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https://www.hkex.com.hk/News/Regulatory-Announcements/2024/240425news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230627news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230620news?sc_lang=en 

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230523news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230509news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230504news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230425news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230420news?sc_lang=en 

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230328news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230321news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230316news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230306news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230228news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230201news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230116news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2023/230104news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221228news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221212news?sc_lang=en 

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/221212_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221205news?sc_lang=en

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https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221201news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/221201_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221128news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/221128_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221121news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/221121_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221024news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/221024_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/221005news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/221005_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220926news?sc_lang=en 

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220926_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220810news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220810_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220805news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220805_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220718news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220718_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220714news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220714_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220627news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220627_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220616news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220616_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220615news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220615_SoDA.pdf?la=en

 

https://www.hkex.com.hk/Listing/Disciplinary-and-Enforcement/Disciplinary-Sanctions/Private-Reprimands/Summaries?sc_lang=en

https://www.hkex.com.hk/Listing/Disciplinary-and-Enforcement/Disciplinary-Sanctions/Private-Reprimands?sc_lang=en

 

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220525news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220525_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220518news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220518_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220517news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220517_SoDA.pdf?la=en 

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220505news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220505_SoDA.pdf?la=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/2205052_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220411news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220411_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220317news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220317_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220228news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/2202282_SoDA.pdf?la=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220228_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/2202102news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220210_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220119news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220119_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220112news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220112_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220110news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220110_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/220105news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220105_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2022/2201042news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/2022/220104_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/211216news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/211216_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/211207news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/211207_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/211117news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/211117_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/211116news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/211116_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/211115news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/211115_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/211111news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/211111_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/2109022news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210902_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210824news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210824_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210817news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210817_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210719news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/News/News-Release/2021/210719news/e_Farnova_8153_SODA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210714news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210714_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210712news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210712_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210707news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210707_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210629news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210629_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/2106284news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210628_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210624news?sc_lang=en

https://www.hkex.com.hk/-/media/HKEX-Market/Listing/Rules-and-Guidance/Disciplinary-and-Enforcement/Disciplinary-Sanctions/210624_SoDA.pdf?la=en

https://www.hkex.com.hk/News/Regulatory-Announcements/2021/210615news?sc_lang=en

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https://www.hkex.com.hk/news/news-release/2004/040712news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/040503news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/040429news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/040428news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/0404202news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/0403162news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/040315news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/040211news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/040210news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2004/040209news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/031204news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/030807news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/030805news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/030724news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/0306192news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/0304103news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/030408news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2003/030331news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2002/020917news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2002/020903news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2002/020821news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2002/0207253news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2002/020621news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2002/0206172news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2002/020114news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/011030news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/011011news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010917news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010906news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010905news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010814news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010731news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/0107312news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010724news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010716news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010620news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/0106201news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010423news?sc_lang=en

https://www.hkex.com.hk/news/news-release/2001/010403news?sc_lang=en

https://www.hkex.com.hk/News/News-Release/2001/0103191new?sc_lang=en

https://www.hkex.com.hk/News/News-Release/2001/010221news?sc_lang=en

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


Updated 25 Apr 2024