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RESPONSES (DECEMBER 2017)

Concept Paper on New Board

 Institutions
 A. Professional Body (45 in total)  
 1.           ACCA Hong Kong  
 2.  Alternative Investment Management Association  
 3.  Asia Securities Industry & Financial Markets Association  
 4.  Asian Corporate Governance Association   
 5.  Business and Professionals Alliance for Hong Kong (submission provided in Chinese)  
 6.  European Chamber of Commerce in Hong Kong's Financial Services Business Council   
 7.  Federation of Hong Kong Industries (submission provided in Chinese)  
 8.  HK Financial Services Development Council  
 9.  Hong Kong Business Angel Network Limited  
 10.  Hong Kong General Chamber of Commerce  
 11.  Hong Kong Information Technology Joint Council   
 12.  Hong Kong Institute of Certified Public Accountants  
 13.  Hong Kong Institute of Chartered Secretaries  
 14.  Hong Kong Institute of Financial Analysts and Professional Commentators Limited  
 15.  Hong Kong Investment Funds Association   
 16.  Hong Kong Investor Relations Association   
 17.  Hong Kong Professionals and Senior Executives Association (submission provided in Chinese)  
 18.  Hong Kong Securities Professionals Association (submission provided in Chinese)  
 19.  Institute of Certified Management Accountants   
 20.  International Corporate Governance Network   
 21.  Internet Professional Association Limited   
 22.  Smart City Consortium   
 23.  The British Chamber of Commerce in Hong Kong   
 24.  The Chamber of Hong Kong Listed Companies   
 25.  The Hong Kong Institute of Directors   
 26.  The Hong Kong Society of Financial Analysts   
 27.  The Institute of Securities Dealers (submission provided in Chinese)  
 28.  The Law Society of Hong Kong   
 29.  Y Society  
 30.  香港男士協會有限公司 (submission provided in Chinese)  
 31.  香港證劵業協會 (submission provided in Chinese)  
 32.  深圳市律師協會 (submission provided in Chinese)  
 The following Professional Bodies requested anonymity  
 33.  Professional Body 1   
 34.  Professional Body 2   
 35.   Professional Body 3 (submission provided in Chinese)  
 36.  Professional Body 4 (submission provided in Chinese)  
 37.  Professional Body 5 (submission provided in Chinese)  
 38.  Professional Body 6 (submission provided in Chinese)  
 39.  Professional Body 7 (submission provided in Chinese)  
 40.  Professional Body 8 (submission provided in Chinese)  
 41.  Professional Body 9 (submission provided in Chinese)  
 42.  Professional Body 10 (submission provided in Chinese)  
 43.  Professional Body 11 (submission provided in Chinese)  
 44.  Professional Body 12 (submission provided in Chinese)  
 45.  Professional Body 13 (submission provided in Chinese)  
     
 B. Market Practitioner (108 in total)  
 46.  Altus Capital Limited  
 47.  Asia Capital Markets Institute  
 48.  BDO Limited  
 49.  Bitquant Research Laboratories (Asia) Limited  
 50.  BlackRock  
 51.  BOCI (submission provided in Chinese)  
 52.

 Herbert Smith Freehills on behalf of:

 

 53.  British Columbia Investment Management Corporation  
 54.  Central China International Capital Limited  
 55.  China International Capital Corporation Hong Kong Securities Limited  
 56.  China Renaissance Securities (HK) Ltd  
 57.  China Tian Yuan Finance Group  
 58.  Cleary Gottlieb Steen & Hamilton (Hong Kong)  
 59.  CompliancePlus Consulting Limited  
 60.  Computershare Hong Kong Investor Services Limited  
 61.  Daiwa Capital Markets  
 62.  Deacons  
 63.  Easy Repay Finance & Investment Limited (submission provided in Chinese)  
 64.  Ernst & Young  
 65.  Fidelity IM  
 66.  Frost & Sullivan (submission provided in Chinese)  
 67.  GCIS Limited  
 68.

 Addleshaw Goddard on behalf of:

 

 

 

 69.

 Charltons on behalf of:

 

 70.  Hermes Investment Management  
 71.  HeungKong Financial Group  
 72.  Hogan Lovells  
 73.  Hony Capital  
 74.  Huatai Financial Holdings (Hong Kong) Limited  
 75.  Jeffrey Mak Law Firm  
 76.  Jingtian & Gongcheng (submission provided in Chinese)  
 77.  King & Woods (submission provided in Chinese)  
 78.  KPMG  
 79.  Latham & Watkins  
 80.  Legal & General  
 81.  Linklaters  
 82.  M&G Investments  
 83.  Norges Bank Investment Management  
 84.  PricewaterhouseCoopers  
 85.  Proton Capital Limited  
 86.  Qiming Venture Partners (submission provided in Chinese)  
 87.  Reorient Financial Markets Limited  
 88.  Research Centre for Sustainable Hong Kong  
 89.  Robeco  
 90.  Shinewang (HK) CPA Limited  
 91.  Simon Murray & Co., Ltd  
 92.  Slaughter and May  
 93.  State Board of Administration of Florida  
 94.  State Street Global Advisors  
 95.  Sun Ray Capital Investment Corporation  
 96.  Trinity Corporate Finance Limited  
 97.  USS Investment Management  
 98.  Wilson Sonsini Goodrich & Rosati  
 99.  東方證券 (submission provided in Chinese)  
 100.  中原股權交易中心股份有限公司 (submission provided in Chinese)  
 101.  中證信用增進股份有限公司 (submission provided in Chinese)  
 102.  北京德星資本投資有限公司 (submission provided in Chinese)  
 103.  北京泰德基金管理有限公司 (submission provided in Chinese)  
 104.  國信證劵(香港)融資有限公司 (submission provided in Chinese)  
 105.  江蘇世紀同仁律師事務所 (submission provided in Chinese)  
 106.  金花穀(北京)企業管理顧問股份有限公司 (submission provided in Chinese)  
 The following Market Practitioners requested anonymity  
 107.  Market Practitioner 1  
 108.  Market Practitioner 2  
 109.  Market Practitioner 3  
 110.  Market Practitioner 4  
 111.  Market Practitioner 5  
 112.  Market Practitioner 6  
 113.  Market Practitioner 7  
 114.  Market Practitioner 8  
 115.  Market Practitioner 9  
 116.  Market Practitioner 10  
 117.  Market Practitioner 11  
 118.  Market Practitioner 12  
 119.  Market Practitioner 13  
 120.  Market Practitioner 14  
 121.  Market Practitioner 15  
 122.  Market Practitioner 16  
 123.  Market Practitioner 17  
 124.  Market Practitioner 18  
 125.  Market Practitioner 19  
 126.  Market Practitioner 20  
 127.  Market Practitioner 21  
 128.  Market Practitioner 22  
 129.  Market Practitioner 23  
 130.  Market Practitioner 24  
 131.  Market Practitioner 25  
 132.  Market Practitioner 26  
 133.  Market Practitioner 27  
 134.  Market Practitioner 28  
 135.  Market Practitioner 29  
 136.  Market Practitioner 30 (submission provided in Chinese)  
 137.  Market Practitioner 31 (submission provided in Chinese)  
 138.  Market Practitioner 32 (submission provided in Chinese)  
 139.  Market Practitioner 33 (submission provided in Chinese)  
 140.  Market Practitioner 34 (submission provided in Chinese)  
 141.  Market Practitioner 35 (submission provided in Chinese)  
 142.  Market Practitioner 36 (submission provided in Chinese)  
 143.  Market Practitioner 37 (submission provided in Chinese)  
 144.  Market Practitioner 38 (submission provided in Chinese)  
 145.  Market Practitioner 39 (submission provided in Chinese)  
 146.  Market Practitioner 40 (submission provided in Chinese)  
 147.  Market Practitioner 41 (submission provided in Chinese)  
 148.  Market Practitioner 42 (submission provided in Chinese)  
 149.  Market Practitioner 43 (submission provided in Chinese)  
 150.  Market Practitioner 44 (submission provided in Chinese)  
 151.  Market Practitioner 45 (submission provided in Chinese)  
 152.  Market Practitioner 46  
 153.  Market Practitioner 47 (submission provided in Chinese)  
     
 C. Issuer (92 in total)  
 154.  Dream Game (submission provided in Chinese)  
 155.  Oxblock Technologies Limited  
 156.  RedTie Inc.  
 157.  Tencent Holdings Limited  
 158.  TLX Inc.  
 159.  360 (submission provided in Chinese)  
 160.  上海張江高科技園區開發股份有限公司 (submission provided in Chinese)  
 161.  中國電信股份有限公司莆田分公司 (submission provided in Chinese)  
 162.  北京廣度漫想科技有限公司 (submission provided in Chinese)  
 163.  北京聚愛賬科技有限公司 (submission provided in Chinese)  
 164.  北京艾棣維欣生物技術有限公司 (submission provided in Chinese)  
 165.  北京軒瑞鋒尚科技股份有限公司 (submission provided in Chinese)  
 166.  新浪網財經科技事業部內容中心 (submission provided in Chinese)  
 167.  深圳前海大數金融服務有限公司 (submission provided in Chinese)  
 168.  福建南紹有限公司 (submission provided in Chinese)  
 169.  福建省船舶工業集團 (submission provided in Chinese)  
 170.  香港黃金五十 (submission provided in Chinese)  
 The following Issuers requested anonymity  
 171.  Issuer 1 (submission provided in Chinese)  
 172.  Issuer 2 (submission provided in Chinese)  
 173.  Issuer 3 (submission provided in Chinese)  
 174.  Issuer 4  
 175.  Issuer 5 (submission provided in Chinese)  
 176.  Issuer 6  
 177.  Issuer 7  
 178.  Issuer 8  
 179.  Issuer 9 (submission provided in Chinese)  
 180.  Issuer 10  
 181.  Issuer 11  
 182.  Issuer 12 (submission provided in Chinese)  
 183.  Issuer 13 (submission provided in Chinese)  
 184.  Issuer 14 (submission provided in Chinese)  
 185.  Issuer 15 (submission provided in Chinese)  
 186.  Issuer 16 (submission provided in Chinese)  
 187.  Issuer 17 (submission provided in Chinese)  
 188.  Issuer 18 (submission provided in Chinese)  
 189.  Issuer 19 (submission provided in Chinese)  
 190.  Issuer 20 (submission provided in Chinese)  
 191.  Issuer 21 (submission provided in Chinese)  
 192.  Issuer 22 (submission provided in Chinese)  
 193.  Issuer 23 (submission provided in Chinese)  
 194.  Issuer 24 (submission provided in Chinese)  
 195.  Issuer 25 (submission provided in Chinese)  
 196.  Issuer 26 (submission provided in Chinese)  
 197.  Issuer 27 (submission provided in Chinese)  
 198.  Issuer 28 (submission provided in Chinese)  
 199.  Issuer 29 (submission provided in Chinese)  
 200.  Issuer 30 (submission provided in Chinese)  
 201.  Issuer 31 (submission provided in Chinese)  
 202.  Issuer 32 (submission provided in Chinese)  
 203.  Issuer 33 (submission provided in Chinese)  
 204.  Issuer 34 (submission provided in Chinese)  
 205.  Issuer 35 (submission provided in Chinese)  
 206.  Issuer 36 (submission provided in Chinese)  
 207.  Issuer 37 (submission provided in Chinese)  
 208.  Issuer 38 (submission provided in Chinese)  
 209.  Issuer 39 (submission provided in Chinese)  
 210.  Issuer 40 (submission provided in Chinese)  
 211.  Issuer 41 (submission provided in Chinese)  
 212.  Issuer 42 (submission provided in Chinese)  
 213.  Issuer 43 (submission provided in Chinese)  
 214.  Issuer 44 (submission provided in Chinese)  
 215.  Issuer 45 (submission provided in Chinese)  
 216.  Issuer 46 (submission provided in Chinese)  
 217.  Issuer 47 (submission provided in Chinese)  
 218.  Issuer 48 (submission provided in Chinese)  
 219.  Issuer 49 (submission provided in Chinese)  
 220.  Issuer 50 (submission provided in Chinese)  
 221.  Issuer 51 (submission provided in Chinese)  
 222.  Issuer 52 (submission provided in Chinese)  
 223.  Issuer 53 (submission provided in Chinese)  
 224.  Issuer 54 (submission provided in Chinese)  
 225.  Issuer 55 (submission provided in Chinese)  
 226.  Issuer 56 (submission provided in Chinese)  
 227.  Issuer 57 (submission provided in Chinese)  
 228.  Issuer 58 (submission provided in Chinese)  
 229.  Issuer 59 (submission provided in Chinese)  
 230.  Issuer 60 (submission provided in Chinese)  
 231.  Issuer 61 (submission provided in Chinese)  
 232.  Issuer 62 (submission provided in Chinese)  
 233.  Issuer 63 (submission provided in Chinese)  
 234.  Issuer 64 (submission provided in Chinese)  
 235.  Issuer 65 (submission provided in Chinese)  
 236.  Issuer 66 (submission provided in Chinese)  
 237.  Issuer 67 (submission provided in Chinese)  
 238.  Issuer 68 (submission provided in Chinese)  
 239.  Issuer 69 (submission provided in Chinese)  
 240.  Issuer 70 (submission provided in Chinese)  
 241.  Issuer 71 (submission provided in Chinese)  
 242.  Issuer 72 (submission provided in Chinese)  
 243.  Issuer 73 (submission provided in Chinese)  
 244.  Issuer 74 (submission provided in Chinese)  
 245.  Issuer 75 (submission provided in Chinese)  
     
 Individuals  
 D. HKEX Participant Staff (31 in total)  
 246.  Eliza Liu Hongke (submission provided in Chinese)  
 247.  Riccardo Capelvenere  
 248.  Robin Fox  
 249.  Sun Shangyun  
 250.  Tammy Shi (submission provided in Chinese)  
 251.  Vincent Marshall Kwan Ho Lee  
 252.  許建明 (submission provided in Chinese)  
 253.  譚山 (submission provided in Chinese)  
 The following HKEX Participant Staff requested anonymity  
 254.  HKEX Participant Staff 1  
 255.  HKEX Participant Staff 2  
 256.  HKEX Participant Staff 3  
 257.  HKEX Participant Staff 4  
 258.  HKEX Participant Staff 5  
 259.  HKEX Participant Staff 6 (submission provided in Chinese)  
 260.  HKEX Participant Staff 7  
 261.  HKEX Participant Staff 8  
 262.  HKEX Participant Staff 9  
 263.  HKEX Participant Staff 10  
 264.  HKEX Participant Staff 11  
 265.  HKEX Participant Staff 12  
 266.  HKEX Participant Staff 13  
 267.  HKEX Participant Staff 14  
 268.  HKEX Participant Staff 15 (submission provided in Chinese)  
 269.  HKEX Participant Staff 16  
 270.  HKEX Participant Staff 17  
 271.  HKEX Participant Staff 18 (submission provided in Chinese)  
 272.  HKEX Participant Staff 19 (submission provided in Chinese)  
 273.  HKEX Participant Staff 20 (submission provided in Chinese)  
 274.  HKEX Participant Staff 21 (submission provided in Chinese)  
 275.  HKEX Participant Staff 22 (submission provided in Chinese)  
 276.  HKEX Participant Staff 23 (submission provided in Chinese)  
     
 E. Institutional Investor Staff (17 in total)  
 277.  James Savage  
 278.  Manuel Schlabbers  
 279.  Zhikai Chen  
 280.  佘春寧 (submission provided in Chinese)  
 281.  張森泉 (submission provided in Chinese)  
 282.  鄒沐堯 (submission provided in Chinese)  
 The following Institutional Investor Staff requested anonymity  
 283.  Institutional Investor Staff 1  
 284.  Institutional Investor Staff 2  
 285.  Institutional Investor Staff 3  
 286.  Institutional Investor Staff 4 (submission provided in Chinese)  
 287.  Institutional Investor Staff 5 (submission provided in Chinese)  
 288.  Institutional Investor Staff 6 (submission provided in Chinese)  
 289.  Institutional Investor Staff 7 (submission provided in Chinese)  
 290.  Institutional Investor Staff 8 (submission provided in Chinese)  
 291.  Institutional Investor Staff 9 (submission provided in Chinese)  
 292.  Institutional Investor Staff 10 (submission provided in Chinese)  
 293.  Institutional Investor Staff 11 (submission provided in Chinese)  
     
 F. Listed Company Staff (8 in total)  
 294.  Eric Wu  
 295.  餘慧 (submission provided in Chinese)  
 The following Listed Company Staff requested anonymity  
 296.  Listed Company Staff 1  
 297.  Listed Company Staff 2 (submission provided in Chinese)  
 298.  Listed Company Staff 3 (submission provided in Chinese)  
 299.  Listed Company Staff 4 (submission provided in Chinese)  
 300.  Listed Company Staff 5 (submission provided in Chinese)  
 301.  Listed Company Staff 6 (submission provided in Chinese)  
     
 G. Retail Investor (37 in total)  
 302.  Cheuk Hang Li (submission provided in Chinese)  
 303.  Gregg Li  
 304.  Jeffrey So Chi Hong (submission provided in Chinese)  
 305.  Johnson Yiu-Nam Liu  
 306.  Karlson Chan (submission provided in Chinese)  
 307.  Oliver Yun  
 308.  Suen Chi Wai  
 309.  William Ting  
 310.  呂志清, 潘筱群 (submission provided in Chinese)  
 311.  呂志華 (submission provided in Chinese)  
 312.  張秀賢 (submission provided in Chinese)  
 313.  李萬金/劉金 (submission provided in Chinese)  
 314.  簡肇聯 (submission provided in Chinese)  
 The following Retail Investors requested anonymity  
 315.  Retail Investor 1 (submission provided in Chinese)  
 316.  Retail Investor 2  
 317.  Retail Investor 3  
 318.  Retail Investor 4  
 319.  Retail Investor 5 (submission provided in Chinese)  
 320.  Retail Investor 6 (submission provided in Chinese)  
 321.  Retail Investor 7 (submission provided in Chinese)  
 322.  Retail Investor 8  
 323.  Retail Investor 9  
 324.  Retail Investor 10  
 325.  Retail Investor 11  
 326.  Retail Investor 12 (submission provided in Chinese)  
 327.  Retail Investor 13 (submission provided in Chinese)  
 328.  Retail Investor 14 (submission provided in Chinese)  
 329.  Retail Investor 15 (submission provided in Chinese)  
 330.  Retail Investor 16 (submission provided in Chinese)  
 331.  Retail Investor 17 (submission provided in Chinese)  
 332.  Retail Investor 18 (submission provided in Chinese)  
 333.  Retail Investor 19 (submission provided in Chinese)  
 334.  Retail Investor 20 (submission provided in Chinese)  
 335.  Retail Investor 21 (submission provided in Chinese)  
 336.  Retail Investor 22 (submission provided in Chinese)  
 337.  Retail Investor 23 (submission provided in Chinese)  
 338.  Retail Investor 24 (submission provided in Chinese)  
     
 H. None of the Above (22 in total)  
 339.  Amy Zhai  
 340.  Anthony Y.B. Yeung  
 341.  Charles Mok  
 342.  David M. Webb  
 343.  Financial Alien  
 344.  Junzheng Shen  
 345.  Keith Zhen (submission provided in Chinese)  
 346.  Lei Chi Feng (submission provided in Chinese)  
 347.  Matthew Harrison  
 348.  Wong Chun Yee  
 349.  Wong Kong Chi  
 350.  任躍東 (submission provided in Chinese)  
 351.  周思航 (submission provided in Chinese)  
 352.  柴岩 (submission provided in Chinese)  
 353.  範思霞 (submission provided in Chinese)  
 The remaining Individuals requested anonymity  
 354.  Individual 1 (submission provided in Chinese)  
 355.  Individual 2 (submission provided in Chinese)  
 356.  Individual 3 (submission provided in Chinese)  
 357.  Individual 4 (submission provided in Chinese)  
 358.  Individual 5 (submission provided in Chinese)  
 359.  Individual 6 (submission provided in Chinese)  
 360.  Individual 7 (submission provided in Chinese)  


Updated 15 Dec 2017

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