executive Officer (2010~)
Past offices	China Southern Asset Management Co. Ltd. – Assistant Chief Executive Officer and Managing Director (2003 – 2013)
Public service	Chinese Asset Management Association of Hong Kong – Chairperson (2013~) Financial Services Development Council – Board Member and Convener of the Mainland Opportunities Committee (2019~) Hong Kong Monetary Authority – Member of the Financial Infrastructure Sub-Committee of the Exchange Fund Advisory Committee (2014~) Securities and Futures Commission – Advisory Committee Member (2015~)

HUI Ching-yu, Christopher

Age	42
Date of appointment	5 July 2019
Other major offices	Financial Services Development Council – Executive Director (2019~)
Past offices	New World Development Company Limited (listed on the Stock Exchange of Hong Kong Limited) – Director of Strategic Development (2018 - 2019) Hong Kong Exchanges and Clearing Ltd. (listed on The Stock Exchange of Hong Kong Limited) – Managing Director and Senior Vice President (2006 – 2018)
Public service	The Hong Kong Institute of Certified Public Accountants – Member of the Disciplinary Panel A (2014~) City University of Hong Kong – Councilor (2014~) Mandatory Provident Fund Schemes Authority – Member of the Process Review Panel (2013~)
Qualifications	MBA (INSEAD) BA in Philosophy, Politics & Economics (University of Oxford)

JIANG Guorong

Age	49
Date of appointment	5 July 2019
Other major offices	Citigroup Global Markets Asia Limited – Managing Director, Chairman and Head of China Corporate and Investment Banking (2017~)
Past offices	UBS – Managing Director (2014 – 2017) China International Capital Corporation – Managing Director (2007 – 2014) and Executive Director (2004 – 2006) Bank for International Settlements – Senior Economist (2003 – 2004) Hong Kong Monetary Authority – Senior Manager (2000-2003) International Monetary Fund – Economist (1995-2000)
Qualifications	Ph.D. (Economics) (Cornell University) M.A. (Economics) (Cornell University) M.A. (Communication) (Miami University) B.A. (Economics) (Nanjing University)

KEYES Terence

Age	59
Date of appointment	5 July 2019
Other major offices	Morgan Stanley Asia Ltd. – Managing Director (1997 – 2008, 2009~)
Past offices	Merrill Lynch Far East Ltd. – Managing Director (2008 – 2009) S.G. Warburg / SBC Warburg – Executive Director (1986 – 1997)
Qualifications	Chartered Accountant (Institute of Chartered Accountants in England and Wales) Bachelor of Arts, Mathematics (University of Oxford)

LEUNG Pauline

Age	52
Date of appointment	5 July 2019
Other major offices	PricewaterhouseCoopers – Partner, Capital Market Services(1999~)
Qualifications	Certified Public Accountant (Hong Kong) Fellow (The Association of Chartered Certified Accountants, UK) Bachelor of Business Administration (The Chinese University of Hong Kong)

LIU Chee Ming

Age	68
Date of appointment	5 July 2019
Other major offices	Platinum Holdings Company Limited – Founder (1996~) DBS Bank (Hong Kong) Limited – Independent non-executive director (2018~) OUE Hospitality REIT Management Pte. Ltd. and OUE Hospitality Trust Management Pte. Ltd. – Independent non-executive director (2013~) Singapore International School (Hong Kong) – Board of Governors (2006~) and Deputy Chairman (2019~)
Public service	Hong Kong Securities and Investment Institute – Council Member of the Corporate Advisory Council (2016~) The Securities and Futures Commission – Member of the Takeovers Appeal Committee (1995~) and Deputy Chairman of the Takeovers and Mergers Panel (2008~)
Qualifications	Bachelor's Degree in Business Administration (National University of Singapore)

NORRIS Nicholas

Age	54
Date of appointment	5 July 2019
Other major offices	Kirkland & Ellis – Partner (2011~)
Past offices	Skadden, Arps, Slate, Meagher & Flom – Partner and Co-head of Corporate in Asia (ex - Japan) (2005 – 2011) Simmons & Simmons – Partner and Head of Corporate in Asia (ex - Japan) (1995 – 2005)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2004~)
Qualifications	Solicitor (Hong Kong and England & Wales) LL.B. (Warwick University)

PHADNIS Dhananjay

Age	42
Date of appointment	5 July 2019
Other major offices	Fidelity International – Portfolio Manager (2008~), Director of Research (2009 – 2011) and Investment Analyst (2004 – 2009)
Past offices	JPMorgan India – Associate Analyst (2001 – 2004)
Public service	The Securities and Futures Commission – Member of the SFC (HKEC) Listing Committee(2017~)
Qualifications	CFA Charerholder Chartered Accountant (India) MBA in Finance (Indian Institute of Management) Bachelor of Commerce (Pune University)

SABINE Martin Nevil

Age	71
Date of appointment	5 July 2019
Other major offices	Somerley Capital Holdings Limited (listed on The Stock Exchange of Hong Kong Limited) – Chairman and founder (1984~) Environmental Investment Services Asia Limited – Director (2018~)
Past offices	Wardley Limited – Director (1977 – 1983)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel(2008~)
Qualifications	Fellow (Hong Kong Securities and Investment Institute) Master of Business Administration (University of Pennsylvania) Bachelor of Arts (University of Oxford)

SCHLABBERS Manuel

Age	40
Date of appointment	5 July 2019
Other major offices	SinoPac Asset Management (Asia) Limited – Fund Manager (2014~), Accudo Asian Value Arbitrage Fund
Past offices	Credit Suisse Hong Kong Limited – Director (2011 – 2013) Credit Suisse Europe Limited – Director (2009 – 2011) Morgan Stanley International – Vice President (2005 – 2009)
Public service	The Securities and Futures Commission – Member of the Public Shareholders Group (2017~)
Qualifications	CFA Charterholder BSc Investment (Cass Business School)

SOUTAR James Alexander

Age	53
Date of appointment	5 July 2019
Other major offices	Formula Growth Asia (formerly PhoenixInvest Group HK Ltd) – Director and Responsible Officer (2009~)
Past offices	FrontPoint Asia Pacific – Partner (Asia ex Japan) and Responsible Officer (2004 – 2009) Sofaer Global Research (HK) Limited – Director, Head of Research and Responsible Officer (2002 – 2004) Phoenix Research Limited – Managing Director and Head of Research (1999 – 2002)
Public service	The Securities and Futures Commission – Member of the Takeovers panel (2014~) Pure Art Foundation Ltd – Governor (2007~)
Qualifications	CFA charterholder BA Economics (Tufts University)

WINTER Richard

Age	66
Date of appointment	5 July 2019
Other major offices	China Tonghai International Financial Limited (listed on The Stock Exchange of Hong Kong Limited) – Senior Advisor (2017 ~) Law Debenture Corporation (HK) Limited – Non-executive director (2006 ~) Law Debenture Trust (Asia) Limited – Non-executive director (2006 ~) Concrete Canvas Limited – Non-executive director (2011 ~)
Past offices	Quam Limited – Deputy Chairman (2002 - 2017) Quam Capital Limited – Chief Executive Officer (2002 - 2017) Deloitte & Touche Corporate Finance Limited – Managing Director (2000 - 2002) Standard Chartered Asia Limited – Managing Director, Investment Banking (1987 - 1999)
Public service	The Securities and Futures Commission – Member of the Takeovers and Mergers Panel (2007 ~) and member of the Takeovers Appeal Committee (2007 ~)
Qualifications	Senior Fellow (Hong Kong Securities and Investment Institute) Fellow (Institute of Chartered Accountants in England and Wales) Fellow (Hong Kong Institute of Directors) Member (Hong Kong Institute of Certified Public Accountants) Bachelor of Commerce (Edinburgh University)

WOO Ka Biu, Jackson

Age	57
Date of appointment	5 July 2019
Other major offices	Challenge Capital Management Limited – Chief Executive Officer (2015~) Fong Fun and Kailey Group of Companies – Director (1992~) Guantao & Chow Solicitors and Notaries – Consultant (2014~), Chairman-International (2014-16) Henderson Land Development Co. Ltd. (listed on The Stock Exchange of Hong Kong Limited) – Independent non-executive director (2012~)
Past offices	Sun Hung Kai Properties Limited (listed on The Stock Exchange of Hong Kong Limited) – Alternate director (2002 - 2019) Ashurst Hong Kong – Partner (2012 – 2013) Jackson Woo & Associates – Partner (2005 – 2012) in association with Ashurst Hong Kong (2009 – 2012)
Public service	The Securities and Futures Commission – member of the Public Shareholders Group (2018~), member of the Takeovers and Mergers Panel (2019~) and member of the Takeovers Appeal Committee (2019~) Financial Reporting Council of Hong Kong – member of the Honorary Advisory Panel and member of the Investigation and Compliance Committee (2019~) Solicitors' Disciplinary Tribunal Panel – Practising Solicitor Member (2011~) Tsinghua University – Honorary Director (2012~)
Qualifications	Solicitor (Hong Kong, England and Wales and Australia) China-appointed Attesting Officer Master of Arts in Jurisprudence (University of Oxford)