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Client Connect

一代交易後平台項目(NextGen)不僅將我們的平台進一步現代化,還有助香港交易所作好準備、鞏固競爭優勢,應對瞬息萬變的經營、技術和監管環境。香港交易所尤其注重的,是要確保旗下平台有效地滿足市場參與者和投資者現時以至日後的需要。推出 Client Connect 首個階段的主要成果。

 

對於Client Connect簡報會 - 試驗計劃詳情,請參閱以下內容:

Client Connect簡報會 -試驗計劃

(於 2018 年 12月更新)

 

Client Connect 旨為所有客戶提供一個一站式服務的平台,其主要目的包括:

  • 大部分以手工服務數碼化,以提升香港交易所的服務質
  • 化和提升運作效
  • 未來與其他NextGen應用程式一體化做好準

 

主要特

Client Connect 透過安全的網絡用戶界面為參與者提供服務。其主要特點包括:

  • 重認證 (第二重密碼會由電子郵件或手機程式發出)
  • 可以透過電腦/平板電腦/手機使
  • 能透過單一戶口同時支援多個參與者/會員
  • 據用戶使用權限預設服務
  • 使用電子化服務來取代現時紙張或傳真形式的運
  • 預置智能程序可自動輸入和可即時驗證客戶所輸入的資
  • 預置輸入者與核對者的工作流程設計
  • 透過電子郵件或線上通知客戶所需完成的
  • 搜索和過濾功能在個人首頁中尋找未完成及已完成的工作
  • 研討會活動報名電子化
  • 技術文件中央下載區

 

主要優點

  • 可隨時隨地使用服
  • 具現代化及安全性的一體系操作
  • 簡易的個人首頁讓客戶快速追蹤服務請求的狀
  • 無需任何實體簽署及公司印
  • 無需任何實件填充及掃描
  • 為服務請求的處理過程能提供完整的審計跟蹤

 

時間表

Client Connect 的第一階段會2019年第一推出,而第二階段會於同年第季推出。部分參與者將會在2018年第四季被邀請參加試驗計劃。大致時間表如下:

Client connect

 

 

電子化服務的服務範

首批電子化服務將會於交收及存管、參與者/會員管理、技術設置及活動報名等範疇提供大約45項服務。部分現有手工表格將合併至同一電子化服務內,以達至能一次過遞交多個指示或申請

 

Client Connect1

 

 

電子化服的暫定詳情

多有關電子化服務的資訊有待公佈 。

類別

結算所

#

電子化服務名稱

現有表格

交收及存管

香港結算

1

向香港結算遞交豁免補購申請

Application Form for Exemption of Buy-in

Application Form for Exemption of Buy-in (China Connect Securities)

2

向香港結算遞交提早補購要求

Early Buy-in Request Form

3

遞交特別補購要求

Buy-in Reporting Slip

Request Letter for Exemption of Special Buy-in

4

向香港結算提出補購要求 (只應用於中央結算系統已劃分的買賣)

Buy-in Request Form (for CCASS Isolated Trades only)

Withdrawal of Buy-in Request Form (for CCASS Isolated Trades only)

5

短倉結算參與者的股份權益戶口記除授權通知

Authorization Letter from the short clearing participant for debiting their stock entitlement account

6

向香港結算遞交股息/紅股申請

Dividend/Bonus Claim Letter

7

向香港結算遞交公司通訊要求

Corporate Communications Mailing Address Label Data File transmitted from HKSCC to share registrars

8

向香港結算申請提取費用優惠

Application for Withdrawal Fee Concession (Condition 1) - Sample Application Letters

Application for Withdrawal Fee Concession (Condition 2) - Sample Application Letters

9

向香港結算申請登記及過戶費用優惠

Application for Scrip Fee Concession - Sample Application Letter from Transferee

Application for Scrip Fee Concession - Sample Application Letter from Transferor

Application for Scrip Fee Concession - Sample Application Letter from Client

10

向香港結算發出轉移指示(債務工具中央結算系統)

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Receive "Delivery Versus Payment" Instruction

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Receive "Free of Payment" Instruction

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Deliver "Delivery Versus Payment" Instruction

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Deliver "Free of Payment" Instruction

Transfer Instruction Cancellation Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Cancel Receive "Delivery Versus Payment" Instruction

Transfer Instruction Cancellation Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Cancel Receive "Free of Payment" Instruction

11

向香港結算發出以實物證券形式提取境外證券指示

Foreign Securities Withdrawal Form

12

向香港結算發出跨境轉移指示

Cross-border Transfer Instruction Form: Foreign Securities - "Deliver Free of Payment" Instruction

Cross-border Transfer Instruction Form: Foreign Securities - "Receive Free of Payment" Instruction

Cross-border Transfer Instruction Form: Foreign Securities - Cancel "Receive Free of Payment" Instruction

13

向香港結算發出轉移指示(已除牌股份)

Transfer Instructions (for transfer of delisted stock)

14

向香港結算/香港證券兌換代理服務有限公司發出ETP賬面記錄存入指示

Book-entry Deposit and Credit Authorisation Form

Unit Creation Confirmation Letter

15

向香港結算/香港證券兌換代理服務有限公司發出ETP賬面記錄提取指示

Book-entry Withdrawal and Debit Authorisation Form

Debit Confirmation Form and Cancellation of Units Instruction Letter

16

向香港結算/香港證券兌換代理服務有限公司遞交ETP每日對賬表

ETP - Letter of Daily Reconciliation (with share registrar)

參與者/會員管理

香港結算

17

要求香港結算進行股票戶口配對以使用滬港通及深港通

Stock Account Mapping Maintenance Form for the Use of Shanghai and Shenzhen Stock Connect

18

要求香港結算處理特別獨立戶口及其指定執行經紀維護

Special Segregated Account and Designated Executing Broker Maintenance Form

19

更改公司名稱

Change of Company Name Form

20

要求香港結算處理不附結單服務的股份獨立戶口

Stock Segregated Account Maintenance Form – Without Statement

21

給香港結算的常設指示透過「票據交換所自動轉賬系統付款指示」結算即日差額、即日額外按金及即日內地結算備付金

Standing Instruction for Settlement of Intra-day Marks, Intra-day Margin and Intra-day Mainland Settlement Deposit by CHATS Payment Instruction (CPI)

期貨結算公司/期權結算所

22

請提交DCASS戶口維護設定申請予期貨結算公司/期權結算所

DCASS Account Maintenance Form (HKCC)

Maintenance of OBEP Individual Client Account Form

23

DCASS用戶設定申請予期貨結算公司/期權結算所

DCASS User Account Maintenance Form

Application Form for DCASS/CCMS Terminal

24

期貨結算公司/期權結算所選定指定貨幣以收取按金

Selected Currency Designation Form

25

指定期權結算所的CCMS抵押品戶口收取差額、按金及集中抵押品請求

CCMS Collateral Account Designation Form for Marks, Margin and Concentration Collateral Collection by SEOCH

26

通知期貨結算公司執行與交付代理人的實物交收金屬期貨代理人協議

Notification of Execution of Physical Delivery Agent for Physically Settled Metal Futures Contract - HKCC

27

通知期貨結算公司實物交收金屬期貨的交收倉庫戶口

Depository Account Maintenance Notice for Physically Settled Metal Futures Contract - HKCC

28

通知期貨結算公司終止與交付代理人的實物交收金屬期貨代理人協議

Notification of Termination of Physical Delivery Agent for Physically Settled Metal Futures Contract - HKCC

聯交所/
香港結算

29

CCEP/CCCP申請以使用滬港通及深港通

Registration for the Use of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect

Confirmation of Readiness for the Use of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect

Undertaking for the Use of Shanghai-Hong Kong Stock Connect

Undertaking for the Use of Shenzhen-Hong Kong Stock Connect

香港結算
/
期貨結算公司/期權結算所

30

更改獲授權簽署人士

Change of Authorised Signatories Form

31

更新銀行賬戶

Additional/ Change of HKD Designated Bank Account Form

Change of USD Designated Bank Account Form

Change of RMB Designated Bank Account Form

Setup of USD Designated Bank Account Form

Setup of RMB Designated Bank Account Form

Change of Designated/Settlement Bank Account Form

32

更改公司資料及聯絡人

Change of Account Information Form

Change of CCMS / DCASS Contact Persons Form

33

管理人仕及認可使用者智能卡維護

User Profile for Delegated Administrator (DA)

Smartcard Request Form for CCASS/CCMS User

Report Loss of Smartcard

34

認可使用者智能卡維護(PG或特別要求)

Smartcard User Profile List

35

訂取智能卡讀取器

Order Form for Smartcard Reader(s)

36

要求重印CCASS/CCMS/DCASS報告及數據文檔

Report Reprint Request Form

Request for Retrieving DCASS/CCMS Reports and Data Files Form

技術設置

期貨結算公司/期權結算所

37

提交DCASS/OAPI 連接測試確認請求予期貨結算公司/期權結算所

DCASS Server and/or DCASS OAPI Connectivity Test Confirmation

38

提交DCASS OAPI認證測試申請/確認要求予期貨結算公司/期權結算所

DCASS OAPI Certification Test Application/Confirmation Form

39

提交DCASS OAPI計劃程式準備就緒聲明要求予期貨結算公司/期權結算所

DCASS OAPI Program Readiness Declaration Form

40

提交申請登入DCASS OAPI 測試環境予期貨結算公司/期權結算所

Request Form for accessing DCASS OAPI Testing Environment

41

提交DCASS生產/測試線路申請及/或變更頻寬通知予期貨結算公司/期權結算所

DCASS Central/Network Gateway/Testing Line Application and/or Change of SDNet Bandwidth Notification Form

香港結算
/
期貨結算公司/期權結算所

42

CCASS/CCMS SDNet 線路服務通知

CCASS/CCMS SDNet Line Service Notification Form for HKSCC/HKCC/SEOCH Participants/HKSCC Designated Banks

香港結算

43

向香港結算確認購買PG及有關解說文件

PG Acquisition Confirmation Reply and Explanatory Notes

 

聯絡我們 :

電郵: ClientConnect@hkex.com.hk

 

免責聲

港交易所及/或其附屬公司竭力確保其提供之資料準確可靠,但不保證該等資料絕對正確可靠;對於任何因資料不確或遺漏又或因根據或倚賴本網站資料所作決定、行動或不行動而引致之損失或損害,香港交易所及/或其附屬公司概不負責(不論是民事侵權行為責任或合約責任或其他)。


更新日期 2018年12月17日

加載中