Responses (May 2018)

Consultation Paper on Capital Raisings by Listed Issuers

INSTITUTIONS

Professional Bodies (13 in total)
1.	Alternative Investment Management Association Limited, The
2.	Asia Securities Industry & Financial Markets Association
3.	Association of Chartered Certified Accountants
4.	Chamber of Hong Kong Listed Companies, The
5.	Hong Kong Institute of Certified Public Accountants
6.	Hong Kong Institute of Chartered Secretaries, The
7.	Hong Kong Securities Association (submission provided in Chinese)
8.	Hong Kong Securities Professionals Association (submission provided in Chinese)
9.	Hong Kong Securities & Futures Employees Union (submission provided in Chinese)
10.	Hong Kong Society of Financial Analysts, The
11.	Investors Protection Association, The (submission provided in Chinese)
12.	Law Society of Hong Kong, The
13.	Y.Elites Association, The

Listed Companies (15 in total)
14.	AIA Group Limited
15.	Cathay Pacific Airways Limited
16.	CK Asset Holdings Limited
17.	CK Hutchison Holdings Limited
18.	Hong Kong Aircraft Engineering Company Limited
19.	Hutchison Telecommunications Hong Kong Holdings Limited
20.	Swire Pacific Limited
21.	Swire Properties Limited
The following listed companies requested anonymity
22.	Listed Company 1 (submission provided in Chinese)
23.	Listed Company 2
24.	Listed Company 3
25.	Listed Company 4
26.	Listed Company 5
27.	Listed Company 6
28.	Listed Company 7

Market Practitioners (9 in total)
29.	BlackRock
30.	Cleary Gottlieb Steen & Hamilton (Hong Kong)
31.	Jeffrey Mak Law Firm
32.	KPMG
33.	Proton Capital Limited
34.	Slaughter and May
The following market practitioners requested anonymity
35.	Market Practitioner 1
36.	Market Practitioner 2
37.	Market Practitioner 3

None of the Above (2 in total)
38.	China Securities (International) Financial Holding Company Limited
39.	SW Corporate Services Group Ltd

INDIVIDUALS

Listed Company Staff (3 in total)
40.	Listed Company Staff 1
41.	Listed Company Staff 2
42.	Listed Company Staff 3

Corporate Finance Staff (2 in total)
43.	Alvin H. Y. Leung
The following corporate finance staff requested anonymity
44.	Corporate Finance Staff 1

Lawyers (2 in total)
45.	Lawyer 1
46.	Lawyer 2

Individual Investors (2 in total)
47.	Tsz Wang Tang
The following individual investor requested anonymity
48.	Individual Investor 1 (submission provided in Chinese)

Accountant (1 in total)
49.	Kong Chi Wong

HKEX Participant Staff (1 in total)
50.	HKEX Participant Staff 1

None of the Above (57 in total)
51.	A R Kennedy
52.	Alain V. Fontaine
53.	Alex Wong
54.	Allender
55.	Anand Batepati
56.	Andrew Salton
57.	Angela Ho
58.	Arthur HK
59.	Chris Coulcher
60.	Chris Sims
61.	Christopher Cheung Wah-fung (submission provided in Chinese)
62.	Claire Barnes
63.	David Jones
64.	David M. Webb
65.	Douglas Cheung Ho Yuen
66.	Erik Petermeijer
67.	Fiona Wan
68.	Frederik Pretorius
69.	Jack Haworth
70.	Jean Kong
71.	John Jacobson
72.	Khai Chek Teah
73.	KK Chan
74.	L J
75.	Low Weng Woh
76.	Malcolm I'Anson
77.	Manuel Schlabbers
78.	Matthew Harrison
79.	Matthew Tong
80.	Nicholas Mulcahy
81.	Omar Moufti
82.	Oscar Holm
83.	Paul Cheung
84.	Peter Gaiger
85.	Peter Ulli
86.	Plato Ng
87.	Raymund Corpuz
88.	Richard Witts
89.	Rodney Farrar
90.	Ronald Stover
91.	Ruerd Heeg
92.	Sam Inglis
93.	Sam John
94.	Sammy Lam
95.	Shirley Fan
96.	Simon Kavanagh
97.	Stefan Harfich
98.	Sung Nee
99.	T K Iu
100.	Twinkle Star
101.	W PM
102.	Wai-Lam Chan
103.	Wai-Yin Chan
104.	Wendy Kam
105.	Wing Sun Chui
106.	Winnie Wong
107.	Zuzana Chvatíková

Updated 04 May 2018