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HKEX - Listing Regulations
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Archive
Archive - Corporate News Releases related to GEM (Prior to 2001)
2001
2001
Archive
Archive - Corporate News Releases related to GEM (Prior to 2001)
Archive - Guidance Letters
Archive - Listing Decisions
Archive - Frequently Asked Questions
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Archive - Corporate News Releases related to GEM (Prior to 2001)
Archive - Corporate News Releases related to GEM (Prior to 2001)
2001
2000
1999
1998
1997
Archive - GEM Listing Rules Update / Interpretation (prior to 2003)
Archive - GEM Listing Rules Update / Interpretation (prior to 2003)
Amendments to the GEM Listing Rules upon coming into force of the Securities and Futures Ordinance (the "SFO") (Update 17 - March 21, 2003)
Amendments to the GEM Listing Rules in relation to the financial disclosure provisions (Update 16 - August 26, 2002)
Amendments to the GEM Listing Rules to permit the immediate re-appointment of GEM Listing Committee Members upon expiry of their maximum terms (Update 15 - May 7, 2002)
Amendments to the Listing Rules in light of the introduction of a pre-opening session (Update 14 - March 19, 2002)
Amendments to the GEM Listing Rules in relation to the distribution of summary financial reports (Update 13 - February 17, 2002)
Amendments to the GEM Listing Rules (Update 12 - February 5, 2002)
Amendment to the GEM Listing Rules in relation to the involvement of accounting firms as co-sponsors and reporting accountants in the same listing applications (Update 11 - December 11, 2001)
Amendments to the GEM Listing Rules (Update 10 - September 25, 2001)
Amendments to the GEM Listing Rules in relation to the financial disclosure provisions and the general disclosure obligation (Update 9 - September 13, 2001)
Amendments to the GEM Listing Rules to deal with conflicts of interest of the Exchange (Update 8 - August 21, 2001)
CLARIFICATION ANNOUNCEMENT - regarding the Joint Announcement dated 27 July 2001 on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM Listing Rules") of The Stock Exchange of Hong Kong Limited (August 9, 2001)
Joint Announcement on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM") (July 27, 2001)
Amendments to the GEM Listing Rules to reflect that the Exchange will no longer receive a portion of the transaction levy and has introduced a trading fee in its place (Update 7 - July 19, 2001)
Amendments to the GEM Listing Rules in connection with the restriction period of directors' dealings in their companies' securities and Year 2000 Compliance (Update 6 - June 19, 2001)
Amendments to the GEM Listing Rules in connection with the Requirements relating to languages of prospectuses (Update 5 - September 21, 2000)
Amendments to the GEM Listing Rules in connection with the Appointment of the Chief Executive of Hong Kong Exchanges and Clearing Limited (“HKEC”) as an Ex Officio Member of the GEM Listing Committee (Update 4 - July 23, 2000)
JOINT PRESS RELEASE - The review of the GEM Listing Rules and the grant of waivers in respect of matters under the GEM Listing Rules pending completion of such review (March 11, 2000)
Amendments to the GEM Listing Rules in relation to the Merger (Update 3 - March 6, 2000)
Amendments to the GEM Listing Rules - Public Float Requirements and Accounting Standards (Update 2 - November 17, 1999)
JOINT PRESS RELEASE - The period covered by the accountants reports in the listing documents for companies applying for listing on GEM is 2 financial years (October 13, 1999)
Amendments to the GEM Listing Rules regarding the Change of Composition of the GEM Listing Committee (Update 1 - September 1, 1999)
Archive - Major Changes from Proposals contained in Consultation Paper dated May 1998
Archive - Announcements Concerning Issuers' Delay in Releasing Results Announcement - Status Report as of 22 June 2007
Archive - Announcements Concerning Modified Report by Auditors (published before 25 June 2007)
Archive - Announcements Concerning Modified Report by Auditors (published before 25 June 2007)
Annual reports of listed issuers with financial year ended on 31st December 2003, 31st January 2004 and 29 February 2004
Annual reports of listed issuers with financial year ended on 31st March 2004, 30th April 2004 and 31st May 2004
Annual reports of listed issuers with financial year ended on 30th June 2004, 31st July 2004 and 31st August 2004
Annual reports of listed issuers with financial year ended on 30th September 2004, 31st October 2004 and 30th November 2004
Annual reports of listed issuers with financial year ended on 31st December 2004, 31st January 2005 and 28th February 2005
Annual reports of listed issuers with financial year ended on 31st March 2005, 30th April 2005 and 31st May 2005
Annual reports of listed issuers with financial year ended on 30th June 2005, 31st July 2005 and 31st August 2005
Annual reports of listed issuers with financial year ended on 30th September 2005, 31st October 2005 and 30th November 2005
Annual reports of listed issuers with financial year ended on 31st December 2005 , 31st January 2006 , and 28th February 2006
Annual reports of listed issuers with financial year ended on 31st March 2006, 30th April 2006 and 31st May 2006
Annual reports of listed issuers with financial year ended on 30th June 2006 , 31st July 2006 and 31st August 2006
Annual reports of listed issuers with financial year ended on 30th September 2006, 31st October 2006 and 30th November 2006
Annual reports of listed issuers with financial year ended on 31st December 2006, 31st January 2007, 28th February 2007, 31st March 2007, 30st April 2007 and 31st May 2007
2001
GEM Initial Public Offerings monthly progress report
(Dec 31, 2001)
Status Report on New Product and Market Development Initiatives
(Dec 19, 2001)
HKEx will introduce pre-opening session and index basket order trading mechanism
(Dec 18, 2001)
Implications of the amendments to the mandatory offer provisions of the Hong Kong Code on Takeovers and Mergers on the Exchange's Main Board and GEM Listing Rules
(Dec 16, 2001)
HKEx welcomes Standard and Poor's corporate governance assessment of the company
(Dec 13, 2001)
Cash Market Trading Statistics
(Dec 12, 2001)
Involvement of accounting firms as co-sponsors and reporting accountants in the same listing applications on the Main Board and the Growth Enterprise Market
(Dec 11, 2001)
HKEx introduces additional Broker Supplied Systems
(Dec 7, 2001)
HKEx signed a MOU with the Kuala Lumpur Stock Exchange
(Dec 5, 2001)
GEM Initial Public Offerings monthly progress report
(Nov 30, 2001)
Changes of Designated Securities for Short Selling
(Nov 27, 2001)
SFC and HKEx Joint Press Release - The Morgan Stanley Capital International (MSCI) Rebalancing and its Possible Effect on Hong Kong's Securities and Futures Markets
(Nov 22, 2001)
New Educational Article Explains ELNs and How to Derive Them from HSI Options and Stock Options
(Nov 20, 2001)
HKEx, Shanghai Stock Exchange and Shenzhen Stock Exchange introduce China Stock Markets Web
(Nov 19, 2001)
Cash Market Trading Statistics
(Nov 9, 2001)
GEM Initial Public Offerings monthly progress report
(Oct 31, 2001)
Changes to the Takeovers Code
(Oct 19, 2001)
Cash Market Trading Statistics
(Oct 11, 2001)
Hong Kong Markets Open As Normal
(Oct 8, 2001)
GEM Initial Public Offerings monthly progress report
(Sep 28, 2001)
Announcement on Amendments to the GEM Listing Rules
(Sep 25, 2001)
Amendments to the GEM Listing Rules in Relation to the Financial Disclosure Provisions and the General Disclosure Obligation
(Sep 13, 2001)
Status Report on New Product and Market Development Initiatives
(Sep 13, 2001)
HKEx Publishes September Edition of Quarterly Publication - Exchange
(Sep 13, 2001)
HKEx 2001 Interim Results
(Sep 12, 2001)
HKEx Chief Executive's Statement
(Sep 12, 2001)
HKEx Markets Trading Orderly
(Sep 12, 2001)
Hong Kong Markets Open As Normal
(Sep 12, 2001)
Cash Market Trading Statistics
(Sep 10, 2001)
Views sought on extending trading hours
(Sep 4, 2001)
GEM Initial Public Offerings monthly progress report
(Aug 31, 2001)
HKEx to Introduce International Stock Futures and Options Contracts
(Aug 30, 2001)
Amendments to the GEM Listing Rules to deal with conflicts of interest of The Stock Exchange of Hong Kong ("the Exchange")
(Aug 21, 2001)
HKEx introduces additional Broker Supplied Systems
(Aug 12, 2001)
CLARIFICATION ANNOUNCEMENT - regarding the Joint Announcement dated 27 July 2001 on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM Listing Rules") of The Stock Exchange of Hong Kong Limited
(Aug 9, 2001)
Cash Market Trading Statistics
(Aug 8, 2001)
Changes of Designated Securities for Short Selling
(Aug 7, 2001)
Stock Options Trading Successfully Moved to HKATS
(Aug 6, 2001)
World's Major Securities Clearing Houses Create Association to Respond to Marketplace Needs for Seamless Clearing
(Aug 1, 2001)
GEM Initial Public Offerings monthly progress report
(Jul 31, 2001)
HKEx introduces additional Broker Supplied Systems
(Jul 29, 2001)
Joint Announcement on the Market Consultation and Changes to the Rules governing the Listing of Securities on the Growth Enterprise Market ("GEM")
(Jul 27, 2001)
Addendum to Joint Announcement on the Market Consultation and Changes to the Rules governing the Listing of Securities on The Growth Enterprise Market ("GEM")
Amendments to the Main Board Listing Rules and GEM Listing Rules to dispense with the Exchange¡¦s portion of the transaction levy and introduce a trading fee
(Jul 19, 2001)
SEHK to introduce a Trading Fee to replace its portion of Transaction Levy
(Jul 19, 2001)
GEM Initial Public Offerings monthly progress report
(Jun 29, 2001)
GEM Conference in Chengdu
(Jun 26, 2001)
Amendments to the Main Board Listing Rules in relation to Directors' dealings and to the GEM Listing Rules in relation to Directors' dealings and Year 2000 compliance
(Jun 19, 2001)
GEM Initial Public Offerings monthly progress report
(May 31, 2001)
Changes of Designated Securities for Short Selling
(May 3, 2001)
Stock Exchange Announces New Listing and GEM Listing Committees
(May 3, 2001)
HKEx introduces new input price restriction for odd lot / special lot orders
(April 27, 2001)
GEM Initial Public Offerings monthly progress report
(April 27, 2001)
Additional Stock Exchange participants connected to ORS
(April 9, 2001)
Removal of the SEHK's portion of Transaction Levy (0.005%) and Introduction of a Trading Fee by SEHK at the same rate of 0.005% per side of the consideration of a transaction
(April 4, 2001)
PUBLIC STATEMENT in respect of Wah Sang Gas Holdings Limited and Mr. Shum Ka Sang, Mr. Wang Ganghao, Mr. Choi Yat Choy, Mr. Shen Yi and Ms. Chen Cuiwan
(April 3, 2001)
GEM Initial Public Offerings monthly progress report
(April 2, 2001)
Corporate communications using electronic means
(March 27, 2001)
Additional Stock Exchange participants connected to ORS
(March 26, 2001)
HKEx welcomes reduced stamp duty
(March 7, 2001)
GEM Trading Statistics
(March 7, 2001)
GEM Initial Public Offerings monthly progress report
(February 28, 2001)
HKEx Order Routing System and Online Trading Service to commence operation tomorrow
(February 22, 2001)
HKEx introduces additional Broker Supplied Systems
(February 19, 2001)
GEM trading statistics
(February 8, 2001)
New order types and revised trading parameters for AMS/3
(February 6, 2001)
GEM Initial Public Offerings monthly progress report
(January 31, 2001)
Waiver from GEM Listing Rules for sending out of both English and Chinese versions of Annual and/or Interim Reports
(January 17, 2001)
Updated 26 Oct 2021