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Client Connect User Manual

Table of Contents

Amendment Log

 

Section 1 Introduction (updated as of August 2019)

 

Section 2 Client Connect Overview (updated as of April 2019)

 

Section 3 Getting Started for Client Connect

3.1         Access Control (updated as of April 2019)

3.2         User Management (updated as of April 2019)

3.3         Password (updated as of April 2019)

3.4         Login and Logoff (updated as of April 2019)

3.5         Screen Standards (updated as of April 2019)

 

Section 4 eService Functions

4.1         Settlement and Depository

              HKSCC

Set 1      Application to HKSCC for Exemption of Buy-in (updated as of April 2019)

Set 2      Early Buy-in Request to HKSCC (updated as of April 2019)

Set 3      Request for Special Buy-In  (updated as of April 2019)     

Set 4      Buy-in Request to HKSCC for CCASS Isolated Trades only (updated as of April 2019)

Nom 1   Dividend Bonus Claim Submission to HKSCC (updated as of August 2019)

Dep 5    Cross-Border Transfer Instruction (Foreign Securities) to HKSCC (updated as of August 2019)

Dep 6    Transfer Instruction to HKSCC (for delisted stock) (updated as of August 2019)

 

4.2         Participantship Management

              HKSCC

AC 14    Stock Segregated Account - Without Statement Maintenance Request to HKSCC (updated as of April 2019)

                                          

              HKCC / SEOCH

AC 1      DCASS Account Maintenance Request to HKCC/SEOCH (updated as of April 2019)

AC 3      Selected Currency Designation Request to HKCC/SEOCH (updated as of April 2019)

 

              SEOCH

AC 4     CCMS Collateral Account Designation for Marks, Margin and Concentration Collateral Collection by SEOCH (updated as of April 2019)

 

             HKSCC/SEHK

AC 6     Special Segregated Account and Designated Executing Broker Maintenance Request to HKSCC (updated as of August 2019)

 

              HKSCC/HKCC/SEOCH

AC 9      Change of Company Name (updated as of April 2019)

AC 13    Change of Company Particulars and Contact Persons (updated as of April 2019)

SCard 1 Smartcard Maintenance for User and DA (updated as of April 2019)

SCard 3 Order Smartcard Reader(s) (updated as of April 2019)

 

4.3         Technical setup

              HKCC/SEOCH

TechS 4 Request to HKCC/SEOCH for accessing DCASS OAPI Testing Environment  (updated as of April 2019)

TechS 5 DCASS Production / Testing Line Application and/or Change of Bandwidth Notification to HKCC/SEOCH (updated as of April 2019)

 

              HKSCC/HKCC/SEOCH

TechS 6 CCASS/CCMS SDNet Line Service Notification (updated as of April 2019)

 

4.4         Event

Event ID Activity Enrolment (updated as of April 2019)

 

4.5         File Transmission

UD         Submission and Download (updated as of April 2019)

 

Appendix

1            eService Workflow Type and Statuses (updated as of August 2019)

2            User roles (updated as of August 2019)

3            List of Function ID Mapping by Type of Users (updated as of August 2019)

4            List of Function ID Mapping with eService/Form (updated as of August 2019)

5            List of eService by Clearing House (updated as of August 2019)


Updated 02 Sep 2019

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