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Operations & Technical

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Updated 18 Oct 2019

Removal of company chop requirement – With effect from 6 April 2017, a company chop will not need to be affixed to any forms or documents submitted to HKSCC unless a Participant / Designated Bank notifies HKSCC that a company chop is required. For more details, please refer to the Circular dated 6 March 2017.

*Form submission channel – All forms or documents can be submitted to HKSCC in original. Moreover, certain forms duly signed by the authorised signatory(ies) can also be submitted by email or fax as set out in the table below. Please contact CCASS Hotline at 2979-7111 if you have any query of the submission channel.

Updated 22 Sep 2017

Clearing Operations

Updated 15 May 2019


Forms Form # Reference Additional submission Channels*
Email Fax Client Connect 
Request for Back-up Facilities Form   CCASS-Form 72

Sharing of CCASS3/CCMS Terminal to Access CCASS/CCMS G-Form 10

CCASS/CCMS SDNet Line Service Notification Form for HKSCC/HKCC/SEOCH Participants/HKSCC Designated Banks  G-Form 7
yes yes  yes
PG Acquisition Documents          

Updated 15 May 2019