| Institutions |
| |
| Accountancy Firms
|
|
1. |
Ernst & Young |
|
2. |
KPMG |
|
3. |
PricewaterhouseCoopers |
| |
|
| Corporate Finance Firms /
Banks |
|
4. |
AJ International Holdings Limited |
| 5. |
BOCI Asia Limited and ICBC International Holdings Limited (joint response) |
|
6. |
CITIC Securities |
|
7. |
Chartwell Capital Limited |
|
8. |
China International Capital Corporation Hong Kong Securities Limited (CICC) |
|
9. |
China Merchants Bank International |
|
10. |
China Renaissance Securities (HK) Limited |
|
11. |
China Securities International |
|
12. |
CNCB (Hong Kong) Capital Ltd. |
|
13. |
Dinova Capital |
|
14. |
GES International AB |
| 15. |
HeungKong Capital Limited |
| 16. |
Huatai Financial Holdings (Hong Kong) Limited |
| 17. |
ICBC Credit Suisse Asset Management (International) Company Limited |
| 18. |
Instinet |
| 19. |
Institute of Financial Technologists of Asia (IFTA) |
| 20. |
Kingston Financial |
| 21. |
SQ Capital Group Limited |
| 22. |
Tung Tai Group Limited |
| 23. |
TUS Corporate Finance Limited |
| 24. |
United First Partners |
| 25. |
Vanguard Investments Hong Kong Limited |
| 26. |
Vivo Capital |
| 27. |
中投證券國際融資有限公司 |
| 28. |
安信國際金融控股有限公司 |
|
29. |
國元證券股份有限公司投資銀行總部 |
|
30. |
尊嘉証券(香港)有限公司 |
|
31. |
聊城市東昌府區天元小額貸款股份有限公司 |
| 32. |
興業證券股份有限公司 |
| 33. |
興證國際 |
|
34. |
高銀國際（香港）金融集團有限公司 |
| The following corporate finance
firms / banks requested anonymity: |
|
35. |
Corporate Finance Firm / Bank 1 |
| 36. |
Corporate Finance Firm / Bank 2 |
| 37. |
Corporate Finance Firm / Bank 3 |
| 38. |
Corporate Finance Firm / Bank 4 |
| 39. |
Corporate Finance Firm / Bank 5 |
| 40. |
Corporate Finance Firm / Bank 6 |
| 41. |
Corporate Finance Firm / Bank 7 |
| 42. |
Corporate Finance Firm / Bank 8 |
| 43. |
Corporate Finance Firm / Bank 9 |
| 44. |
Corporate Finance Firm / Bank 10 |
| 45. |
Corporate Finance Firm / Bank 11 |
| 46. |
Corporate Finance Firm / Bank 12 |
| |
| Investment Managers |
| 47. |
Allianz Global Investors Asia Pacific Limited |
| 48. |
Alternative Investment Management Association |
| 49. |
BlackRock |
| 50. |
BMO Global Asset Management |
| 51. |
British Columbia Investment Management Corporation |
| 52. |
Bull Capital Partners (Hong Kong) Limited |
| 53. |
Capital International, Inc. |
| 54. |
Capital International, Inc. |
| 55. |
China Asset Management (HK) Ltd. |
| 56. |
CSOP Asset Management Limited |
| 57. |
Fidelity International |
| 58. |
Hermed Equity Investment Management
(Shanghai) Co., Ltd. |
| 59. |
Hermes Investment Management |
| 60. |
Huineng Asset Management Limited |
| 61. |
JW Therapeutics (Shanghai) Co., LTD. |
| 62. |
Legal & General Investment Management |
| 63. |
Leucadia Investment Management |
| 64. |
Norges Bank Investment Management |
| 65. |
PGGM Investments |
| 66. |
Yu Ming Investment Management Limited |
| 67. |
3H Health Investment Management (HK) Ltd. |
| 68. |
上海張江浩成創業投資有限公司 |
| 69. |
優客工場（北京）創業投資有限公司 |
| 70. |
常州睿泰投資管理有限公司 |
| 71. |
廣州市奇源庫投資管理有限公司 |
| 72. |
時富財富管理有限公司 |
| 73. |
樸素資本管理有限公司 |
| 74. |
煙臺創新創業投資有限公司 |
| 75. |
珠海梧桐領航投資管理有限公司 |
| 76. |
深圳市前海梧桐併購投資基金管理有限公司 |
| The following investment managers
requested anonymity: |
| 77. |
Investment Manager 1 |
| 78. |
Investment Manager 2 |
| 79. |
Investment Manager 3 |
| 80. |
Investment Manager 4 |
| 81. |
Investment Manager 5 |
| |
Law Firms
|
| 82. |
Beijing DHH Law Firm |
| 83. |
Eversheds Sutherland |
| 84. |
Hogan Lovells |
| 85. |
Jeffrey Mak Law Firm |
| 86. |
Jones Day |
| 87. |
Latham & Watkins |
| 88. |
Locke Lord |
| 89. |
Mayer Brown JSM |
| 90. |
Miao & Co. (in association with Han Kun Law Offices) |
| 91. |
Norton Rose Fulbright |
| 92. |
Shearman & Sterling |
| 93. |
Sidley Austin LLP |
| 94. |
Skadden, Arps, Slate, Meagher & Flom |
| 95. |
Slaughter and May |
| 96. |
Sullivan & Cromwell (Hong Kong) LLP |
| 97. |
漢坤律師事務所 - 深圳 |
| 98. |
通商律師事務所 |
| The following law firms requested
anonymity: |
| 99. |
Law Firm 1 |
| 100. |
Law Firm 2 |
| 101. |
Law Firm 3 |
| 102. |
Law Firm 4 |
| 103. |
Law Firm 5 |
| 104. |
Law Firm 6 |
| |
|
| Listed Companies |
| 105. |
Cathay Pacific Airways Limited |
| 106. |
Great Eagle Holdings Limited |
| 107. |
Hong Kong Aircraft Engineering Company |
| 108. |
Sinochem Hong Kong (Group) Co. Ltd. |
| 109. |
Swire Pacific Limited |
| 110. |
Swire Properties Limited |
| The following listed company
requested anonymity: |
| 111. |
Listed Company 1 |
| |
|
| Other Institutions |
| 112. |
ACEA |
| 113. |
AIMA Life-Tech (Shanghai) Ltd. |
| 114. |
Ally Bridge LB Healthcare Fund |
| 115. |
Aptorum Group Limited |
| 116. |
Aucta Pharmaceuticals |
| 117. |
B Action Company Limited |
| 118. |
BFC Group |
| 119. |
BioLingus GmbH |
| 120. |
China Insights Consultancy |
| 121. |
China Resources Pharmaceutical Group Limited |
| 122. |
Civic Party |
| 123. |
dMed Biopharmaceutical Co., Ltd. |
| 124. |
Financial Services Development Council |
| 125. |
Florida State Board of Administration |
| 126. |
GenoSaber Biotech |
| 127. |
Global Legal Entity Identifier Foundation (GLEIF) |
| 128. |
Gortune Limited |
| 129. |
Hong Kong Baptist University - Department of Accountancy & Law |
| 130. |
Hua Medicine |
| 131. |
Investor Education Centre |
| 132. |
Micurx Pharmaceuticals |
| 133. |
Nan Fung Group (Nan Fung Life Sciences) |
| 134. |
Office of the Hon. Charles Mok, Legislative Councillor (IT) |
| 135. |
Office of the Hon. CHEUNG Wah-fung, Legislative Councillor (Financial Services) |
| 136. |
Office of the Hon. Kenneth Leung, Legislative Councillor (Accountancy) |
| 137. |
Our Hong Kong Foundation |
| 138. |
PlantaRx Limited |
| 139. |
Sanwa Biotech Ltd. |
| 140. |
The European Chamber of Commerce in Hong Kong |
| 141. |
Time Medical Corp |
| 142. |
Time Medical Limited |
| 143. |
Viva Biotech Ltd. |
| 144. |
上海帕尼生物科技有限公司 |
| 145. |
上海海抗中醫藥科技發展有限公司 |
| 146. |
北京中十盈信息諮詢有限公司 |
| 147. |
北京寬厚醫藥科技有限公司 |
| 148. |
北京智充科技有限公司 |
| 149. |
北京首鋼朗澤新能源科技有限公司 |
| 150. |
固高科技集團 |
| 151. |
天士力醫藥集團股份有限公司 |
| 152. |
東建國際 |
| 153. |
東曜藥業有限公司 |
| 154. |
江蘇淩雲國際 |
| 155. |
深圳市中農網有限公司 |
| 156. |
深圳市小橙堡文化傳播有限公司 |
| 157. |
碧沃豐生物科技股份有限公司 |
| 158. |
藍濤亞洲 |
| 159. |
蘇港青年交流促進會 |
| 160. |
陝西佰美基因股份有限公司 |
| 161. |
香港發現者機器人有限公司 |
| |
|
| The following institutions requested anonymity: |
| 162. |
Institution 1 |
| 163. |
Institution 2 |
| 164. |
Institution 3 |
| 165. |
Institution 4 |
| 166. |
Institution 5 |
| 167. |
Institution 6 |
| 168. |
Institution 7 |
| 169. |
Institution 8 |
| 170. |
Institution 9 |
| 171. |
Institution 10 |
| 172. |
Institution 11 |
| 173. |
Institution 12 |
| 174. |
Institution 13 |
| 175. |
Institution 14 |
| 176. |
Institution 15 |
| 177. |
Institution 16 |
| 178. |
Institution 17 |
| 179. |
Institution 18 |
| 180. |
Institution 19 |
| 181. |
Institution 20 |
| 182. |
Institution 21 |
| 183. |
Institution 22 |
| 184. |
Institution 23 |
| 185. |
Institution 24 |
| 186. |
Institution 25 |
| 187. |
Institution 26 |
| 188. |
Institution 27 |
| 189. |
Institution 27 |
| 190. |
Institution 28 |
| 191. |
Institution 29 |
| 192. |
Institution 30 |
| 193. |
Institution 30 |
| 194. |
Institution 31 |
| 195. |
Institution 32 |
| 196. |
Institution 33 |
| 197. |
Institution 34 |
| 198. |
Institution 34 |
| 199. |
Institution 35 |
| |
|
| Professional Bodies / Industry Associations |
| 200. |
ACCA Hong Kong |
| 201. |
Asia Securities Industry & Financial Markets Association - Asset Management Group |
| 202. |
Asia Securities Industry & Financial Markets Association - Equity Capital Markets Committee |
| 203. |
Asian Corporate Governance Association |
| 204. |
Australian Council of Superannuation Investors |
| 205. |
Chamber of Hong Kong Listed Companies |
| 206. |
Council of Institutional Investors |
| 207. |
Hong Kong General Chamber of Commerce |
| 208. |
Hong Kong Institute of Chartered Secretaries |
| 209. |
Hong Kong Institute of Directors |
| 210. |
Hong Kong Investment Funds Association (HKIFA) |
| 211. |
Hong Kong Professionals and Senior Executives Association |
| 212. |
Hong Kong Securities Association Limited |
| 213. |
Hong Kong Securities Professionals Association |
| 214. |
Hong Kong Society of Financial Analysts |
| 215. |
Hong Kong Venture Capital and Private Equity Association |
| 216. |
International Corporate Governance Network |
| 217. |
Law Society of Hong Kong |
| 218. |
Law Society of Hong Kong’s supplemental submission |
| 219. |
The British Chamber of Commerce in Hong Kong |
| 220. |
The Institute of Financial Planners of Hong Kong |
| 221. |
Y. Elites Association |
| 222. |
Y. Elites Association |
| 223. |
香港中國企業協會上市公司委員會 |
| |
|
| Individuals |
| |
| Institutional Investor
Staff |
| 224. |
Jin Rui Oh |
| 225. |
秦波 |
| |
|
| Individual Investors |
| 226. |
Way Lau |
| 227. |
Individual Investor 1 |
| |
|
| Other Individuals |
| 228. |
Basil Hwang |
| 229. |
Cassie Chen |
| 230. |
Charles Hsu |
| 231. |
Chris Song |
| 232. |
CY Wong |
| 233. |
CY Zhao |
| 234. |
Danyi Wen |
| 235. |
Doris Jiang |
| 236. |
Eric Wu |
| 237. |
Jimmy Mak |
| 238. |
Jimmy Zhang |
| 239. |
Judy Tsui |
| 240. |
Judy Zhu |
| 241. |
Jun Bao |
| 242. |
Kaipeng Xia |
| 243. |
Karen Liu |
| 244. |
Lance Wong |
| 245. |
Leven Li |
| 246. |
Liang LIN (Stephen) |
| 247. |
Ling Hu Ming |
| 248. |
Matthew Harrison |
| 249. |
Nan Li |
| 250. |
Nick Tse |
| 251. |
Nova Liu |
| 252. |
Patrick Sik Ming Yuen |
| 253. |
Robin Fox |
| 254. |
Sherry He |
| 255. |
Silong Zhou |
| 256. |
Stella SHI |
| 257. |
Steve Chen |
| 258. |
Su Linlin |
| 259. |
William Cao |
| 260. |
Yali Zhu |
| 261. |
劉建華 |
| 262. |
傅昺 |
| 263. |
徐斌 |
| 264. |
潘君宇 |
| 265. |
謝佩靜 |
| 266. |
陳治中 |
| 267. |
陳秋亦 |
| 268. |
齊念民 |
| Other respondents who requested
anonymity: |
| 269. |
Respondent 1 |
| 270. |
Respondent 2 |
| 271. |
Respondent 3 |
| 272. |
Respondent 4 |
| 273. |
Respondent 5 |
| 274. |
Respondent 6 |
| 275. |
Respondent 7 |
| 276. |
Respondent 8 |
| 277. |
Respondent 9 |
| 278. |
Respondent 10 |
| 279. |
Respondent 11 |
| 280. |
Respondent 12 |
| 281. |
Respondent 13 |
| 282. |
Respondent 14 |
| 283. |
Respondent 15 |
| |
|
| Responses received after consultation concluded |
| Deloitte Touche Tohmatsu |
| |
|