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OTC Clear Operational Forms

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Operational Setup for OTC Clear Clearing Members


Name of Document Tentative
lead-time 
1. Information Pack the Securities and Derivatives Network/2 (SDNet/2)
For reference. Telecom services providers will typically need 4 - 8 weeks for set-up.
2. OTC Account Services Information System (OASIS) Configuration Guide  For reference
3. OASIS Account Maintenance Form  2 weeks
4. Change of Company Particulars and Contact Person Form 2 weeks
5. Change of Authorised Signatures    1 - 2 weeks
6. Risk Limit Maintenance Form  1 - 2 weeks
7. Intra-day Collateral Deposit / Withdrawal Request Form For contingency use only
8. Request Form for retrieving OASIS reports    For contingency use only
9. Request for Change of Products Accepted for Clearing              2 weeks
10. Request for Change of Fee Tariff Type 1 – 2 weeks
11. Supplementary Notes on Clearing Fees Charged by OTC Clear  For reference
12. ATRS Identifier Maintenance Form 1 – 2 weeks
13. Change of Solo Compression Service Form 1 – 2 weeks
14. Request for the use of SFTP report download service or SFTP/ MQ direct messaging service 1 – 2 weeks
15. Money Settlement Maintenance Form 1 – 2 weeks
16.  Use of Excess Margin Collateral to Cover Stress Loss  5 business days 
17.  Request for Termination of Membership 1 – 2 weeks
18. Information related to Regulatory Reporting 1 – 2 weeks
19. Process Agent Information required from Remotely Regulated Entity 1 – 2 weeks
 20. Non-Cash Collateral Account Set-up Form  1 – 2 weeks
Name of Document Tentative
lead-time 

Operational Forms for Clearing Brokers and Clients

Operational Forms for non-cash collateral

Updated 05 Jun 2023