Market Turnover
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HKIDR

On 10 August 2021, the Securities and Futures Commission (SFC) published its consultation conclusions to proceed with the implementation of an investor identification regime at trading level for the securities market in Hong Kong (HKIDR).

Under the HKIDR, when an order is submitted or arranged to be submitted to the trading system of The Stock Exchange of Hong Kong Limited (SEHK) for execution or where an off-exchange trade is reported to SEHK (OE Trade Reporting) by an Exchange Participant according to SEHK’s Rules of the Exchange, the order or OE Trade Reporting would be required to include an identification code assigned to the relevant client.  This would enhance market surveillance by identifying the originators of the orders and trades.

  

Reference Materials

 

Presentation Materials

 

Circulars

 

Technical Specifications

  

Questions

  • Please address questions about the HKIDR to HKIDR_faq@sfc.hk.
  • For questions about the technical guidance for systems and related materials for submitting information to SEHK under the HKIDR, please address to HKIDR@hkex.com.hk.

 


Updated 26 Oct 2021