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Client Connect

一代交易後平台項目(NextGen)不僅將我們的平台進一步現代化,還有助香港交易所作好準備、鞏固競爭優勢,應對瞬息萬變的經營、技術和監管環境。香港交易所尤其注重的,是要確保旗下平台有效地滿足市場參與者和投資者現時以至日後的需要。推出 Client Connect 首個階段的主要成果。

 

登入Client Connect

 

(於 2019 年 5月 14日更新)

 

成為Client Connect用戶資料

Client Connect 管理人士權限申請/維護表格

說明文件

Client Connect 營運人士權限申請/維護表格(只適用於委派營運人士權限予交收代理)

Client Connect條款及細則

(於 2019 年 11月 21日更新)

 

Client Connect 旨為所有客戶提供一個一站式服務的平台,其主要目的包括:

  • 大部分以手工服務數碼化,以提升香港交易所的服務質
  • 化和提升運作效
  • 未來與其他NextGen應用程式一體化做好準

 

主要特

Client Connect 透過安全的網絡用戶界面為參與者提供服務。其主要特點包括:

  • 重認證 (第二重密碼會由電子郵件或手機程式發出)
  • 可以透過電腦/平板電腦/手機使
  • 能透過單一戶口同時支援多個參與者/會員
  • 據用戶使用權限預設服務
  • 使用電子服務來取代現時紙張或傳真形式的運
  • 預置智能程序可自動輸入和可即時驗證客戶所輸入的資
  • 預置輸入者與核對者的工作流程設計
  • 透過電子郵件或線上通知客戶所需完成的
  • 搜索和過濾功能在個人首頁中尋找未完成及已完成的工作
  • 研討會活動報名電子化
  • 技術文件中央下載區

 

主要優點

  • 可隨時隨地使用服
  • 具現代化及安全性的一體系操作
  • 簡易的個人首頁讓客戶快速追蹤服務請求的狀
  • 無需任何實體簽署及公司印
  • 無需任何實件填充及掃描
  • 為服務請求的處理過程能提供完整的審計跟蹤

 

時間表

Client Connect 的第二階段經已在2019年12月2日推出,以下列表中的電子服務已可於Client Connect使用。

 

電子服務的服務範圍

首批電子服務將會於交收及存管、參與者/會員管理、技術設置及活動報名等範疇提供大約45項服務。部分現有手工表格將合併至同一電子服務內,以達至能一次過遞交多個指示或申請

Capture (chin) 1 

可使用的電子服務詳情

以下列表中的電子服務已可於Client Connect使用。

類別

結算所

#

電子服務名稱

現有表格

交收及存管

香港結算

1

向香港結算遞交豁免補購申請

Application Form for Exemption of Buy-in

Application Form for Exemption of Buy-in (China Connect Securities)

2

向香港結算遞交提早補購要求

Early Buy-in Request Form

3

遞交特別補購要求

Buy-in Reporting Slip

Request Letter for Exemption of Special Buy-in

4

向香港結算提出補購要求 (只應用於中央結算系統已劃分的買賣)

Buy-in Request Form (for CCASS Isolated Trades only)

Withdrawal of Buy-in Request Form (for CCASS Isolated Trades only)

5

向香港結算遞交股息/紅股申請

Dividend/Bonus Claim Letter

6

向香港結算發出跨境轉移指示

 

Cross-border Transfer Instruction Form: Foreign Securities - "Deliver Free of Payment" Instruction

Cross-border Transfer Instruction Form: Foreign Securities - "Receive Free of Payment" Instruction

Cross-border Transfer Instruction Form: Foreign Securities - Cancel "Receive Free of Payment" Instruction

7

向香港結算發出轉移指示(已除牌股份)

(Written application)

8

短倉結算參與者的股份權益戶口記除授權通知

 

Authorization Letter from the short clearing participant for debiting their stock entitlement account

9

申請與公司行為相關的指定面額的證書

-

10

向香港結算遞交公司通訊要求

Corporate Communications Mailing Address Label Data File transmitted from HKSCC to share registrars

11

向結算公司申請提取費用優惠 (預先批核)

Application for Withdrawal Fee Concession (Condition 1) - Sample Application Letters

Application for Withdrawal Fee Concession (Condition 2) - Sample Application Letters

12

向結算公司申請提取費用優惠 (正式批核)

Application for Withdrawal Fee Concession (Condition 1) - Sample Application Letters

Application for Withdrawal Fee Concession (Condition 2) - Sample Application Letters

13

向結算公司申請登記過戶費優惠(預先批核)

Application for Scrip Fee Concession - Sample Application Letter from Transferee

Application for Scrip Fee Concession - Sample Application Letter from Transferor

Application for Scrip Fee Concession - Sample Application Letter from Client

14

向結算公司申請登記過戶費優惠(正式批核)

Application for Scrip Fee Concession - Sample Application Letter from Transferee

Application for Scrip Fee Concession - Sample Application Letter from Transferor

Application for Scrip Fee Concession - Sample Application Letter from Client

參與者戶口/會員管理

香港結算

15

要求香港結算處理不附結單服務的股份獨立戶口

Stock Segregated Account Maintenance Form – Without Statement

16

向香港結算發出轉移指示(債務工具中央結算系統)

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Receive "Delivery Versus Payment" Instruction

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Receive "Free of Payment" Instruction

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Deliver "Delivery Versus Payment" Instruction

Transfer Instruction Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Deliver "Free of Payment" Instruction

Transfer Instruction Cancellation Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Cancel Receive "Delivery Versus Payment" Instruction

Transfer Instruction Cancellation Form - Exchange Fund Notes, Government Bonds, Specified Instruments or CMU Instruments - Cancel Receive "Free of Payment" Instruction

17

要求香港結算進行股票戶口配對以使用滬港通及深港通

 

Stock Account Mapping Maintenance Form for the Use of Shanghai and Shenzhen Stock Connect

18

給香港結算的常設指示 透過「票據交換所自動轉賬系統付款指示」結算即日差額、即日額外按金及即日內地結算備付金

 

Standing Instruction for Settlement of Intra-day Marks, Intra-day Margin and Intra-day Mainland Settlement Deposit by CHATS Payment Instruction (CPI)

19

CCCP申請以使用滬港通及深港通

Registration for the Use of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect

Confirmation of Readiness for the Use of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect

Undertaking for the Use of Shanghai-Hong Kong Stock Connect

Undertaking for the Use of Shenzhen-Hong Kong Stock Connect

聯交所

20

CCEP申請以使用滬港通及深港通

Registration for the Use of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect

Confirmation of Readiness for the Use of Shanghai-Hong Kong Stock Connect and Shenzhen-Hong Kong Stock Connect

Undertaking for the Use of Shanghai-Hong Kong Stock Connect

Undertaking for the Use of Shenzhen-Hong Kong Stock Connect

期貨結算公司/期權結算所

21

提交DCASS戶口維護設定申請予期貨結算公司 / 期權結算所

DCASS Account Maintenance Form (HKCC)

Maintenance of OBEP Individual Client Account Form

22

期貨結算公司/期權結算所選定指定貨幣以收取按金

Selected Currency Designation Form

23

指定期權結算所的CCMS抵押品戶口收取差額、按金及集中抵押品請求

CCMS Collateral Account Designation Form for Marks, Margin and Concentration Collateral Collection by SEOCH

24

DCASS用戶設定申請予期貨結算公司/期權結算所

DCASS User Account Maintenance Form

Application Form for DCASS/CCMS Terminal

聯交所/

香港結算

25

要求香港結算處理特別獨立戶口及其指定執行經紀維護

Special Segregated Account and Designated Executing Broker Maintenance Form

香港結算

/期貨結算公司/期權結算所

26

更改公司名稱

Change of Company Name Form

27

更改公司資料及聯絡人

 

Change of Account Information Form

Change of CCMS / DCASS Contact Persons Form

28

管理人仕及認可使用者智能卡維護

User Profile for Delegated Administrator (DA)

Smartcard Request Form for CCASS/CCMS User

Report Loss of Smartcard

29

訂取智能卡讀取器

Order Form for Smartcard Reader(s)

30

更改獲授權簽署人士

Change of Authorised Signatories Form

31

更新銀行賬戶

Additional/ Change of HKD Designated Bank Account Form

Change of USD Designated Bank Account Form

Change of RMB Designated Bank Account Form

Setup of USD Designated Bank Account Form

Setup of RMB Designated Bank Account Form

Change of Designated/Settlement Bank Account Form

32

認可使用者智能卡維護(PG或特別要求)

Smartcard User Profile List

33

要求重印CCASS/CCMS/DCASS報告及數據文檔

Report Reprint Request Form

Request for Retrieving DCASS/CCMS Reports and Data Files Form

技術設置

香港結算

34

向香港結算確認購買PG及有關解說文件

 

PG Acquisition Confirmation Reply and Explanatory Notes

期貨結算公司/期權結算所

35

提交申請登入DCASS OAPI 測試環境予期貨結算公司/期權結算所

Request Form for accessing DCASS OAPI Testing Environment

36

提交DCASS生產/測試線路申請及/或變更頻寬通知予期貨結算公司/期權結算所

DCASS Central/Network Gateway/Testing Line Application and/or Change of SDNet Bandwidth Notification Form

37

提交DCASS/OAPI 連接測試確認請求予期貨結算公司/期權結算所

DCASS Server and/or DCASS OAPI Connectivity Test Confirmation

38

提交DCASS OAPI認證測試申請/確認要求予期貨結算公司/期權結算所

DCASS OAPI Certification Test Application/Confirmation Form

39

提交DCASS OAPI計劃程式準備就緒聲明要求予期貨結算公司/期權結算所

DCASS OAPI Program Readiness Declaration Form

香港結算

/期貨結算公司/期權結算所

40

CCASS/CCMS SDNet 線路服務通知

CCASS/CCMS SDNet Line Service Notification Form for HKSCC/HKCC/SEOCH Participants/HKSCC Designated Banks

活動

共同

41

活動登記

N/A

文件傳送

香港結算

42

提交與下載

N/A

 

 

聯絡我們 :

電郵: ClientConnect@hkex.com.hk

 

免責聲

港交易所及/或其附屬公司竭力確保其提供之資料準確可靠,但不保證該等資料絕對正確可靠;對於任何因資料不確或遺漏又或因根據或倚賴本網站資料所作決定、行動或不行動而引致之損失或損害,香港交易所及/或其附屬公司概不負責(不論是民事侵權行為責任或合約責任或其他)。


更新日期 2019年12月5日

加載中