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Responses (December 2019)

Consultation Paper on Market Microstructure Enhancements

EPs (64 in total)
1. ABN AMRO Clearing Hong Kong Limited
2. Citadel Securities (Hong Kong) Limited
3. Nittan Securities Asia Limited
4. Success Securities Limited
5. Upmax Securities Limited
6. Victory Securities Company Limited
The following HKEX Participants requested anonymity
7. Exchange Participant 1
8. Exchange Participant 2
9. Exchange Participant 3
10. Exchange Participant 4
11. Exchange Participant 5
12. Exchange Participant 6
13. Exchange Participant 7
14. Exchange Participant 8
15. Exchange Participant 9
16. Exchange Participant 10
17. Exchange Participant 11
18. Exchange Participant 12
19. Exchange Participant 13
20. Exchange Participant 14
21. Exchange Participant 15
22. Exchange Participant 16
23. Exchange Participant 17
24. Exchange Participant 18
25. Exchange Participant 19
26. Exchange Participant 20
27. Exchange Participant 21
28. Exchange Participant 22
29. Exchange Participant 23
30. Exchange Participant 24
31. Exchange Participant 25
32. Exchange Participant 26
33. Exchange Participant 27
34. Exchange Participant 28
35. Exchange Participant 29
36. Exchange Participant 30
37. Exchange Participant 31
38. Exchange Participant 32
39. Exchange Participant 33
40. Exchange Participant 34
41. Exchange Participant 35
42. Exchange Participant 36
43. Exchange Participant 37
44. Exchange Participant 38
45. Exchange Participant 39
46. Exchange Participant 40
47. Exchange Participant 41
48. Exchange Participant 42
49. Exchange Participant 43
50. Exchange Participant 44
51. Exchange Participant 45
52. Exchange Participant 46
53. Exchange Participant 47
54. Exchange Participant 48
55. Exchange Participant 49
56. Exchange Participant 50
57. Exchange Participant 51
58. Exchange Participant 52
59. Exchange Participant 53
60. Exchange Participant 54
61. Exchange Participant 55
62. Exchange Participant 56
63. Exchange Participant 57
64. Exchange Participant 58
 
Asset Management Companies (7 in total)
The following Asset Management Companies requested anonymity
65. Asset Management company 1
66. Asset Management company 2
67. Asset Management company 3
68. Asset Management company 4
69. Asset Management company 5
70. Asset Management company 6
71. Asset Management company 7
 
Industry Associations and Key Market Representatives (6 in total)
72. Asia Securities Industry & Financial Markets Association (ASIFMA)
73. Hong Kong Institute of Financial Analysts and Professional Commentators Limited (HKIFAPC)
74. Hong Kong Securities Association (HKSA)
75. Hong Kong Securities Professionals Association (HKSPA)
76. Hong Kong Association of Online Brokers (HKAOB)
77. The Institute of Securities Dealers (ISD)
 
Other Entities (2 in total)
The following other entities requested anonymity
78. Other Entity 1
79. Other Entity 2
 
Individuals (21 in total)
80. Professor CHAN Kalok (The Chinese University of Hong Kong Business School)
81. Professor YAO Chen (The Chinese University of Hong Kong Business School)
The following individuals have not provided explicit consent for disclosing their personal data
82. Individual 1
83. Individual 2
84. Individual 3
85. Individual 4
86. Individual 5
87. Individual 6
88. Individual 7
89. Individual 8
90. Individual 9
91. Individual 10
92. Individual 11
93. Individual 12
94. Individual 13
95. Individual 14
96. Individual 15
97. Individual 16
98. Individual 17
99. Individual 18
100. Individual 19

Updated 02 Jan 2020